Mereology
首次发布于 2003 年 5 月 13 日星期二;实质性修订于 2016 年 2 月 13 日星期六
Mereology (from the Greek μερος,
‘part’) is the theory of parthood relations: of the
relations of part to whole and the relations of part to part within a
whole.[1]
Its roots can be traced back to the early days of philosophy,
beginning with the Presocratics and continuing throughout the writings
of Plato (especially the Parmenides and the
Theaetetus), Aristotle (especially the Metaphysics,
but also the Physics, the Topics, and De
partibus animalium), and Boethius (especially De
Divisione and In Ciceronis Topica). Mereology occupies a
prominent role also in the writings of medieval ontologists and
scholastic philosophers such as Garland the Computist, Peter Abelard,
Thomas Aquinas, Raymond Lull, John Duns Scotus, Walter Burley, William
of Ockham, and Jean Buridan, as well as in Jungius's Logica
Hamburgensis (1638), Leibniz's Dissertatio de arte
combinatoria (1666) and Monadology (1714), and Kant's
early writings (the Gedanken of 1747 and the Monadologia
physica of 1756). As a formal theory of parthood relations,
however, mereology made its way into our times mainly through the work
of Franz Brentano and of his pupils, especially Husserl's third
Logical Investigation (1901). The latter may rightly be
considered the first attempt at a thorough formulation of a theory,
though in a format that makes it difficult to disentangle the analysis
of mereological concepts from that of other ontologically relevant
notions (such as the relation of ontological
dependence).[2]
It is not until Leśniewski's Foundations of the General
Theory of Sets (1916) and his Foundations of Mathematics
(1927–1931) that a pure theory of part-relations was given an
exact
formulation.[3]
And because Leśniewski's work was largely inaccessible to
non-speakers of Polish, it is only with the publication of Leonard and
Goodman's The Calculus of Individuals (1940), partly under
the influence of Whitehead, that mereology has become a chapter of
central interest for modern ontologists and
metaphysicians.[4]
分体论(源自希腊语 μερος,意为“部分”)是关于部分与整体之间关系以及整体内部部分与部分之间关系的理论。其根源可以追溯到哲学的早期,从前苏格拉底学派开始,贯穿柏拉图的著作(尤其是《巴门尼德篇》和《泰阿泰德篇》)、亚里士多德的著作(尤其是《形而上学》,还有《物理学》、《论题篇》和《动物部分论》),以及波爱修斯的著作(尤其是《论划分》和《西塞罗论题注》)。分体论在中世纪本体论者和经院哲学家的著作中也占有重要地位,如加兰的计算者、彼得·阿伯拉尔、托马斯·阿奎那、雷蒙德·卢尔、约翰·邓斯·司各脱、沃尔特·伯利、威廉·奥卡姆和让·布里丹,以及荣吉乌斯的《汉堡逻辑学》(1638 年)、莱布尼茨的《组合术论》(1666 年)和《单子论》(1714 年),以及康德的早期著作(1747 年的《思想》和 1756 年的《物理单子论》)。然而,作为关于部分关系的正式理论,分体论主要通过弗朗茨·布伦塔诺及其学生的工作进入我们的时代,尤其是胡塞尔的第三逻辑研究(1901 年)。 后者可以被正确地视为首次尝试对理论进行彻底表述,尽管其形式使得难以将部分论概念的分析与其他本体论相关概念(如本体依赖关系)的分析区分开来。 [2] 直到莱斯涅夫斯基的《一般集合论基础》(1916 年)和《数学基础》(1927-1931 年),纯粹的部分关系理论才得到了精确的表述。 [3] 由于莱斯涅夫斯基的著作对非波兰语使用者来说大多难以接触,直到伦纳德和古德曼的《个体演算》(1940 年)的出版,部分论才成为现代本体论者和形而上学家关注的核心章节,这部分受到了怀特海的影响。 [4]
In the following we focus mostly on contemporary formulations of
mereology as they grew out of these recent
theories—Leśniewski's and Leonard and Goodman's. Indeed,
although such theories come in different logical guises, they are
sufficiently similar to be recognized as a common basis for most
subsequent developments. To properly assess the relative strengths and
weaknesses, however, it will be convenient to proceed in steps. First
we consider some core mereological notions and principles. Then we
proceed to an examination of the stronger theories that can be erected
on that basis.
在接下来的内容中,我们主要关注当代的**部分论**(mereology)的表述,这些表述源自最近的理论——莱希涅夫斯基(Leśniewski)以及伦纳德(Leonard)和古德曼(Goodman)的理论。事实上,尽管这些理论以不同的逻辑形式出现,但它们足够相似,可以被视为大多数后续发展的共同基础。然而,为了正确评估其相对优势和劣势,逐步进行将更为方便。首先,我们考虑一些核心的部分论概念和原则。然后,我们在此基础上探讨可以建立的更强理论。
- 1. ‘Part’ and Parthood
1. ‘部分’与部分关系 - 2. Core Principles
2. 核心原则 - 3. Decomposition Principles
3. 分解原则 - 4. Composition Principles
4. 组合原则 - 5. Indeterminacy and Fuzziness
5. 不确定性与模糊性 - Bibliography 参考文献
- Other Internet Resources
其他互联网资源 - Academic Tools 学术工具
- Related Entries 相关条目
1. ‘Part’ and Parthood
1. ‘部分’与部分关系
A preliminary caveat is in order. It concerns the very notion of
‘part’ that mereology is about, which does not have an
exact counterpart in ordinary language. Broadly speaking, in English
we can use ‘part’ to indicate any portion of a given
entity. The portion may itself be attached to the remainder, as in
(1), or detached, as in (2); it may be cognitively or functionally
salient, as in (1)–(2), or arbitrarily demarcated, as in (3);
self-connected, as in (1)–(3), or disconnected, as in (4);
homogeneous or otherwise well-matched, as in (1)–(4), or
gerrymandered, as in (5); material, as in (1)–(5), or
immaterial, as in (6); extended, as in (1)–(6), or unextended,
as in (7); spatial, as in (1)–(7), or temporal, as in (8); and
so on.
一个初步的警告是必要的。它涉及到部分论所讨论的“部分”这一概念,这一概念在普通语言中并没有确切的对应词。广义上讲,在英语中,我们可以用“部分”来指代给定实体的任何部分。这个部分本身可能附着在剩余部分上,如(1)所示,也可能是分离的,如(2)所示;它可能在认知或功能上显著,如(1)-(2)所示,也可能是任意划定的,如(3)所示;可能是自连接的,如(1)-(3)所示,也可能是断开的,如(4)所示;可能是同质的或匹配良好的,如(1)-(4)所示,也可能是拼凑的,如(5)所示;可能是物质的,如(1)-(5)所示,也可能是非物质的,如(6)所示;可能是扩展的,如(1)-(6)所示,也可能是未扩展的,如(7)所示;可能是空间的,如(1)-(7)所示,也可能是时间的,如(8)所示;等等。
(1) | The handle is part of the mug. 把手是杯子的一部分。 |
(2) | The remote control is part of the stereo system. 遥控器是音响系统的一部分。 |
(3) | The left half is your part of the cake. 左边一半是你的蛋糕部分。 |
(4) | The cutlery is part of the tableware. 餐具是餐具的一部分。 |
(5) | The contents of this bag is only part of what I bought. 这个袋子里的东西只是我买的一部分。 |
(6) | That area is part of the living room. 那个区域是客厅的一部分。 |
(7) | The outermost points are part of the perimeter. 最外层的点是周长的一部分。 |
(8) | The first act was the best part of the play. 第一幕是整部剧最精彩的部分。 |
All of these uses illustrate the general notion of ‘part’
that forms the focus of mereology, regardless of any internal
distinctions. (For more examples and tentative taxonomies, see Winston
et al. 1987, Iris et al. 1988, Gerstl and Pribbenow
1995, Pribbenow 2002, Westerhoff 2004, and Simons 2013.) Sometimes,
however, the English word is used in a more restricted sense. For
instance, it can be used to designate only the cognitively salient
relation of parthood illustrated in (1), the relevant notion of
salience being determined by Gestalt factors (Rescher and Oppenheim
1955; Bower and Glass 1976; Palmer 1977) or other perceptual and
cognitive factors at large (Tversky 2005). Or it may designate only
the functional relation reflected in the parts list included in the
user's manual of a machine, or of a ready-to-assemble product, as in
(2), in which case the parts of an object x are just its
“components”, i.e., those parts that are available as
individual units regardless of their actual interaction with the other
parts of x. (A component is a part of an object,
rather than just part of it; see e.g. Tversky 1989, Simons
and Dement 1996.) Clearly, the properties of such restricted relations
may not coincide with those of parthood understood more broadly, and
it will be apparent that pure mereology is only concerned with the
latter.
所有这些用法都说明了构成部分论焦点的“部分”的一般概念,无论其内部有何区别。(更多例子和初步分类,请参见 Winston 等人 1987 年,Iris 等人 1988 年,Gerstl 和 Pribbenow 1995 年,Pribbenow 2002 年,Westerhoff 2004 年,以及 Simons 2013 年。)然而,有时英语中的这个词用于更狭义的意义。例如,它可以仅用于指代在(1)中说明的认知上显著的部分关系,这种显著性的相关概念由格式塔因素(Rescher 和 Oppenheim 1955 年;Bower 和 Glass 1976 年;Palmer 1977 年)或其他广泛的感知和认知因素(Tversky 2005 年)决定。或者,它可能仅指代在机器的用户手册或即装即用产品的零件清单中反映的功能关系,如(2)所示,在这种情况下,对象 x 的“部分”仅仅是其“组件”,即那些作为独立单元可用的部分,无论它们与 x 的其他部分实际如何互动。 (组件是对象的一部分,而不仅仅是它的一部分;参见例如 Tversky 1989, Simons 和 Dement 1996。)显然,这种受限关系的属性可能与更广泛理解的组成部分属性不一致,而纯部分论只关注后者。
On the other hand, the English word ‘part’ is sometimes
used in a broader sense, too, for instance to designate the relation
of material constitution, as in (9), or the relation of mixture
composition, as in (10), or the relation of group membership, as in
(11):
另一方面,英语单词“part”有时也被用于更广泛的意义,例如用来指代物质构成关系,如(9)所示,或混合物组成关系,如(10)所示,或群体成员关系,如(11)所示:
(9) | The clay is part of the statue. 粘土是雕像的一部分。 |
(10) | Gin is part of martini. 金酒是马提尼的一部分。 |
(11) | The goalie is part of the team. 守门员是球队的一部分。 |
The mereological status of these relations, however, is controversial.
