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Collision analysis (FTA method) occurs due to abnormal guidance control function


Nanjing ASRock Transportation Technology Co., Ltd


20 11/19/24


Responsibility


Signature/Visa


Date


weave


Audit


craft


Sign


standardization


approve


REVISION HISTORY RECORDS


Version/Rev


Date


Name/Name


Notes and Comments

V1.0

11.19


Lin Kang


first draft


Table of Contents


1. Purpose and scope of the document5


2. Refer to Documentation and Standard 5


3. Terms and abbreviations5


4. System Description6


5. Allocation Principle 7


6. Reliability is expected 8


6.1. Reliability Objective 8


6.2. Evaluation methodology8


6.3. Reliability model 8


7. Maintainability analysis 9


7.1. Fault and maintenance strategy definition9


7.2. MTBF Prediction 9


7.3. Preventive maintenance analysis9


7.4. Corrective maintenance analysis and MTTR prediction10


8. Safety function description11


9. Fault Tree Analysis FTA12


9.1. Top event definition12


9.2. Modeling12


9.3. Analytical calculations17


10. Summary 20


Purpose and scope of the document


This article is an analysis report on the hardware reliability, availability, and maintainability of the guidance system. The main purpose is to calculate the RAM index of the system through RAM analysis, and at the same time discuss in detail the definition and description of the dangerous events that may be caused by the guidance system, establish the fault tree model of the system, and calculate the probability of the occurrence of the top event and the intermediate event in combination with the parameters and conditions required for the calculation, and finally give the analysis results in the form of a table.


Reference documents and standards


This document will reference or reference the following documents. If there is an updated version of the referenced document of the specified version, and the content of the new version does not conflict with the existing version, the existing version shall prevail, otherwise the higher version of the referenced document will not be applicable to this document and needs to be revised again; If no version is specified for the referenced document, the most recent version of the document will prevail.


Table 1 Reference documents and standards


serial number


File number


filename


version

1

PM20630171101


Technical requirements for guidance systems

V1.0

2

EN 50126

Railway applications - The specification and demonstration of Reliability, Availability, Maintainability and Safety (RAMS)

2017

3

EN 50129

Railway applications - Communications, signalling and processing systems -Safety related electronic systems for signalling

2018


Terms and abbreviations


Table 2 Terms and abbreviations


Terms/Abbreviations


Full name and explanation

MTBF


Mean Time Between Failure

MTTF


Mean Time To Failure

MTTR


Mean Time To Repair Mean time to repair

RAM


Reliability, Availability, Maintainability


System Description


The guidance system is one of the core systems of rubber-tyred vehicles, which is divided into three subsystems, namely the coordination control subsystem, the steering execution subsystem and the driving assistance subsystem. The coordination control subsystem is responsible for obtaining external sensor data, and after the vehicle model is solved, the vehicle steering command is obtained. The steering execution subsystem is responsible for sending the vehicle steering command to the servo motor for execution, and at the same time accepts the current corner position of the servo motor; The driver assistance subsystem communicates with other systems and provides functions such as obstacle avoidance.


Relying on the external angle and attitude sensor, the vehicle carries out lateral coordination and follow-up control of each axis, so that each axle travels through the same road trajectory, and the system can realize the stable lateral control of low-speed curve steering and high-speed straight driving of 3-group vehicles. The relevant topology diagrams are shown in Figures 1 and 2.


Figure 1 Network topology


Figure 2 CAN bus topology


Allocation principle


Subsystems and components with high complexity are assigned lower reliability indicators;


Technically immature subsystems and components are assigned lower reliability indicators;


Subsystems and components with harsh working environments are assigned lower reliability indicators;


Long-term operation of subsystems and components, assigned a lower reliability index;


Subsystems and components with high importance are assigned high reliability indicators.


The failure rates listed in the report are based on experience, and their values are only used as reference requirements for this design, not as an evaluation index for the design.


Reliability projections


The reliability of product tasks is based on the reliability of each basic component of the product and the logical relationship between them to analyze the reliability of the product in the work. Reliability analysis and calculation are carried out in combination with reliability prediction to determine whether the product meets the specified reliability requirements.


The working environment temperature of the system is set to -25°C~+45°C, the altitude is ≤1200 m, and the maximum relative humidity is not more than 90%. In the model, the unit of failure rate is failure per hour, and the failure of each component obeys an exponential distribution.


Reliability objectives


According to the principles of quality assurance and reliability allocation, the reliability objectives assigned to the guidance system are:


Mean time between failures: ≥15,000 hours


Evaluation methodology


The reliability of the guidance system is evaluated by the mean failure rate (λ). The average failure rate is the ratio of the number of failures of the relevant equipment of the guidance system to the cumulative kilometers traveled or the working time in the statistical kilometers and time. It is calculated as follows:


Nf - the total number of failures of all equipment and equipment of the guidance system in the counted kilometers or time


∑t – cumulative kilometers traveled or time


Reliability model


The reliability model is an expression of the logical relationship between product reliability, which is used to quantitatively allocate, predict and evaluate the reliability of products.


