Introduction
介绍
The Client has engaged us to conduct investigative due diligence research on the following subjects:
客户聘请我们对以下主题进行调查性尽职调查研究:
Order Group Co. Ltd. (奥德集团有限公司)
OrderGroup Co. 订购集团公司Ltd.(奥德集团有限公司)
Lin Fanlian (林凡连)
林凡连 (LinFanlian)
Xie Yi (谢翼)
谢翼 (XieYi)
We concentrated its efforts in mainland China and Hong Kong, focusing on:
我们专注于中国大陆和香港,专注于:
Researching the background of Order Group's formation, ownership structure, and business activities
研究 Order Group 的成立背景、所有权结构和业务活动
Understanding whether Order Group, its controlling shareholders, directors, and senior management have been tied to any incidents or allegations of corruption, bribery, major commercial disputes, adverse media coverage, or significant litigation
了解OrderGroup、其控股股东、董事和高级管理人员是否与任何腐败、贿赂、重大商业纠纷、负面媒体的事件或指控有关承保范围或重大诉讼
Providing profiles of Lin Fanlian and Xie to the extent possible, including: career background, relevant family or government connections, external corporate affiliations, public profile and reputation, litigation history, and regulatory or compliance issues, including whether or not they are designated as a Politically Exposed Person (“PEP”)
尽可能提供 Lin Fanlian 和 Xie 的个人资料,包括:职业背景、相关的家庭或政府关系、外部公司隶属关系、公众形象和声誉、诉讼历史以及监管或合规问题,包括他们是否被指定为政治公众人物
Looking for indications of undisclosed financial problems or bankruptcy of the Subjects
寻找未披露的财务问题或主体破产的迹象
Checking the Subjects against relevant local and global regulatory and compliance databases to determine any issues or detrimental information, including OFAC sanctions, FCPA or similar risks and AML violations
根据相关的本地和全球监管和合规数据库检查主体,以确定任何问题或有害信息,包括OFAC制裁、FCPA或类似风险以及反洗钱违规行为
Gathering information on Lin Fanlian's and Xie's business reputation, integrity and past business track records, seeking to detect any undisclosed influence on the company's well-being or operations, especially any that might affect the Client's potential investment with Order Group affiliates
收集有关LinFanlian和Xie 的商业信誉、诚信和过去业务记录的信息,试图发现对公司福祉或运营的任何未披露的影响,尤其是可能影响客户与 Order Group 附属公司的潜在投资的任何影响
Understanding whether Lin Fanlian or Xie has poor professional standards or have faced other ethical concerns
了解林凡莲或谢是否专业水平不佳或面临其他道德问题
This report provides the results of our research, conducted from 7 June 2021 to 7 July 2021.
本报告提供了我们于 2021 年 6 月7 日至 2021年 7 月7 日进行的研究结果。
Methodology
方法论
This report was compiled from a review of publicly available sources, including media archives, online resources, proprietary databases and records from government and regulatory bodies in mainland China and Hong Kong. We also research the subjects using Acuris’ proprietary regulatory, corporate filing, and media databases. For details on how we conduct this research, please see Appendix I.
本报告是根据对公开来源的审查编制的,包括媒体档案、在线资源、专有数据库以及来自中国大陆和香港政府和监管机构的记录。我们还使用 Acuris 专有的监管、公司申报和媒体数据库对主题进行研究。有关我们如何进行这项研究的详细信息,请参阅附录 I。
Commercial databases and other sources of public records may contain errors, and research using an individual’s name may return records pertaining to another individual with a similar name. We make every effort to corroborate and verify information from these sources, but we cannot guarantee their accuracy.
商业数据库和其他公共记录来源可能包含错误,使用个人姓名的研究可能会返回与具有相似姓名的其他个人有关的记录。我们尽一切努力证实和验证来自这些来源的信息,但我们无法保证其准确性。
In addition to public domain research, we conducted discreet inquiries with confidential sources in mainland China who are familiar with the subjects. The source inquiries were conducted in strict confidentiality and therefore the materials and content provided in this report must be treated confidentially. We engaged multiple sources to ensure that the information we obtained
除了公共领域研究外,我们还与中国大陆熟悉主题的机密消息来源进行了谨慎的调查。来源查询是在严格保密的情况下进行的,因此本报告中提供的材料和内容必须保密。我们联系了多个来源,以确保我们获得的信息