For instance, although the constitution relation exemplified in (9)
was included by Aristotle in his threefold taxonomy of parthood
(Metaphysics, Δ, 1023b), many contemporary authors
would rather construe it as a sui generis, non-mereological
relation (see e.g. Wiggins 1980, Rea 1995, Baker 1997, Evnine 2011) or
else as the relation of identity (Noonan 1993, Pickel 2010), possibly
contingent or occasional identity (Gibbard 1975, Robinson 1982,
Gallois 1998). Similarly, the ingredient-mixture relationship
exemplified in (10) is of dubious mereological status, as the
ingredients may undergo significant chemical transformations that
alter the structural characteristics they have in isolation (Sharvy
1983, Bogen 1995, Fine 1995a, Needham 2007). As for cases such as
(11), there is disagreement concerning whether teams and other groups
should be regarded as genuine mereological wholes, and while there are
philosophers who do think so (from Oppenheim and Putnam 1958 to
Quinton 1976, Copp 1984, Martin 1988, and Sheehy 2006), many are
inclined to regard groups as entities of a different sort and to
construe the relation of group membership as distinct from parthood
(see e.g. Simons 1980, Ruben 1983, Gilbert 1989, Meixner 1997,
Uzquiano 2004, Effingham 2010b, and Ritchie 2013 for different
proposals). For all these reasons, here we shall take mereology to be
concerned mainly with the principles governing the relation
exemplified in (1)–(8), leaving it open whether one or more such
broader uses of ‘part’ may themselves be subjected to
mereological treatments of some sort.
这些关系的部分论地位是有争议的。例如,尽管亚里士多德在其关于部分的三重分类(《形而上学》,Δ,1023b)中包含了(9)中所例示的构成关系,但许多当代作者更倾向于将其解释为一种独特的、非部分论的关系(参见例如 Wiggins 1980, Rea 1995, Baker 1997, Evnine 2011),或者将其视为同一性关系(Noonan 1993, Pickel 2010),可能是偶然的或临时的同一性(Gibbard 1975, Robinson 1982, Gallois 1998)。同样,(10)中所例示的成分-混合物关系的部分论地位也值得怀疑,因为成分可能会经历显著的化学变化,从而改变它们在孤立状态下的结构特征(Sharvy 1983, Bogen 1995, Fine 1995a, Needham 2007)。 至于像(11)这样的情况,关于团队和其他群体是否应被视为真正的部分论整体存在分歧,尽管有些哲学家确实这样认为(从 Oppenheim 和 Putnam 1958 到 Quinton 1976,Copp 1984,Martin 1988,以及 Sheehy 2006),但许多人倾向于将群体视为不同类型的实体,并将群体成员关系解释为与部分关系不同的关系(参见例如 Simons 1980,Ruben 1983,Gilbert 1989,Meixner 1997,Uzquiano 2004,Effingham 2010b,以及 Ritchie 2013 的不同提议)。出于所有这些原因,在这里我们将部分论主要视为关注于(1)–(8)中所体现的关系的原则,而对于“部分”一词的一种或多种更广泛的使用是否本身可以接受某种部分论处理,我们持开放态度。
Finally, it is worth stressing that mereology assumes no ontological
restriction on the field of ‘part’. In principle, the
relata can be as different as material bodies, events, geometric
entities, or spatio-temporal regions, as in (1)–(8), as well as
abstract entities such as properties, propositions, types, or kinds,
as in the following examples:
最后,值得强调的是,分体论对“部分”的领域没有本体论上的限制。原则上,关系项可以像物质体、事件、几何实体或时空区域那样不同,如(1)-(8)所示,也可以是抽象实体,如属性、命题、类型或种类,如下例所示:
(12) | Rationality is part of personhood. 理性是人格的一部分。 |
(13) | The antecedent is the ‘if’ part of the
conditional. 前提是条件句中的“如果”部分。 |
(14) | The letter ‘m’ is part of the word
‘mereology’. 字母“m”是单词“mereology”的一部分。 |
(15) | Carbon is part of methane. 碳是甲烷的一部分。 |
This is not uncontentious. For instance, to some philosophers the
thought that such abstract entities may be structured mereologically
cannot be reconciled with their being universals. To adapt an example
from Lewis (1986a), if the letter-type ‘m’ is part of the
word-type ‘mereology’, then so is the letter-type
‘e’. But there are two occurrences of ‘e’ in
‘mereology’. Shall we say that the letter is part of the
word twice over? Likewise, if carbon is part of
methane, then so is hydrogen. But each methane
molecule consists of one carbon atom and four hydrogen atoms. Shall we
say that hydrogen is part of methane four times
over? What could that possibly mean? How can one thing be part of
another more than once? These are pressing questions, and the friend
of structured universals may want to respond by conceding that the
relevant building relation is not parthood but, rather, a
non-mereological mode of composition (Armstrong 1986, 1988). However,
other options are open, including some that take the difficulty at
face value from a mereological standpoint (see e.g. Bigelow and
Pargetter 1989, Hawley 2010, Mormann 2010, Bader 2013, and Forrest
2013, forthcoming; see also D. Smith 2009: §4, K. Bennett 2013,
Fisher 2013, and Cotnoir 2013b: §4, 2015 for explicit discussion
of the idea of being part-related “many times over”).
Whether such options are viable may be controversial. Yet their
availability bears witness to the full generality of the notion of
parthood that mereology seeks to characterize. In this sense, the
point to be stressed is metaphilosophical. For while Leśniewski's
and Leonard and Goodman's original formulations betray a nominalistic
stand, reflecting a conception of mereology as an ontologically
parsimonious alternative to set theory, there is no necessary link
between the analysis of parthood relations and the philosophical
position of
nominalism.[5]
As a formal theory (in Husserl's sense of ‘formal’, i.e.,
as opposed to ‘material’) mereology is simply an attempt
to lay down the general principles underlying the relationships
between an entity and its constituent parts, whatever the nature of
the entity, just as set theory is an attempt to lay down the
principles underlying the relationships between a set and its members.
Unlike set theory, mereology is not committed to the existence of
abstracta: the whole can be as concrete as the parts. But
mereology carries no nominalistic commitment to concreta
either: the parts can be as abstract as the whole.
这并非没有争议。例如,对于一些哲学家来说,认为这些抽象实体可能在部分学上具有结构,与它们作为普遍性的存在无法调和。借用 Lewis(1986a)的一个例子,如果字母类型“m”是单词类型“mereology”的一部分,那么字母类型“e”也是。但在“mereology”中有两个“e”的出现。我们是否应该说字母是单词的两倍部分?同样,如果碳是甲烷的一部分,那么氢也是。但每个甲烷分子由一个碳原子和四个氢原子组成。我们是否应该说氢是甲烷的四倍部分?这可能意味着什么?一个事物如何能多次成为另一个事物的一部分?这些都是紧迫的问题,支持结构化普遍性的朋友可能希望通过承认相关的构建关系不是部分关系,而是一种非部分学的组合模式来回应(Armstrong 1986, 1988)。然而,还有其他选择,包括一些从部分学的角度直面这一困难的选项(参见例如 Bigelow 和 Pargetter 1989, Hawley 2010, Mormann 2010, Bader 2013, 以及 Forrest 2013, 即将出版;另见 D.)。 史密斯 2009: §4, K. 贝内特 2013, 费舍尔 2013, 以及科特诺伊尔 2013b: §4, 2015 对“多次部分相关”的概念进行了明确讨论)。这些选项是否可行可能存在争议。然而,它们的可用性证明了部分论试图描述的部分关系的完全普遍性。从这个意义上说,需要强调的观点是元哲学的。因为尽管莱斯涅夫斯基以及伦纳德和古德曼的原始表述显示出一种唯名论的立场,反映了将部分论视为集合论在本体论上更为节俭的替代方案的观点,但部分关系的分析与唯名论的哲学立场之间并没有必然的联系。 [5] 作为一种形式理论(在胡塞尔的“形式”意义上,即与“物质”相对),部分论仅仅是试图确立一个实体与其组成部分之间关系的一般原则,无论实体的性质如何,正如集合论试图确立集合与其成员之间关系的一般原则一样。 与集合论不同,部分论并不承诺抽象物的存在:整体可以像部分一样具体。但部分论也不对具体物做出唯名论的承诺:部分可以像整体一样抽象。
Whether this way of conceiving of mereology as a general and
topic-neutral theory holds water is a question that will not be
further addressed here. It will, however, be in the background of much
that follows. Likewise, little will be said about the important
question of whether one should countenance different (primitive)
part-whole relations to hold among different kinds of entity (as urged
e.g. by Sharvy 1980, McDaniel 2004, 2009, and Mellor 2006), or perhaps
even among entities of the same kind (Fine 1994, 2010). Such a
question will nonetheless be relevant to the assessment of certain
mereological principles discussed below, whose generality may be
claimed to hold only in a restricted sense, or on a limited
understanding of ‘part’. For further issues concerning the
alleged universality and topic-neutrality of mereology, see also
Johnston (2005, 2006), Varzi (2010), Donnelly (2011), Hovda (2014),
and Johansson (2015). (Some may even think that there are no parthood
relations whatsoever, e.g., because there are there are no causally
inert non-logical properties or relations, and parthood would be one
such; for a defense of this sort of mereological anti-realism, see
Cowling 2014.)