Assuming that the lifetime of each fraction follows an exponential distribution, there are:


Namely:


Serviceability analysis


Fault and repair strategy definition


Faults in the hardware components of the guidance system are defined as follows:


Fault: Refers to the failure of the hardware components of the guidance system to perform the corresponding function due to the failure.


In response to the failure of the hardware components of the guidance system, the maintenance strategy adopted is as follows:


Maintenance: Refers to the maintenance of the hardware components of the guidance system after the corresponding functions fail.


MTBF Predictions


Table 3 MTBF projections


MTBF Predictions


name


Failure rate λ

MTBF(h)


Main controller

3.1E-07

84675

CANHUB

9.1E-07

99206


from the controller

3.2E-07

31595


Angle sensor

7.8E-07

22530


Signal collectors

3.8E-07

38554


Servo drives

5.0E-07

29217


Frequency converters

1.6E-07

86152


Servo motor

0

0


Preventive maintenance analysis


Table 4 Preventive maintenance analysis


Device/component name


Repair items


Maintenance time per train (min)


consumables


Repair tools


Preventive maintenance measures


Establish maintenance principles


Main controller


Visual inspection

5


Confirm that the train stops smoothly and that the vehicle is asleep


There is no loosening of the connector, and the wire end mark, grounding mark and nameplate are well fastened.


CAN gateway


Visual inspection

2


Confirm that the train stops smoothly and that the vehicle is asleep


There is no loosening of the connector, and the wire end mark, grounding mark and nameplate are well fastened.


Make sure the train is energized


The device indicator light is on and normal


from the controller


Visual inspection

2


Confirm that the train stops smoothly and that the vehicle is asleep


There is no loosening of the connector, and the wire end mark, grounding mark and nameplate are well fastened.


Angle sensor


Visual inspection

5


Cable ties


Wrenches, needle-nose pliers


Confirm that the train stops smoothly and that the vehicle is asleep


There is no deformation of the tie rod, no cracking of the bracket, and no loosening of the related connectors


There is no deformation of the sliding rheostat


Make sure the train is energized


The signal collector indicator is normal


Status checks


Computer


Make sure the train is energized


The packet can be received and the data is normal


Steering equipment


Visual inspection

5


Confirm that the train stops smoothly and that the vehicle is asleep


There is no loosening of the device connectors


clean


Clean as much dust as possible from the equipment that can be reached with a dry rag


Corrective maintenance analysis and MTTR prediction


Table 5 Corrective maintenance analysis


The name of the device


function


location


Weight/g


Train failure rate

MTBF


Main controller


It is mainly used for vehicle control model calculation, data transmission and storage control, dispatch center communication control, etc


Inside the car

2950

3.1E-07

84675

CANHUB


It is mainly used for vehicle CAN network transmission, filtering, frame mapping and routing


Inside the car

777

9.1E-07

99206


from the controller


It is mainly used for MCU dual redundant logic judgment, MCU data recording and backup, GPS signal sending and receiving, lidar point cloud data receiving and processing, scheduling communication, and wifi signal transmission


Inside the car

6350

3.2E-07

31595


Angle sensor


By measuring the absolute size of the angle between the workshop, the control of the vehicle and the attitude protection of the vehicle are realized


The bottom of the car

216

7.8E-07

22530


Signal collectors


Inside the car

575

3.8E-07

38554


Servo drives


It is used to drive servo motors and perform wheel steering.


Inside the car

2178

5.0E-07

29217


Frequency converters


It is used to drive the booster pump and push the steering motor to achieve the steering function.


Inside the car

4136/2195

1.6E-07

86152


Servo motor

/


Inside the car

4993/5124

0

0


Average repair time (unit/h):


In summary, it is concluded that the MTTR of the guidance system is 3 hours (from the time the maintenance personnel start to contact the faulty equipment to the equipment recovery).


Description of the safety features


The safety features of this system are:


low-speed coordinated follow-the-steering control function;


High-speed linear stable steering control function;


Tracking control function.


Fault tree analysis FTA


This analysis does not consider software failures, systematic failures of humans in the development process, and only random failures. The boundaries of this analysis are the system boundaries defined in the system requirements, and the devices outside the boundaries are not in the modeling scope of this fault tree.


Top event definition


According to the relevant functions of the guidance system, one top event is defined: the vehicle is out of bounds due to abnormal steering of the guidance system; There are 3 intermediate events: low-speed coordinated follow-up steering control abnormality, high-speed linear stable steering control abnormality, and tracking control abnormality.


Modeling


Top event failure tree


The steering system steering abnormally causes the vehicle to go out of bounds, and the fault tree is shown in Figure 3.


Fig.3. Fault tree of the vehicle out of bounds due to abnormal steering of the guidance system


Intermediate events


The low-speed coordinated follow-up steering control abnormal fault tree is shown in Figure 4.


Fig.4. Low-speed coordinated follow-up steering control anomaly fault tree


The abnormal fault tree of high-speed linear stable steering control is shown in Figure 5.


