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Published on 5 April 2024
发布日期:2024 年 4 月 5 日
Communiqué  公报

Direct transmission of procedures to the CSSF
直接向 CSSF 传输程序

In 2023, the CSSF officially introduced new means of communication with professionals in the financial sector: eDesk, Api (S3), etc.
2023 年,瑞士金融业监管委员会(CSSF)正式推出了与金融业专业人士交流的新手段:电子桌面(eDesk)、API(S3)等。

In order to ease the completion and submission of your procedures, you can perform them either:
为了方便您完成和提交程序,您可以任选其一:

  • Via our eDesk Portal: a form allows you to enter the information or, in the case of an XBRL file, to upload the file.
    通过我们的 eDesk 门户网站:您可以通过表格输入信息,如果是 XBRL 文件,则可以上传文件。
  • By automating the transmission of information via a file exchanged through an API solution (S3).
    通过应用程序接口解决方案(S3)交换的文件自动传输信息。

These two solutions are completely free of charge for professionals, who are no longer required to use an intermediary to transmit their procedures.
这两种解决方案对专业人员完全免费,他们不再需要使用中介来传输他们的程序。

The following procedures are currently covered by these transmission methods:
这些传输方法目前涵盖以下程序:

Procedures 程序 eDesk 电子办公桌 API
AML/CFT Market Entry Form
反洗钱/打击资助恐怖主义行为市场准入表

X

Questionnaire on financial crime
金融犯罪调查问卷

X

X

Annual closing documents of the Specialised PFS
专门计划与预算系统年度结算文件

X

Attestations 证明

X

Circular CSSF 15/612: Information to be submitted in relation to unregulated AIFs (established in Luxembourg, in another EU Member State or in a third country) and/or regulated AIFs established in a third country
CSSF 15/612 号通知:与(在卢森堡、另一欧盟成员国或第三国设立的)非监管 AIF 和/或在第三国设立的监管 AIF 有关的应提交信息

X

Collective Investment Sector Reporting Tool
集体投资部门报告工具

X

X (SAQ)

Cross-border Marketing Notifications Tool
跨境营销通知工具

X

 X (UCITS)

Data collection on commercial real estate for investment fund managers
为投资基金经理收集商业房地产数据

X

X

European Account Preservation Order (EAPO)
欧洲账户保护令(EAPO)

X

Investment firms reporting (IFR)
投资公司报告 (IFR)

X

Law Firm & Legal advisor mandate
律师事务所和法律顾问的任务

X

MMF reporting dashboard 多边基金报告仪表板

X

Performance Fees 绩效费用

X

PRIIPs

X

UCI Approval UCI 批准

X

UCI Data Collection UCI 数据收集

X

Data collection on inactive accounts and safe deposit boxes (Law of 30 March 2022)
关于非活动账户和保险箱的数据收集(2022 年 3 月 30 日法律)

X

 2024

Revised Long Form Report for banks
经修订的银行长式报告

X

X

PSD2 – PSP ICT Assessment
PSD2 - PSP ICT 评估

X

X

SFDR – IFM disclosures
SFDR - IFM 披露

X

Ex-ante contributions for the Single Resolution Fund
单一决议基金的事前捐款

X

X

SFDR – Precontractual funds/IORPs disclosures
SFDR - 合同前资金/IORP 披露

X

X

UCI Administrator Reporting Tool
UCI 管理员报告工具

X

X

EBA high earners exercise
EBA 高收入者活动

X

X

EBA remuneration benchmarking exercise
欧洲银行管理局薪酬基准测试

X

X

EBA higher ratio exercise
欧洲银行协会较高比率练习

X

X

Semi-annual reporting of borrower-related residential real estate indicators
每半年报告一次与借款人相关的住宅房地产指标

X

X

Semi-annual data collection on lending indicators related to commercial real estate
每半年收集一次与商业房地产相关的贷款指标数据

X

X

Quarterly survey on the amount of covered deposits (FGDL)
担保存款额季度调查(FGDL)

X

X

SFDR – Periodic funds/IORPs disclosures
SFDR - 定期基金/IORPs 披露

X

X

National Reporting B4.5 et B4.6
国家报告 B4.5 和 B4.6

X

X

Alternative Investment Fund Managers Reporting (AIFM)
另类投资基金经理报告 (AIFM)

X

X

SCI Real Estate Reporting
SCI 房地产报告

X

X

Major ICT-related Incident Notification
与信息和通信技术有关的重大事件通知

X

X

Revised Long Form report for IF
经修订的 IF 长式报告

X

X

IRRBB ad hoc data collection (XBRL)
IRRBB 特别数据收集(XBRL)

X

X

ESG Pillar 3 disclosures
ESG 第三支柱披露

X

X

IPU Threshold Monitoring
IPU 阈值监测

X

X

AML/CFT Summary report RC (SRRC)
反洗钱/打击资助恐怖主义行为简要报告 RC (SRRC)

X

X

You will also find below the list of procedures that you will be able to send in the near future via these means of communication:
您还可以在下面找到您在不久的将来可以通过这些通信方式发送的程序列表:

Procedures 程序 eDesk 电子办公桌 API (S3) 应用程序接口 (S3)
EMIR/SFTR notifications EMIR/SFTR 通知 Q2-2024 Q2-2024
ABBL surveys ABBL 调查 Q2-2024 Q2-2024
EBA Remuneration gender gap
EBA 薪酬性别差距
Q2-2024 Q2-2024
Audit Filing Portal 审计申报门户网站 Q2-2024 Q2-2024
Key Information Document (KID)
关键信息文件(KID)
Q3-2024 Q3-2024
Management Regulations / Articles of Incorporation (MR/AI)
管理条例》/《公司章程》(MR/AI)
Q3-2024 Q3-2024
Specific survey – Innovative technology
具体调查 - 创新技术
Q2-2024 Q2-2024
COREP – FINREP COREP - FINREP Q3-2024 Q3-2024

We will announce the next steps for the following procedures at a later date:
我们将在晚些时候公布以下程序的下一步工作:

  • U1.1 – Financial reporting
    U1.1 - 财务报告
  • Portfolio Management Delegation questionnaire
    投资组合管理授权问卷
  • Cross-border management of IFMs
    综合融资机制的跨境管理
  • DORA – Incident reporting
    DORA - 事故报告
  • DORA – Register DORA - 注册

If you have any questions, please contact edesk@cssf.lu.
如有任何疑问,请联系 edesk@cssf.lu。