将部分论视为一种普遍且主题中立的理论是否站得住脚,这个问题在此不再进一步讨论。然而,它将成为后续许多内容的背景。同样,关于是否应该承认不同(原始)部分-整体关系存在于不同种类的实体之间(如 Sharvy 1980、McDaniel 2004、2009 和 Mellor 2006 所主张的),或者甚至存在于同一种类的实体之间(Fine 1994、2010)的重要问题,这里也不会多说。尽管如此,这样的问题对于评估下面讨论的某些部分论原则的相关性仍然存在,这些原则的普遍性可能仅在有限的意义上成立,或者在对“部分”的有限理解上成立。关于部分论所谓的普遍性和主题中立性的进一步问题,另见 Johnston(2005、2006)、Varzi(2010)、Donnelly(2011)、Hovda(2014)和 Johansson(2015)。 (有些人甚至可能认为根本不存在任何部分关系,例如,因为不存在因果惰性的非逻辑属性或关系,而部分关系就是其中之一;关于这种部分论反实在论的辩护,参见 Cowling 2014。)
2. Core Principles 2. 核心原则
With these provisos, and barring for the moment the complications
arising from the consideration of intensional factors (such as time
and modalities), we may proceed to review some core mereological
notions and principles. Ideally, we may distinguish here between (a)
those principles that are simply meant to fix the intended meaning of
the relational predicate ‘part’, and (b) a variety of
additional, more substantive principles that go beyond the obvious and
aim at greater sophistication and descriptive power. Exactly where the
boundary between (a) and (b) should be drawn, however, or even whether
a boundary of this sort can be drawn at all, is by itself a matter of
controversy.
在这些前提下,暂且不考虑由内涵因素(如时间和模态)引起的复杂性,我们可以继续回顾一些核心的部分论概念和原则。理想情况下,我们可以在这里区分(a)那些仅仅旨在固定关系谓词“部分”的预期含义的原则,以及(b)一系列额外的、更具实质性的原则,这些原则超越了显而易见的内容,旨在实现更高的复杂性和描述力。然而,究竟应该在何处划定(a)和(b)之间的界限,或者甚至是否能够划定这样的界限,本身就是一个有争议的问题。
2.1 Parthood as a Partial Ordering
2.1 部分性作为偏序关系
The usual starting point is this: regardless of how one feels about
matters of ontology, if ‘part’ stands for the general
relation exemplified by (1)–(8) above, and perhaps also
(12)–(15), then it stands for a partial ordering—a
reflexive, transitive, antisymmetric relation:
通常的起点是这样的:无论人们对本体论问题有何看法,如果“部分”代表上述(1)-(8)以及可能还有(12)-(15)所例示的一般关系,那么它就代表了一种偏序关系——一种自反、传递、反对称的关系:
(16) | Everything is part of itself. 一切都是自身的一部分。 |
(17) | Any part of any part of a thing is itself part of that
thing. 任何事物的任何部分本身也是该事物的一部分。 |
(18) | Two distinct things cannot be part of each other. 两个不同的事物不能互为部分。 |
As it turns out, most theories put forward in the literature accept
(16)–(18). Some misgivings are nonetheless worth mentioning that
may, and occasionally have been, raised against these principles.
事实证明,文献中提出的大多数理论都接受(16)-(18)。尽管如此,仍有一些值得提及的疑虑可能会,并且偶尔已经针对这些原则提出。
Concerning reflexivity (16), two sorts of worry may be distinguished.
The first is that many legitimate senses of ‘part’ just
fly in the face of saying that a whole is part of itself. For
instance, Rescher (1955) famously objected to Leonard and Goodman's
theory on these grounds, citing the biologists' use of
‘part’ for the functional subunits of an organism as a
case in point: no organism is a functional subunit of itself. This is
a legitimate worry, but it appears to be of little import. Taking
reflexivity (and antisymmetry) as constitutive of the meaning of
‘part’ simply amounts to regarding identity as a limit
(improper) case of parthood. A stronger relation, whereby nothing
counts as part of itself, can obviously be defined in terms of the
weaker one, hence there is no loss of generality (see Section 2.2
below). Vice versa, one could frame a mereological theory by taking
proper parthood as a primitive instead. As already Lejewski (1957)
noted, this is merely a question of choosing a suitable primitive, so
nothing substantive follows from it. (Of course, if one thinks that
there are or might be objects that are not self-identical,
for instance because of the loss of individuality in the quantum
realm, or for whatever other reasons, then such objects would not be
part of themselves either, yielding genuine counterexamples to (16).
Here, however, we stick to a notion of identity that obeys traditional
wisdom, which is to say a notion whereby identity is an equivalence
relation subject to Leibniz's law.) The second sort of worry is more
serious, for it constitutes a genuine challenge to the idea that (16)
expresses a principle that is somehow constitutive of the meaning of
‘part’, as opposed to a substantive metaphysical thesis
about parthood. Following Kearns (2011), consider for instance a
scenario in which an enduring wall, W, is shrunk down to the size of a
brick and eventually brought back in time so as to be used to build
(along with other bricks) the original W. Or suppose wall W is
bilocated to my left and my right, and I shrink it to the size of a
brick on the left and then use it to replace a brick from W on the
right. In such cases, one might think that W is part of itself in a
sense in which ordinary walls are not, hence that either parthood is
not reflexive or proper parthood is not irreflexive. For another
example (also by Kearns), if shapes are construed as abstract
universals, then self-similar shapes such as fractals may very well be
said to contain themselves as parts in a sense in which other shapes
do not. Whether such scenarios are indeed possible is by itself a
controversial issue, as it depends on a number of background
metaphysical questions concerning persistence through time, location
in space, and the nature of shapes. But precisely insofar as the
scenarios are not obviously impossible, the generality and
metaphysical neutrality of (16) may be questioned. (Note that those
scenarios also provide reasons to question the generality of many
other claims that underlie the way we ordinarily talk, such as the
claim that nothing can be larger than itself, or
next to itself, or qualitatively different from
itself. Such claims might be even more entrenched in common sense than
the claim that proper parthood is irreflexive, and parthood reflexive;
yet this is hardly a reason to hang on to them at every cost. It
simply shows that our ordinary talk does not take into account
situations that are—admittedly—extraordinary.)
关于自反性(16),可以区分出两种担忧。第一种是,许多合法的“部分”意义直接违背了整体是其自身的一部分的说法。例如,Rescher(1955)以这些理由著名地反对了 Leonard 和 Goodman 的理论,他引用了生物学家使用“部分”一词来表示生物体的功能子单位作为一个例子:没有生物体是其自身的一个功能子单位。这是一个合理的担忧,但似乎影响不大。将自反性(和反对称性)视为“部分”意义的构成要素,仅仅意味着将同一性视为部分关系的极限(不适当)情况。一个更强的关系,即没有任何东西被视为其自身的一部分,显然可以用较弱的关系来定义,因此没有失去一般性(见下文第 2.2 节)。反之,人们也可以通过将适当部分关系作为原始概念来构建一个部分论理论。正如 Lejewski(1957)已经指出的那样,这只是一个选择合适原始概念的问题,因此从中得不出任何实质性的结论。 (当然,如果有人认为存在或可能存在不自同的对象,例如由于量子领域中个体性的丧失,或其他任何原因,那么这些对象也不会是自身的一部分,从而产生对(16)的真正反例。然而,在这里,我们坚持一种遵循传统智慧的同一性概念,即一种同一性作为等价关系并服从莱布尼茨法则的概念。)第二种担忧更为严重,因为它对(16)表达了某种构成“部分”意义的原则,而非关于部分关系的实质性形而上学论题的观点构成了真正的挑战。以 Kearns(2011)为例,考虑这样一种情景:一堵持久的墙 W 被缩小到砖块大小,并最终被带回过去,以便与其它砖块一起重建原来的 W。或者假设墙 W 在我的左右两侧同时存在,我将左侧的墙缩小到砖块大小,然后用它替换右侧 W 中的一块砖。 在这种情况下,人们可能会认为 W 在某种意义上自身是其自身的一部分,而普通的墙壁则不是,因此要么部分关系不是自反的,要么真部分关系不是非自反的。再举一个例子(同样由 Kearns 提出),如果将形状视为抽象的普遍性,那么自相似形状(如分形)很可能被认为在某种意义上包含自身作为部分,而其他形状则不然。这些情景是否确实可能本身就是一个有争议的问题,因为它取决于一系列关于时间持久性、空间位置和形状性质的形而上学背景问题。但正是由于这些情景并非明显不可能,(16)的普遍性和形而上学中立性可能会受到质疑。(注意,这些情景也为质疑我们日常谈话方式所依赖的许多其他主张的普遍性提供了理由,例如没有任何东西可以比自身更大、与自身相邻或与自身在性质上不同的主张。) 这样的主张可能比“真部分是反自反的,而部分是自反的”这一主张在常识中更为根深蒂固;然而,这绝不是不惜一切代价坚持它们的理由。这仅仅表明,我们的日常谈话没有考虑到那些——诚然——非同寻常的情况。
Similar considerations apply to the transitivity principle, (17). On
the one hand, several authors have observed that many legitimate
senses of ‘part’ are non-transitive, fostering the study
of mereologies in which (17) may fail (Pietruszczak 2014). Examples
would include: (i) a biological subunit of a cell is not a part of the
organ(ism) of which that cell is a part; (ii) a handle can be part of
a door and the door of a house, though a handle is never part of a
house; (iii) my fingers are part of me and I am part of the team, yet
my fingers are not part of the team. (See again Rescher 1955 along
with Cruse 1979 and Winston et al. 1987, respectively; for
other examples see Iris et al. 1988, Moltmann 1997, Hossack
2000, Johnston 2002, 2005, Johansson 2004, 2006, and Fiorini et
al. 2014). Arguably, however, such misgivings stem again from the
ambiguity of the English word ‘part’. What counts as a
biological subunit of a cell may not count as a subunit, i.e., a
distinguished part of the organ, but that is not to say that
it is not part of the organ at all. Similarly, if there is a sense of
‘part’ in which a handle is not part of the house to which
it belongs, or my fingers not part of my team, it is a restricted
sense: the handle is not a functional part of the house,
though it is a functional part of the door and the door a functional
part of the house; my fingers are not directly part of the
team, though they are directly part of me and I am directly part of
the team. (Concerning this last case, Uzquiano 2004: 136–137,
Schmitt 2003: 34, and Effingham 2010b: 255 actually read (iii) as a
reductio of the very idea that the group-membership relation
is a genuine case of parthood, as mentioned above ad (11).)
