Direct transmission of procedures to the CSSF
直接向 CSSF 传输程序
In 2023, the CSSF officially introduced new means of communication with professionals in the financial sector: eDesk, Api (S3), etc.
2023 年,瑞士金融业监管委员会(CSSF)正式推出了与金融业专业人士交流的新手段:电子桌面(eDesk)、API(S3)等。
In order to ease the completion and submission of your procedures, you can perform them either:
为了方便您完成和提交程序,您可以任选其一:
- Via our eDesk Portal: a form allows you to enter the information or, in the case of an XBRL file, to upload the file.
通过我们的 eDesk 门户网站:您可以通过表格输入信息,如果是 XBRL 文件,则可以上传文件。 - By automating the transmission of information via a file exchanged through an API solution (S3).
通过应用程序接口解决方案(S3)交换的文件自动传输信息。
These two solutions are completely free of charge for professionals, who are no longer required to use an intermediary to transmit their procedures.
这两种解决方案对专业人员完全免费,他们不再需要使用中介来传输他们的程序。
The following procedures are currently covered by these transmission methods:
这些传输方法目前涵盖以下程序:
Procedures 程序 | eDesk 电子办公桌 | API |
AML/CFT Market Entry Form 反洗钱/打击资助恐怖主义行为市场准入表 |
X |
|
Questionnaire on financial crime |
X |
X |
Annual closing documents of the Specialised PFS 专门计划与预算系统年度结算文件 |
X |
|
Attestations 证明 |
X |
|
Circular CSSF 15/612: Information to be submitted in relation to unregulated AIFs (established in Luxembourg, in another EU Member State or in a third country) and/or regulated AIFs established in a third country CSSF 15/612 号通知:与(在卢森堡、另一欧盟成员国或第三国设立的)非监管 AIF 和/或在第三国设立的监管 AIF 有关的应提交信息 |
X |
|
Collective Investment Sector Reporting Tool 集体投资部门报告工具 |
X |
X (SAQ) |
Cross-border Marketing Notifications Tool 跨境营销通知工具 |
X |
X (UCITS) |
Data collection on commercial real estate for investment fund managers 为投资基金经理收集商业房地产数据 |
X |
X |
European Account Preservation Order (EAPO) 欧洲账户保护令(EAPO) |
X |
|
Investment firms reporting (IFR) 投资公司报告 (IFR) |
X |
|
Law Firm & Legal advisor mandate 律师事务所和法律顾问的任务 |
X |
|
MMF reporting dashboard 多边基金报告仪表板 |
X |
|
Performance Fees 绩效费用 |
X |
|
PRIIPs |
X |
|
UCI Approval UCI 批准 |
X |
|
UCI Data Collection UCI 数据收集 |
X |
|
Data collection on inactive accounts and safe deposit boxes (Law of 30 March 2022) 关于非活动账户和保险箱的数据收集(2022 年 3 月 30 日法律) |
X |
2024 |
Revised Long Form Report for banks 经修订的银行长式报告 |
X |
X |
PSD2 – PSP ICT Assessment PSD2 - PSP ICT 评估 |
X |
X |
SFDR – IFM disclosures SFDR - IFM 披露 |
X |
|
Ex-ante contributions for the Single Resolution Fund 单一决议基金的事前捐款 |
X |
X |
SFDR – Precontractual funds/IORPs disclosures SFDR - 合同前资金/IORP 披露 |
X |
X |
UCI Administrator Reporting Tool UCI 管理员报告工具 |
X |
X |
EBA high earners exercise EBA 高收入者活动 |
X |
X |
EBA remuneration benchmarking exercise 欧洲银行管理局薪酬基准测试 |
X |
X |
EBA higher ratio exercise 欧洲银行协会较高比率练习 |
X |
X |
Semi-annual reporting of borrower-related residential real estate indicators 每半年报告一次与借款人相关的住宅房地产指标 |
X |
X |
Semi-annual data collection on lending indicators related to commercial real estate 每半年收集一次与商业房地产相关的贷款指标数据 |
X |
X |
Quarterly survey on the amount of covered deposits (FGDL) 担保存款额季度调查(FGDL) |
X |
X |
SFDR – Periodic funds/IORPs disclosures SFDR - 定期基金/IORPs 披露 |
X |
X |
National Reporting B4.5 et B4.6 国家报告 B4.5 和 B4.6 |
X |
X |
Alternative Investment Fund Managers Reporting (AIFM) 另类投资基金经理报告 (AIFM) |
X |
X |
SCI Real Estate Reporting SCI 房地产报告 |
X |
X |
Major ICT-related Incident Notification 与信息和通信技术有关的重大事件通知 |
X |
X |
Revised Long Form report for IF 经修订的 IF 长式报告 |
X |
X |
IRRBB ad hoc data collection (XBRL) IRRBB 特别数据收集(XBRL) |
X |
X |
ESG Pillar 3 disclosures ESG 第三支柱披露 |
X |
X |
IPU Threshold Monitoring IPU 阈值监测 |
X |
X |
AML/CFT Summary report RC (SRRC) 反洗钱/打击资助恐怖主义行为简要报告 RC (SRRC) |
X |
X |
You will also find below the list of procedures that you will be able to send in the near future via these means of communication:
您还可以在下面找到您在不久的将来可以通过这些通信方式发送的程序列表:
Procedures 程序 | eDesk 电子办公桌 | API (S3) 应用程序接口 (S3) |
EMIR/SFTR notifications EMIR/SFTR 通知 | Q2-2024 | Q2-2024 |
ABBL surveys ABBL 调查 | Q2-2024 | Q2-2024 |
EBA Remuneration gender gap EBA 薪酬性别差距 |
Q2-2024 | Q2-2024 |
Audit Filing Portal 审计申报门户网站 | Q2-2024 | Q2-2024 |
Key Information Document (KID) 关键信息文件(KID) |
Q3-2024 | Q3-2024 |
Management Regulations / Articles of Incorporation (MR/AI) 管理条例》/《公司章程》(MR/AI) |
Q3-2024 | Q3-2024 |
Specific survey – Innovative technology 具体调查 - 创新技术 |
Q2-2024 | Q2-2024 |
COREP – FINREP COREP - FINREP | Q3-2024 | Q3-2024 |
We will announce the next steps for the following procedures at a later date:
我们将在晚些时候公布以下程序的下一步工作:
- U1.1 – Financial reporting
U1.1 - 财务报告 - Portfolio Management Delegation questionnaire
投资组合管理授权问卷 - Cross-border management of IFMs
综合融资机制的跨境管理 - DORA – Incident reporting
DORA - 事故报告 - DORA – Register DORA - 注册
If you have any questions, please contact edesk@cssf.lu.
如有任何疑问,请联系 edesk@cssf.lu。