Fig.5. Abnormal fault tree of high-speed linear stable steering control


The fault tree of the tracking control anomaly is shown in Figure 6.


Figure 6 Fault tree of tracking control exceptions


Bottom event failure tree


The steering equipment fault tree is shown in Figure 7.


Figure 7 Steering equipment fault tree


The guided control fault tree is shown in Figure 8.


Figure 8 Guided control fault tree


The loss or inaccuracy of the zero adjustment function is shown in Figure 9.


Fig.9. Loss of function or inaccurate fault tree of zero adjustment


The loss or inaccuracy of the 3-8 axis linear stabilization function is shown in Figure 10.


Figure 10 Loss or inaccuracy of linear stabilization function in 3-8 axes


The 3-8 axle train loses its steering ability or turns too large and the fault tree is shown in Figure 11.


Fig.11 Fault tree of 3-8 axle train with loss of steering capability or over-steering


The fault alarm function is lost, and the fault tree is shown in Figure 12.


Figure 12 Fault tree of loss of fault alarm function


Analytical calculations


A description of each bottom event is shown in Table 6.


Table 6 Description of events at the end


The name of the bottom event


Failure model


Failure rate (/h)


The servo drive was started by mistake


proportion

1E-09


The inverter was started by mistake


proportion

1.1E-08


The communication card is damaged


proportion

1E-08


The drive is corrupted


proportion

2.4E-08


The inverter is damaged


proportion

2.3E-08


The servo motor is damaged


proportion

2.2E-08


The MCU hardware fails


proportion

2.5E-08


The signal collector is damaged


proportion

2.0E-08


The sliding rheostat is damaged


proportion

1.7E-08


The tracking function issues an error command


proportion

2.9E-08


The host decision is incorrect


proportion

1.2E-08


MCU communication failure


proportion

1.8E-08


Communication failure between guide devices


proportion

2.4E-08


The descriptions of the various intermediate events are shown in Table 7.


Table 7 Intermediate events


Top event name


Failure model


Failure rate (/h)


Low-speed coordination follows steering control abnormally


proportion

5.3E-07


Abnormal steering control at high speeds


proportion

4.8E-07


Tracking control abnormalities


proportion

6.9E-07


Top event: Steering system steering abnormally causes the vehicle to go out of bounds.


THE INTERMEDIATE EVENTS UNDER THE LOGIC GATE OF THE TOP EVENT EVENT1 ARE EVENT2, EVENT3, AND EVENT4.


THE INTERMEDIATE EVENTS UNDER THE LOGIC GATE EVENT2 ARE EVENT5, EVENT6, EVENT7, EVENT8, AND EVENT9.

EVENT2= EVENT5+EVENT6+EVENT7+EVENT8+EVENT9

=5.3E-07


THE INTERMEDIATE EVENTS UNDER THE LOGIC GATE EVENT3 ARE EVENT5, EVENT6, EVENT7, EVENT8, EVENT9, AND EVENT10.

EVENT3= EVENT5+EVENT6+EVENT7+EVENT8+EVENT9+EVENT10

=4.8E-07


THE INTERMEDIATE EVENTS UNDER THE LOGIC GATE OF EVENT4 ARE EVENT5, EVENT6, AND EVENT9.

EVENT4= EVENT5+EVENT6+EVENT9

=6.9E-07


THE BOTTOM EVENTS UNDER THE LOGIC GATE OF EVENT5 ARE EVENT11, EVENT13, EVENT14, EVENT16, EVENT17, AND EVENT18.

EVENT5= EVENT11+EVENT13+EVENT14+EVENT16+EVENT17+EVENT18

=8.1E-07


THE BOTTOM EVENTS UNDER THE LOGIC GATE OF EVENT6 ARE EVENT20, EVENT22, EVENT23, AND EVENT24.

EVENT6= EVENT20+EVENT22+EVENT23+EVENT24

=5.2E-07


THE BOTTOM EVENT UNDER THE LOGIC GATE OF EVENT7 IS EVENT20.

EVENT7= EVENT20

=4.8E-07


The bottom event under the intermediate event EVENT27 logical gate is EVENT27.

EVENT27= EVENT27

=7.4E-07


THE BOTTOM EVENTS UNDER THE LOGIC GATE OF EVENT8 ARE EVENT22, EVENT23, EVENT25.

EVENT8= EVENT22+EVENT23+EVENT25

=6.5E-07


The bottom events under the intermediate event EVENT28 logical gate are EVENT29 and EVENT30.

EVENT28= EVENT29+EVENT30

=2.9E-07


Top Event:

EVENT1= EVENT2+EVENT3+EVENT4

=2.5E-07


summary


According to the self-proof calculation, the THR (Tolerable hazard rate per hour) of 2.5E-7 is 2.5E-7 due to the abnormal steering control function, which is located in the range of 10^-7 to 10^-6, and according to the EN50126 and EN50129 standards, the steering and steering system meets the SIL2 safety function level.