It is obvious that if the interpretation of ‘part’ is
narrowed by additional conditions, e.g., by requiring that parts make
a functional or direct contribution to the whole, then transitivity
may fail. In general, if x is a φ-part of y and
y is a φ-part of z, x need not be a
φ-part of z: the predicate modifier ‘φ’
may not distribute over parthood. But that shows the non-transitivity
of ‘φ-part’, not of ‘part’, and within a
sufficiently general framework this can easily be expressed with the
help of explicit predicate modifiers (Varzi 2006a; Vieu 2006; Garbacz
2007). On the other hand, there is again a genuine worry that,
regardless of any ambiguity concerning the intended interpretation of
‘part’, (17) expresses a substantive metaphysical thesis
and cannot, therefore, be taken for granted. For example, it turns out
that time-travel and multi-location scenarios such as those mentioned
in relation to (16) may also result in violations of the transitivity
of both parthood (Effingham 2010a) and proper parthood (Gilmore 2009;
Kleinschmidt 2011). And the same could be said of cases that involve
no such exotica. For instance, Gilmore (2014) brings
attention to the popular theory of structured propositions originated
with Russell (1903). Already Frege (1976: 79) pointed out that if the
constituents of a proposition are construed mereologically as (proper)
parts, then we have a problem: assuming that Mount Etna is literally
part of the proposition that Etna is higher than Vesuvius, each
individual piece of solidified lava that is part of Etna would also be
part of that proposition, which is absurd. The worse for Russell's
theory of structured propositions, said Frege. The worse, one could
reply, for the transitivity of parthood (short of claiming that the
argument involves yet another equivocation on ‘part
of’).
类似的考虑也适用于传递性原则(17)。一方面,一些作者观察到,“部分”一词的许多合法意义是非传递性的,这促进了对(17)可能失效的局部论的研究(Pietruszczak 2014)。例子包括:(i)细胞的生物亚单位不是该细胞所属器官(生物体)的一部分;(ii)把手可以是门的一部分,门是房子的一部分,但把手从来不是房子的一部分;(iii)我的手指是我的一部分,我是团队的一部分,但我的手指不是团队的一部分。(再次参见 Rescher 1955 以及 Cruse 1979 和 Winston 等人 1987;其他例子参见 Iris 等人 1988,Moltmann 1997,Hossack 2000,Johnston 2002,2005,Johansson 2004,2006,以及 Fiorini 等人 2014)。然而,可以说,这些疑虑再次源于英语单词“part”的歧义性。被视为细胞生物亚单位的东西可能不被视为器官的亚单位,即器官的显著部分,但这并不意味着它根本不是器官的一部分。 同样地,如果在某种“部分”的意义上,把手不属于其所属房屋的一部分,或者我的手指不属于我的团队的一部分,那么这是一种受限的意义:把手不是房屋的功能性部分,尽管它是门的功能性部分,而门又是房屋的功能性部分;我的手指不是团队的直接部分,尽管它们是我的直接部分,而我是团队的直接部分。(关于最后一种情况,Uzquiano 2004: 136–137, Schmitt 2003: 34, 和 Effingham 2010b: 255 实际上将 (iii) 解读为对群体成员关系是真正部分关系这一观念的归谬,如上文 ad (11) 所述。)显然,如果“部分”的解释通过附加条件(例如,要求部分对整体做出功能性或直接贡献)而缩小,那么传递性可能会失效。一般来说,如果 x 是 y 的 φ-部分,且 y 是 z 的 φ-部分,x 不一定是 z 的 φ-部分:谓词修饰语“φ”可能不会在部分关系上分配。 但这表明的是‘φ-部分’的非传递性,而非‘部分’的非传递性,在一个足够普遍的框架内,这可以通过显式的谓词修饰符轻松表达(Varzi 2006a; Vieu 2006; Garbacz 2007)。另一方面,确实存在一种担忧,即无论‘部分’的预期解释是否存在歧义,(17)表达了一个实质性的形而上学论点,因此不能被视为理所当然。例如,事实证明,与(16)相关的时间旅行和多位置场景也可能导致部分关系(Effingham 2010a)和真部分关系(Gilmore 2009; Kleinschmidt 2011)的传递性被违反。同样的情况也可能发生在不涉及此类奇异现象的案例中。例如,Gilmore(2014)提请注意起源于 Russell(1903)的结构化命题的流行理论。 弗雷格(1976: 79)早已指出,如果将命题的组成部分从部分论的角度理解为(适当的)部分,那么我们就会遇到一个问题:假设埃特纳火山确实是“埃特纳火山比维苏威火山高”这一命题的一部分,那么构成埃特纳火山的每一块凝固熔岩也将是该命题的一部分,这是荒谬的。弗雷格说,这对罗素的结构化命题理论来说更糟。有人可能会回应说,这对部分关系的传递性来说更糟(除非声称该论证在“部分”一词上又涉及另一种歧义)。
Concerning the antisymmetry postulate (18), the picture is even more
complex. For one thing, some authors maintain that the relationship
between an object and the stuff it is made of provides a perfectly
ordinary counterexample of the antisymmetry of parthood: according to
Thomson (1998), for example, a statue and the clay that constitutes it
are part of each other, yet distinct. This is not a popular view: as
already mentioned, most contemporary authors would either deny that
material constitution is a relation of parthood or else treat it as
improper parthood, i.e., identity, which is trivially
antisymmetric (and symmetric). Moreover, those who regard constitution
as a genuine case of proper parthood tend to follow Aristotle's
hylomorphic conception and deny that the relation also holds in the
opposite direction: the clay is part of the statue but not vice versa
(see e.g. Haslanger 1994, Koslicki 2008). Still, insofar as Thomson's
view is a legitimate option, it represents a challenge to the putative
generality of (18). Second, one may wonder about the possibility of
unordinary cases of symmetric parthood relationships. Sanford
(1993: 222) refers to Borges's Aleph as a case in point: “I saw
the earth in the Aleph and in the earth the Aleph once more and the
earth in the Aleph …”. In this case, a plausible reply is
simply that fiction delivers no guidance to conceptual investigations:
conceivability may well be a guide to possibility, but literary
fantasy is by itself no evidence of conceivability (van Inwagen 1993:
229). Perhaps the same could be said of Fazang's Jeweled Net of Indra,
in which each jewel has every other jewel as part (Jones 2012).
However, other cases seem harder to dismiss. Surely the Scholastics
were not merely engaging in literary fiction when arguing that each
person of the Trinity is a proper part of God, and yet also identical
with God (see e.g. Abelard, Theologia christiana, bk. III).
And arguably time travel is at least conceivable, in which case again
(18) could fail: if time-traveling wall W ends up being one of the
bricks that compose (say) its own bottom half, H, then we have a
conceivable scenario in which W is part of H and H is part of W while
W ≠ H (Kleinschmidt 2011). Third, it may be argued that
antisymmetry is also at odds with theories that have been found
acceptable on quite independent grounds. Consider again the theory of
structured propositions. If A is the proposition that the
universe exists—where the universe is something of which
everything is part—and if A is true, then on such a
theory the universe would be a proper part of A; and since
A would in turn be a proper part of U, antisymmetry would be
forfeit (Tillman and Fowler 2012). Likewise, if A is the
proposition that B is true, and B the proposition
that A is contingent, then again A and B
would be part of each other even though A ≠ B
(Cotnoir 2013b). Finally, and more generally, it may be observed that
the possibility of mereological loops is to be taken seriously for the
same sort of reasons that led to the development of non-well-founded
set theory, i.e., set theory tolerating cases of self-membership and,
more generally, of membership circularities (Aczel 1988; Barwise and
Moss 1996). This is especially significant in view of the possibility
of reformulating set theory itself in mereological terms—a
possibility that is extensively worked out in the works of Bunt (1985)
and especially Lewis (1991, 1993b) (see also Burgess 2015 and Hamkins
and Kikuchi forthcoming). For all these reasons, the antisymmetry
postulate (18) can hardly be regarded as constitutive of the basic
meaning of ‘part’, and some authors have begun to engage
in the systematic study of “non-well-founded mereologies”
in which (18) may fail (Cotnoir 2010; Cotnoir and Bacon 2012; Obojska
2013).
关于反对称性公设(18),情况更为复杂。一方面,一些作者认为,一个物体与其构成材料之间的关系为反对称性提供了一个完全普通的反例:例如,根据 Thomson(1998)的观点,雕像和构成它的粘土是彼此的一部分,但却是不同的。这并不是一个流行的观点:如前所述,大多数当代作者要么否认物质构成是一种部分关系,要么将其视为不恰当的部分关系,即同一性,这在本质上是反对称的(和对称的)。此外,那些将构成视为真正恰当部分关系的人倾向于遵循亚里士多德的形质论概念,并否认这种关系也存在于相反的方向:粘土是雕像的一部分,但反之则不然(参见例如 Haslanger 1994,Koslicki 2008)。尽管如此,只要 Thomson 的观点是一个合法的选项,它就代表了(18)假定的普遍性的挑战。其次,人们可能会对对称部分关系的非普通情况的可能性感到好奇。 桑福德(1993: 222)将博尔赫斯的《阿莱夫》作为一个典型案例:“我在阿莱夫中看到了地球,在地球中又看到了阿莱夫,如此反复……”。在这种情况下,一个合理的回应是,小说并不能为概念研究提供指导:可设想性可能是可能性的一个指南,但文学幻想本身并不能作为可设想性的证据(范·因瓦根 1993: 229)。或许对于法藏的因陀罗网也可以这样说,其中每一颗宝石都包含其他所有宝石作为其部分(琼斯 2012)。然而,其他案例似乎更难被否定。显然,经院哲学家们在论证三位一体中的每一位都是上帝的一个适当部分,同时又与上帝同一时,并不只是在从事文学虚构(参见例如阿伯拉尔,《基督教神学》第三卷)。而且,时间旅行至少是可设想的,在这种情况下,(18)可能会失效:如果时间旅行的墙 W 最终成为构成其自身底部一半 H 的砖块之一,那么我们就有了一种可设想的场景,其中 W 是 H 的一部分,而 H 又是 W 的一部分,同时 W ≠ H(克莱因施密特 2011)。 第三,可以认为反对称性也与那些基于完全独立理由被认为可接受的理论相冲突。再次考虑结构化命题理论。如果 A 是“宇宙存在”这一命题——其中宇宙是包含一切的事物——并且如果 A 为真,那么在这种理论下,宇宙将是 A 的一个真部分;而由于 A 反过来又将是 U 的一个真部分,反对称性将被放弃(Tillman 和 Fowler 2012)。同样,如果 A 是“B 为真”这一命题,而 B 是“A 是偶然的”这一命题,那么 A 和 B 将再次相互成为彼此的部分,即使 A ≠ B(Cotnoir 2013b)。最后,更一般地说,可以观察到,部分论循环的可能性应被认真对待,原因与导致非良基集合论发展的原因相同,即集合论容忍自成员关系以及更一般的成员循环(Aczel 1988;Barwise 和 Moss 1996)。 鉴于将集合论本身以部分论术语重新表述的可能性——这一可能性在 Bunt(1985)尤其是 Lewis(1991, 1993b)的著作中得到了广泛探讨(另见 Burgess 2015 以及 Hamkins 和 Kikuchi 即将发表的作品)——这一点尤为重要。基于所有这些原因,反对称性公设(18)很难被视为“部分”基本含义的构成要素,一些作者已开始系统研究“非良基的部分论”,在这些理论中(18)可能不成立(Cotnoir 2010; Cotnoir 和 Bacon 2012; Obojska 2013)。
In the following we aim at a critical survey of mereology as
standardly understood, so we shall mainly confine ourselves to
theories that do in fact accept the antisymmetry postulate along with
both reflexivity and transitivity. However, the above considerations
should not be dismissed. On the contrary, they are crucially relevant
in assessing the scope of mereology and the degree to which its
standard formulations and extensions betray intuitions that may be
found too narrow, false, or otherwise problematic. Indeed, they are
crucially relevant also in assessing the ideal desideratum mentioned
at the beginning of this section—the desideratum of a neat
demarcation between core principles that are simply meant to fix the
intended meaning of ‘part’ and principles that reflect
more substantive theses concerning the parthood relation. Classical
mereology takes the former to include the threefold claim that
‘part’ stands for a reflexive, transitive and
antisymmetric relation, but this is not to say that “anyone who
seriously disagrees with them had failed to understand the word”
(Simons 1987: 11), just as departure from the basic principles of
classical logic need not amount to a “change of subject”
(Quine 1970: 81). And just as the existence of widespread and
diversified disagreement concerning the laws of logic may lead one to
conclude that “for all we know, the only inference left in the
intersection of (unrestricted) all logics might be the
identity inference: From A to infer
A” (Beall and Restall 2006: 92), so one might take the
above considerations and the corresponding development of
non-classical mereologies to indicate that there may be “no
reason to assume that any useful core mereology […] functions
as a common basis for all plausible metaphysical theories”
(Donnelly 2011: 246).
在接下来的内容中,我们旨在对标准理解下的部分论进行批判性综述,因此我们将主要局限于那些确实接受反对称性公设以及自反性和传递性的理论。然而,上述考虑不应被忽视。相反,它们在评估部分论的范围及其标准表述和扩展在多大程度上背离了可能被认为过于狭隘、错误或有问题的直觉方面至关重要。事实上,它们对于评估本节开头提到的理想目标——即旨在明确区分仅用于固定“部分”一词预期含义的核心原则与反映关于部分关系的更实质性论点的原则——也至关重要。 经典的部分论认为前者包含三重主张,即“部分”代表一种自反、传递和反对称的关系,但这并不意味着“任何严重不同意它们的人都没有理解这个词”(Simons 1987: 11),正如偏离经典逻辑的基本原则不一定意味着“主题的改变”(Quine 1970: 81)。正如关于逻辑法则的广泛而多样化的分歧可能导致人们得出结论:“就我们所知,所有(无限制的)逻辑的交集中唯一剩下的推理可能是同一性推理:从 A 推断 A”(Beall 和 Restall 2006: 92),人们也可能根据上述考虑和非经典部分论的相应发展,认为可能“没有理由假设任何有用的核心部分论[…]作为所有合理形而上学理论的共同基础”(Donnelly 2011: 246)。
2.2 Other Mereological Concepts
2.2 其他部分论概念
It is convenient at this point to introduce some degree of
formalization. This avoids ambiguities stemming from ordinary language
and facilitates comparisons and developments. For definiteness, we
assume here a standard first-order language with identity, supplied
with a distinguished binary predicate constant, ‘P’, to be
interpreted as the parthood
relation.[6]
Taking the underlying logic to be the classical predicate calculus
with
identity,[7]
the requisites on parthood discussed in Section 2.1 may then be
regarded as forming a first-order theory characterized by the
following proper axioms for ‘P’:
为了方便起见,在此引入一定程度的正式化是合适的。这可以避免因日常语言引起的歧义,并有助于比较和发展。为了明确起见,我们在此假设使用一种标准的一阶语言,带有同一性,并配备一个特殊的二元谓词常量‘P’,将其解释为部分关系。 [6] 假设基础逻辑是带有同一性的经典谓词演算, [7] 第 2.1 节讨论的部分关系的必要条件可以被视为形成一个一阶理论,其特征是以下关于‘P’的适当公理:
(P.1) | Reflexivity 自反性
Pxx |
(P.2) | Transitivity 传递性
(Pxy ∧ Pyz) → Pxz |
(P.3) | Antisymmetry 反对称性
(Pxy ∧ Pyx) → x=y. |
(Here and in the following we simplify notation by dropping all
initial universal quantifiers. Unless otherwise specified, all
formulas are to be understood as universally closed.) We may call such
a theory Core Mereology—M for
short[8]—since
it represents the common starting point of all standard theories.
(在此及下文中,我们通过省略所有初始全称量词来简化符号表示。除非另有说明,所有公式都应理解为全称封闭的。)我们可以将这样的理论称为核心部分论——简称 M [8] ——因为它代表了所有标准理论的共同起点。
Given (P.1)–(P.3), a number of additional mereological
predicates can be introduced by definition. For example:
给定 (P.1)–(P.3),可以通过定义引入一些额外的部分论谓词。例如:
(19) | Equality 平等
EQxy =df Pxy ∧ Pyx |
(20) | Proper Parthood 真部分关系
PPxy =df Pxy ∧ ¬x=y |
(21) | Proper Extension 适当扩展
PExy =df Pyx ∧ ¬x=y |
(22) | Overlap 重叠
Oxy =df ∃z(Pzx ∧ Pzy) |
(23) | Underlap 重叠
Uxy =df ∃z(Pxz ∧ Pyz). |
An intuitive model for these relations, with ‘P’
interpreted as spatial inclusion, is given in Figure 1.
这些关系的直观模型,将‘P’解释为空间包含,如图 1 所示。

Figure 1. Basic patterns of mereological relations. (Shaded cells indicate parthood).
图 1. 部分论关系的基本模式。(阴影单元格表示部分关系)。
Note that ‘Uxy’ is bound to hold if one assumes
the existence of a “universal entity” of which everything
is part. Conversely, ‘Oxy’ would always hold if
one assumed the existence of a “null item” that is part of
everything. Both assumptions, however, are controversial and we shall
come back to them below.
注意,‘Uxy’如果假设存在一个“普遍实体”,其中一切都是其部分,那么它必然成立。相反,如果假设存在一个“空项”,它是所有事物的部分,那么‘Oxy’将总是成立。然而,这两个假设都是有争议的,我们将在下面回到它们。
Note also that the definitions imply (by pure logic) that EQ, O, and U
are all reflexive and symmetric; in addition, EQ is also
transitive—an equivalence relation. By contrast, PP and PE are
irreflexive and asymmetric, and it follows from (P.2) that both are
also transitive—so they are strict partial orderings. Since the
following biconditional is also a straightforward consequence of the
axioms (specifically, of P.1),
还需注意,这些定义(通过纯逻辑)意味着 EQ、O 和 U 都是自反且对称的;此外,EQ 也是传递的——一种等价关系。相比之下,PP 和 PE 是非自反且非对称的,并且从(P.2)可以得出两者也是传递的——因此它们是严格的偏序关系。由于以下双条件句也是公理(特别是 P.1)的直接结果,
(24) | Pxy ↔ (PPxy ∨ x=y), |
it should now be obvious that one could in fact use proper parthood as
an alternative starting point for the development of classical
mereology, using the right-hand side of (24) as a definiens for
‘P’. This is, for instance, the option followed in Simons
(1987), as also in Leśniewski’s original theory (1916),
where the partial ordering axioms for ‘P’ are replaced by
the strict ordering axioms for
‘PP’.[9]
Ditto for ‘PE’, which was in fact the primitive relation
in Whitehead's (1919) semi-formal treatment of the mereology of events
(and which is just the converse of ‘PP’). Other options
are in principle possible, too. For example, Goodman (1951) used
‘O’ as a primitive and Leonard and Goodman (1940) used its
opposite:[10]
现在应该很明显,实际上可以使用适当部分作为经典部分论发展的替代起点,使用(24)的右侧作为‘P’的定义。例如,这是 Simons(1987)中遵循的选项,同样也是 Leśniewski 原始理论(1916)中的做法,其中‘P’的偏序公理被‘PP’的严格序公理所取代。 [9] 对于‘PE’也是如此,这实际上是 Whitehead(1919)对事件部分论的半正式处理中的原始关系(并且它只是‘PP’的逆)。其他选项在原则上也是可能的。例如,Goodman(1951)使用‘O’作为原始关系,而 Leonard 和 Goodman(1940)使用了它的对立面: [10]
(25) | Disjointness 不相交性
Dxy =df ¬Oxy. |
However, the relations corresponding to such predicates are strictly
weaker than PP and PE and no biconditional is provable in
M that would yield a corresponding definiens of
‘P’ (though one could define ‘P’ in terms of
‘O’ or ‘D’ in the presence of further axioms;
see below ad (61)). Thus, other things being equal,
‘P’, ‘PP’, and ‘PE’ appear to be
the only reasonable options. Here we shall stick to ‘P’,
referring to J. Parsons (2014) for further discussion.
然而,与这些谓词相对应的关系严格弱于 PP 和 PE,并且在 M 中无法证明任何双条件句能够产生‘P’的相应定义(尽管在存在进一步公理的情况下,可以用‘O’或‘D’来定义‘P’;见下文(61))。因此,在其他条件相同的情况下,‘P’、‘PP’和‘PE’似乎是唯一合理的选择。在这里,我们将坚持使用‘P’,并参考 J. Parsons(2014)以获取进一步讨论。
Finally, note that identity could itself be introduced by definition,
due to the following obvious consequence of the antisymmetry postulate
(P.3):
最后,请注意,由于反对称性公设(P.3)的以下明显结果,同一性本身可以通过定义引入:
(26) | x=y ↔ EQxy. |
Accordingly, theory M could be formulated in a pure
first-order language by assuming (P.1) and (P.2) and replacing (P.3)
with the following variant of the Leibniz axiom schema for identity
(where φ is any formula in the language):
因此,理论 M 可以通过假设(P.1)和(P.2)并用以下莱布尼茨同一性公理模式的变体(其中φ是语言中的任何公式)替换(P.3)来在纯一阶语言中表述:
(P.3′) | Indiscernibility 不可分辨性
EQxy → (φx ↔ φy). |
One may in fact argue on these grounds that the parthood relation is
in some sense conceptually prior to the identity relation (as in
Sharvy 1983: 234), and since ‘EQ’ is not definable in
terms of ‘PP’ or ‘PE’ alone except in the
presence of stronger axioms (see below ad (27)), the argument
would also provide evidence in favor of ‘P’ as the most
fundamental primitive. As we shall see in Section 3.2, however, the
link between parthood and identity is philosophically problematic. In
order not to compromise our exposition, we shall therefore keep to a
language containing both ‘P’ and ‘=’ as
primitives. This will also be convenient in view of the previous
remarks concerning the controversial status of Antisymmetry, on which
(26) depends.
事实上,人们可以基于这些理由论证,部分关系在某种意义上概念上优先于同一关系(如 Sharvy 1983: 234 所述),并且由于‘EQ’不能仅通过‘PP’或‘PE’来定义,除非在更强的公理存在的情况下(见下文关于(27)的讨论),这一论证也将为‘P’作为最基本原语提供证据。然而,正如我们将在第 3.2 节中看到的,部分与同一之间的联系在哲学上是有问题的。为了不损害我们的阐述,我们将因此坚持使用包含‘P’和‘=’作为原语的语言。鉴于之前关于反对称性(Antisymmetry)争议地位的评论,这也将是方便的,而(26)依赖于这一反对称性。
The last remark is also relevant to the definition of ‘PP’
given above. That is the classical definition used by Leśniewski
and by Leonard and Goodman and corresponds verbatim to the intuitive
characterization of proper parthood used in the previous section.
However, in some treatments (including earlier versions of this
entry[11]),
‘PP’ is defined directly in terms of ‘P’,
without using identity, as per the following variant of (20):
最后一点也与上述‘PP’的定义相关。这是 Leśniewski 以及 Leonard 和 Goodman 使用的经典定义,与前一节中使用的严格部分关系的直观描述完全一致。然而,在某些处理中(包括本条目 [11] 的早期版本),‘PP’是直接根据‘P’定义的,不使用恒等关系,如以下(20)的变体所示:
(20′) | (Strict) Proper Parthood (严格)真部分关系 PPxy =df Pxy ∧ ¬Pyx. |
(See e.g. Goodman 1951: 35; Eberle 1967: 272; Simons 1991a: 286;
Casati and Varzi 1999: 36; Niebergall 2011: 274). Similarly for
‘PE’. In M the difference is immaterial,
since the relevant definientia are provably equivalent. But the
equivalence in question depends crucially on Antisymmetry. Absent
(P.3), the second definition is strictly stronger: any two things that
are mutually P-related would count as proper parts of each other
according to (20) but not, obviously, according to (20′), which
forces PP to be asymmetric. Indeed, in the presence of (P.1) and (P.2)
the latter definition is still strong enough to deliver a strict
partial ordering, whereas (20) does not even yield a transitive
relation unless (P.3) is
assumed.[12]
Another important difference is that, absent (P.3), the biconditional
in (24) continues to hold only if ‘PP’ is defined as in
(20); if (20′) is used instead, the left-to-right direction
fails whenever x and y are distinct mutual parts. In
view of the above remarks concerning the doubtful status of (P.3), it
is therefore convenient to work with the weaker definition. Standardly
it makes no difference, but some of the definitions and results
presented below would not extend to non-well-founded mereology if
(20′) were used instead. (See e.g. Cotnoir 2010 and Gilmore
2016.) Furthermore, since both definitions force PP to be irreflexive,
it should be noted that the only way to develop a non-well-founded
mereology that allows for strict mereological loops, i.e., things that
are proper part of themselves, is to rely on yet another definition or
else take ‘PP’ as a primitive (as in Cotnoir and Bacon
2012, where PP is axiomatized as transitive but neither irreflexive
nor asymmetric).
(参见例如 Goodman 1951: 35; Eberle 1967: 272; Simons 1991a: 286; Casati and Varzi 1999: 36; Niebergall 2011: 274)。对于‘PE’也是如此。在 M 中,这种差异无关紧要,因为相关的定义项是可证明等价的。但这种等价性关键依赖于反对称性。在缺少(P.3)的情况下,第二个定义严格更强:任何两个相互 P 相关的事物根据(20)会相互视为对方的真部分,但显然根据(20′)则不会,因为(20′)强制 PP 必须是非对称的。实际上,在存在(P.1)和(P.2)的情况下,后一个定义仍然足够强以产生一个严格的偏序关系,而(20)甚至不会产生一个传递关系,除非假设(P.3)。 [12] 另一个重要的区别是,在缺少(P.3)的情况下,(24)中的双条件句只有在‘PP’被定义为(20)时才继续成立;如果使用(20′)代替,则当 x 和 y 是不同的相互部分时,从左到右的方向会失败。鉴于上述关于(P.3)可疑地位的评论,因此使用较弱的定义更为方便。 通常情况下,这没有区别,但如果使用(20′)代替,下面提出的一些定义和结果将无法扩展到非良基的组成部分学。(参见例如 Cotnoir 2010 和 Gilmore 2016。)此外,由于这两个定义都强制 PP 是反自反的,应该注意的是,开发一种允许严格组成部分循环(即事物是其自身的严格部分)的非良基组成部分学的唯一方法是依赖于另一个定义,或者将‘PP’作为原始概念(如 Cotnoir 和 Bacon 2012 中那样,其中 PP 被公理化为传递的,但既不是反自反的也不是不对称的)。
3. Decomposition Principles
3. 分解原则
M is standardly viewed as embodying the common core
of any mereological theory. Not just any partial ordering qualifies as
a part-whole relation, though, and establishing what further
principles should be added to (P.1)–(P.3) is precisely the
question a good mereological theory is meant to answer. It is here
that philosophical issues begin to multiply, over and above the
general concerns mentioned in Section 2.1.
M 通常被视为体现了任何部分论理论的共同核心。然而,并非任何偏序关系都符合部分-整体关系,确定应该将哪些进一步的原则添加到 (P.1)–(P.3) 中,正是好的部分论理论所要回答的问题。正是在这里,哲学问题开始增多,超出了第 2.1 节中提到的一般关注点。
Generally speaking, such further principles may be divided into two
main groups. On the one hand, one may extend M by
means of decomposition principles that take us from a whole
to its parts. For example, one may consider the idea that whenever
something has a proper part, it has more than one—i.e., that
there is always some mereological difference (a
“remainder”) between a whole and its proper parts. This
need not be true in every model for M: a world with
only two items, only one of which is part of the other, would be a
counterexample, though not one that could be illustrated with the sort
of geometric diagram used in Figure 1. On the other hand, one may
extend M by means of composition principles
that go in the opposite direction—from the parts to the whole.
For example, one may consider the idea that whenever there are some
things, there exists a whole that consists exactly of those
things—i.e., that there is always a mereological sum
(or “fusion”) of two or more parts. Again, this need not
be true in a model for M, and it is a matter of much
controversy whether the idea should hold unrestrictedly.
一般来说,这些进一步的原则可以分为两大类。一方面,可以通过分解原则来扩展 M,这些原则将我们从整体带到其部分。例如,可以考虑这样一种观点:每当某物有一个真部分时,它就有多个部分——即整体与其真部分之间总是存在某种部分学上的差异(“余项”)。这在 M 的每个模型中并不一定成立:一个只有两个物品的世界,其中只有一个物品是另一个物品的部分,这将是一个反例,尽管无法用图 1 中使用的几何图示来说明。另一方面,可以通过组合原则来扩展 M,这些原则朝相反的方向发展——从部分到整体。例如,可以考虑这样一种观点:每当存在某些事物时,就存在一个由这些事物组成的整体——即总是存在两个或更多部分的部分学和(或“融合”)。同样,这在 M 的模型中并不一定成立,而且这一观点是否应该无条件成立是一个备受争议的问题。
3.1 Supplementation 3.1 补充
Let us begin with the first sort of extension. And let us start by
taking a closer look at the intuition according to which a whole
cannot be decomposed into a single proper part. There are various ways
in which one can try to capture this intuition. Consider the following
(from Simons 1987: 26–28):
让我们从第一种扩展开始。首先,让我们更仔细地看看这样一种直觉:一个整体不能被分解为单一的适当部分。有各种方法可以尝试捕捉这种直觉。考虑以下内容(来自 Simons 1987: 26–28):
(P.4a) | Company 公司
PPxy → ∃z(PPzy ∧ ¬z=x) |
(P.4b) | Strong Company 强公司
PPxy → ∃z(PPzy ∧ ¬Pzx) |
(P.4) | Supplementation[13] 补充 [13]
PPxy → ∃z(Pzy ∧ ¬Ozx). |
The first principle, (P.4a), is a literal rendering of the
idea in question: every proper part must be accompanied by another.
However, there is an obvious sense in which (P.4a) only
captures the letter of the idea, not the spirit: it rules out the
unintended model mentioned above (see Figure 2, left) but not, for
example, an implausible model with an infinitely descending chain in
which the additional proper parts do not leave any remainder at all
(Figure 2, center).
第一个原则,(P.4 a ),是对所讨论观点的字面表达:每个真部分必须伴随另一个部分。然而,在某种意义上,(P.4 a ) 只捕捉到了这一观点的字面意思,而非其精神:它排除了上述提到的意外模型(见图 2,左),但并未排除例如一个具有无限下降链的不可信模型,其中额外的真部分根本没有留下任何余部(图 2,中)。
The second principle, (P.4b), is stronger: it rules out
both models as unacceptable. However, (P.4b) is still too
weak to capture the intended idea. For example, it is satisfied by a
model in which a whole can be decomposed into several proper parts all
of which overlap one another (Figure 2, right), and it may be argued
that such models do not do justice to the meaning of ‘proper
part’: after all, the idea is that the removal of a proper part
should leave a remainder, but it is by no means clear what would be
left of x once z (along with its parts) is
removed.
第二个原则,(P.4 b ),更为严格:它排除了两种模型,认为它们都是不可接受的。然而,(P.4 b )仍然太弱,无法捕捉到预期的理念。例如,它被一个模型所满足,在该模型中,一个整体可以被分解为几个相互重叠的真部分(图 2,右侧),并且可以认为这样的模型并没有公正地体现“真部分”的含义:毕竟,理念是移除一个真部分应该留下剩余部分,但一旦 z(及其部分)被移除,x 还剩下什么并不清楚。

Figure 2. Three unsupplemented models. (Here and in the diagrams below, connected lines going downwards represent proper extension relationships, i.e., the inverse of proper parthood. Thus, in all diagrams parthood behaves reflexively and transitively.)
图 2. 三个未补充的模型。(在此处及以下图表中,向下连接的线条表示适当的扩展关系,即适当的组成部分关系的逆关系。因此,在所有图表中,组成部分关系表现为自反性和传递性。)
It is only the third principle, (P.4), that appears to provide a full
formulation of the idea that a whole cannot be decomposed into a
single proper part. According to this principle, every proper part
must be “supplemented” by another, disjoint part,
and it is this last qualification that captures the notion of a
remainder. Should (P.4), then, be incorporated into M
as a further fundamental principle on the meaning of
‘part’?
只有第三个原则,(P.4),似乎提供了一个完整的表述,即一个整体不能被分解为单个真部分。根据这一原则,每个真部分都必须由另一个不相交的部分“补充”,正是这最后的限定条件捕捉到了余项的概念。那么,(P.4)是否应该作为‘部分’意义的进一步基本原则被纳入 M 中?
Most authors (beginning with Simons himself) would say so. Yet here
there is room for genuine disagreement. In fact, it is not difficult
to conceive of mereological scenarios that violate not only (P.4), but
also (P.4b) and even (P.4a). A case in point
would be Brentano's (1933) theory of accidents, according to which a
mind is a proper part of a thinking mind even though there is nothing
to make up for the difference. (See Chisholm 1978, Baumgartner and
Simons 1993.) Similarly, in Fine's (1982) theory of
qua-objects, every basic object (John) qualifies as the only
proper part of its incarnations (John qua philosopher, John
qua husband, etc.). Another interesting example is provided
by Whitehead's (1929) theory of extensive connection, where no
boundary elements are included in the domain of quantification: on
this theory, a topologically closed region includes its open interior
as a proper part in spite of there being no boundary elements to
distinguish them—the domain only consists of extended regions.
(See Clarke 1981 for a rigorous formulation, Randell et al.
1992 for developments.) Finally, consider the view, arguably held by
Aquinas, according to which the human person survives physical death
along with her soul (see Brown 2005 and Stump 2006, pace
Toner 2009). On the understanding that persons are hylomorphic
composites, and that two things cannot become one, the view implies
that upon losing her body a person will continue to exist,
pre-resurrection, with only one proper part—the soul. (This is
also the view of some contemporary philosophers; see e.g. Oderberg
2005 and Hershenov and Koch-Hershenov 2006.) Indeed, any case of
material coincidence resulting from mereological diminution, as in the
Stoic puzzle of Deon and Theon (Sedley 1982) and its modern variant of
Tibbles and Tib (Wiggins 1968), would seem to be at odds with
Supplementation: after the diminution, there is nothing that makes up
for the difference between what was a proper part and the whole with
which it comes to coincide, short of holding that the part has become
identical to the whole (Gallois 1998), or has ceased to exist (Burke
1994), or did not exist in the first place (van Inwagen 1981). One may
rely on the intuitive appeal of (P.4) to discard all of the above
theories and scenarios as implausible. But one may as well turn things
around and regard the plausibility of such theories as a good reason
not to accept (P.4) unrestrictedly, as argued e.g. by D. Smith (2009),
Oderberg (2012), and Lowe (2013). As things stand, it therefore seems
appropriate to regard such a principle as providing a minimal but
substantive addition to (P.1)–(P.3), one that goes beyond the
basic characterization of ‘part’ provided by
M. We shall label the resulting mereological theory
MM, for Minimal Mereology.
大多数作者(从西蒙斯本人开始)会这么说。然而,这里确实存在真正的分歧空间。事实上,不难设想一些部分论场景,这些场景不仅违反了(P.4),还违反了(P.4 b )甚至(P.4 a )。一个典型的例子是布伦塔诺(1933)的偶性理论,根据该理论,心灵是思考心灵的适当部分,尽管没有任何东西可以弥补这种差异。(参见奇泽姆 1978 年,鲍姆加特纳和西蒙斯 1993 年。)同样,在法因(1982)的 qua 对象理论中,每个基本对象(如约翰)都符合其化身(如作为哲学家的约翰、作为丈夫的约翰等)的唯一适当部分的资格。另一个有趣的例子是怀特海(1929)的广泛连接理论,其中量化域中不包含边界元素:根据这一理论,一个拓扑闭合区域包含其开放内部作为适当部分,尽管没有边界元素来区分它们——量化域仅由扩展区域组成。(参见克拉克 1981 年的严格表述,兰德尔等人。) 1992 年的发展。)最后,考虑一下阿奎那可能持有的观点,即人类个体在肉体死亡后仍与灵魂共存(参见 Brown 2005 和 Stump 2006,与 Toner 2009 相对)。根据人是形质复合体的理解,以及两个事物不能合二为一的观点,这一观点意味着,在失去身体后,一个人将在复活前继续存在,仅有一个适当部分——灵魂。(这也是某些当代哲学家的观点;参见例如 Oderberg 2005 和 Hershenov 与 Koch-Hershenov 2006。)事实上,任何由部分减少导致的物质重合情况,如斯多葛学派 Deon 和 Theon 的谜题(Sedley 1982)及其现代变体 Tibbles 和 Tib(Wiggins 1968),似乎都与补充原则相矛盾:在减少之后,没有任何东西能够弥补曾是适当部分与重合整体之间的差异,除非认为部分已变得与整体相同(Gallois 1998),或已停止存在(Burke 1994),或最初就不存在(van Inwagen 1981)。 人们可能会依赖(P.4)的直观吸引力,将上述所有理论和情景视为不可信而予以摒弃。但人们同样可以反过来,将这些理论的合理性视为不接受(P.4)无限制应用的良好理由,正如 D. Smith (2009)、Oderberg (2012)和 Lowe (2013)等人所论证的那样。因此,就目前情况而言,将这一原则视为对(P.1)–(P.3)的一个最小但实质性的补充似乎是恰当的,它超越了 M 提供的“部分”基本特征描述。我们将把由此产生的分体论理论标记为 MM,即最小分体论。
Actually MM is now redundant, as Supplementation
turns out to entail Antisymmetry so long as parthood is transitive and
reflexive: if x and y were proper parts of each
other, contrary to (P.3), then every z that is part of one
would also be part of—hence overlap—the other, contrary to
(P.4). For ease of reference, we shall continue to treat (P.3) as an
axiom. But the entailment is worth emphasizing, for it explains why
Supplementation tends to be explicitly rejected by those who
do not endorse Antisymmetry, over and above the more classical
examples mentioned above. For instance, whoever thinks that a statue
and the corresponding lump of clay are part of each other will find
Supplementation unreasonable: after all, such parts are coextensive;
why should we expect anything to be left over when, say, the clay is
“subtracted” from the statue? (Donnelly 2011: 230).
Indeed, Supplementation has recently run into trouble also
independently of its link with Antisymmetry, especially in the context
of time-travel and multilocation scenarios such as those already
mentioned in connection with each of (P.1)–(P.3) (see Effingham
and Robson 2007, Gilmore 2007, Eagle 2010, Kleinschmidt 2011, Daniels
2014). As a result, a question that is gaining increasing attention is
whether there are any ways of capturing the supplementation intuition
that are strong enough to rule out the models of Figure 2 and yet
sufficiently weaker than (P.4) to be acceptable to those who do not
endorse some M-axiom or other—be it
Antisymmetry, Transitivity, or Reflexivity.
实际上,MM 现在是多余的,因为只要部分关系是传递的和自反的,补充性就会导致反对称性:如果 x 和 y 是彼此的真部分,与(P.3)相反,那么每一个是其中一个部分的东西 z 也会是另一个的部分——因此重叠——与(P.4)相反。为了便于参考,我们将继续将(P.3)视为一个公理。但这种蕴含关系值得强调,因为它解释了为什么那些不赞同反对称性的人会明确拒绝补充性,除了上述更经典的例子之外。例如,任何认为雕像和相应的粘土块是彼此部分的人都会发现补充性是不合理的:毕竟,这些部分是共延的;为什么我们应该期望当粘土从雕像中“减去”时,会有任何东西剩下呢?(Donnelly 2011: 230)。 确实,补充原则最近不仅在与其与反对称性的联系中遇到了麻烦,特别是在时间旅行和多位置场景的背景下,正如在(P.1)–(P.3)中已经提到的那些情况(参见 Effingham 和 Robson 2007,Gilmore 2007,Eagle 2010,Kleinschmidt 2011,Daniels 2014)。因此,一个越来越受到关注的问题是,是否存在任何方法来捕捉补充直觉,这些方法足够强大以排除图 2 中的模型,同时又比(P.4)弱得多,以便那些不认可某些 M-公理(无论是反对称性、传递性还是自反性)的人能够接受。
Two sorts of answer may be offered in this regard (see e.g. Gilmore
2016). The first is to weaken the Supplementation conditional by
strengthening the antecedent. For instance, one may simply rephrase
(P.4) in terms of the stricter notion of proper parthood defined in
(20′), i.e., effectively:
在这方面可以提出两种答案(参见例如 Gilmore 2016)。第一种是通过加强前件来弱化补充条件。例如,可以简单地用(20′)中定义的更严格的适当部分概念来重新表述(P.4),即实际上:
(P.4c) | Strict Supplementation 严格补充
(Pxy ∧ ¬Pyx) → ∃z(Pzy ∧ ¬Ozx). |
In M this is equivalent to (P.4). Yet it is logically
weaker, and it is easy to see that this suffices to block the
entailment of (P.3) even in the presence of (P.1)–(P.2) (just
consider a two-element model with mutual parthood, as in Figure 3,
left). Still, (P.4c) is sufficiently stronger than
(P.4a) and (P.4b) to rule out all three patterns
in Figure 2, and it obviously preserves the spirit of (P.4)—if
not the letter. The second sort of answer is to weaken Supplementation
by adjusting the consequent. There are various ways of doing this, the
most natural of which appears to be the following:
在 M 中,这等同于(P.4)。然而,它在逻辑上较弱,并且很容易看出,即使在存在(P.1)–(P.2)的情况下,这也足以阻止(P.3)的蕴含(只需考虑一个具有相互部分关系的两元素模型,如图 3 左侧所示)。尽管如此,(P.4 c )比(P.4 a )和(P.4 b )足够强,以排除图 2 中的所有三种模式,并且它显然保留了(P.4)的精神——如果不是字面意思的话。第二种回答是通过调整后件来削弱补充原则。有各种方法可以做到这一点,其中最自然的似乎是以下方式:
(P.4d) | Quasi-supplementation
PPxy → ∃z∃w(Pzy ∧ Pwy ∧ ¬Ozw). |
Again, this principle is stronger than (P.4a) and (P.4b), since it rules out all patterns in Figure 2, and in M it is equivalent to (P.4). Indeed, (P.4d) says, literally, that if something has a proper part, then it has at least two disjoint parts, which Simons (1987: 27) takes to express the same intuition captured by (P.4). Yet (P.4d) is logically weaker than (P.4), since it admits the non-antisymmetric model in Figure 3, middle, and for that reason it may be deemed more suitable in the context of theories that violate (P.3). Note also that (P.4d) does not admit the symmetric model on Figure 3, left, so in a way it is stronger than (P.4c). In another way, however, it is weaker, since it admits the model in Figure 3, right, which (P.4c) rules out (and which someone who thinks that, say, the clay is part of the statue, but not vice versa, might want to retain).

Figure 3. More unsupplemented patterns.
There are other options, too. For instance, in some standard treatments, the Supplementation principle (P.4) is formulated using ‘PP’ also in the consequent:
(P.4′) | Proper Supplementation
PPxy → ∃z(PPzy ∧ ¬Ozx). |
In M this is once again equivalent to (P.4), but the equivalence depends on Reflexivity and Symmetry. Absent (P.1) or (P.2), (P.4′) is logically stronger. Yet again one may rely on the alternative definition of ‘PP’ to obtain variants of (P.4′) that are stronger than (P.4c) and weaker than (P.4). Similarly for (P.4d), which may be further weakened or strengthened by tampering with the parthood predicates occurring in the antecedent and in the consequent.
3.2 Strong Supplementation and Extensionality
3.2 强补充性与外延性
We may also ask the opposite question: Are there any stronger ways of expressing the supplementation intuition besides (P.4)? In classical mereology, the standard answer is in the affirmative, the main candidate being the following:
(P.5) | Strong Supplementation
¬Pyx → ∃z(Pzy ∧ ¬Ozx). |
Intuitively, this says that if an object fails to include another among its parts, then there must be a remainder, something that makes up for the difference. It is easily seen that, given M, (P.5) implies (P.4), so any M-theory violating (P.4) will a fortiori violate (P.5). For instance, on Whitehead's boundary-free theory of extensive connection, a closed region is not part of its interior even though each part of the former overlaps the latter. More generally, the entailment holds as long as parthood is antisymmetric (see again Figure 3, center, for a non-antisymmetric counterexample). However, the converse is not true. The diagram in Figure 4 illustrates an M-model in which (P.4) is satisfied, since each proper part counts as a supplement of the other; yet (P.5) is false.

Figure 4. A supplemented model violating Strong Supplementation.
The theory obtained by adding (P.5) to (P.1)–(P.3) is thus a proper extension of MM. We label this stronger theory EM, for Extensional Mereology, the attribute ‘extensional’ being justified precisely by the exclusion of countermodels that, like the one in Figure 4, contain distinct objects with the same proper parts. In fact, it is a theorem of EM that no composite objects with the same proper parts can be distinguished:
(27) | (∃zPPzx ∨ ∃zPPzy) → (x=y ↔ ∀z(PPzx ↔ PPzy)). |
(The analogue for ‘P’ is already provable in M, since P is reflexive and antisymmetric.) This goes far beyond the intuition that lies behind the basic Supplementation principle (P.4). Does it go too far?
On the face of it, it is not difficult to envisage scenarios that would correspond to the diagram in Figure 4. For example, we may take x and y to be the sets {{z}, {z, w}} and {{w},{z, w}}, respectively (i.e., the ordered pairs ⟨z, w⟩ and ⟨w, z⟩), interpreting ‘P’ as the ancestral of the improper membership relation (i.e., of the union of ∈ and =). But sets are abstract entities, and the ancestral relation does not generally satisfy (P.4) (the singleton of the empty set, for instance, or the singleton of any urelement, would have only one proper part on the suggested construal of ‘P’). Can we also envisage similar scenarios in the domain of concrete, spatially extended entities, granting (P.4) in its generality? Admittedly, it is difficult to picture two concrete objects mereologically structured as in Figure 4. It is difficult, for example, to draw two extended objects composed of the same proper parts because drawing something is drawing its proper parts; once the parts are drawn, there is nothing left to be done to get a drawing of the whole. Yet this only proves that pictures are biased towards (P.5). Are there any philosophical reasons to resist the extensional force of (P.5) beyond the domain of abstract entities, and in the presence of (P.4)?
Two sorts of reason are worth examining. On the one hand, it is sometimes argued that sameness of proper parts is not sufficient for identity. For example, it is argued that: (i) two words can be made up of the same letters (Hempel 1953: 110; Rescher 1955: 10), two tunes of the same notes (Rosen and Dorr 2002: 154), and so on; or (ii) the same flowers can compose a nice bunch or a scattered bundle, depending on the arrangements of the individual flowers (Eberle 1970: §2.10); or (iii) two groups can have co-extensive memberships, say, the Library Committee and the Philosophy Department football team (Simons 1987: 114; Gilbert 1989: 273); or (iv) a cat must be distinguished from the corresponding amount of feline tissue, for the former can survive the annihilation of certain parts (the tail, for instance) whereas the latter cannot by definition (Wiggins 1968; see also Doepke 1982, Lowe 1989, Johnston 1992, Baker 1997, Meirav 2003, Sanford 2003, and Crane 2012, inter alia, for similar or related arguments). On the other hand, it is sometimes argued that sameness of parts is not necessary for identity, as some entities may survive mereological change. If a cat survives the annihilation of its tail, then the tailed cat (before the accident) and the tailless cat (after the accident) are numerically the same in spite of their having different proper parts (Wiggins 1980). If any of these arguments is accepted, then clearly (27) is too strong a principle to be imposed on the parthood relation. And since (27) follows from (P.5), it might be concluded that EM is on the wrong track.
Let us look at these objections separately. Concerning the necessity aspect of mereological extensionality, i.e., the left-to-right conditional in the consequent of (27),
(28) | x=y → ∀z(PPzx ↔ PPzy), |
it is perhaps enough to remark that the difficulty is not peculiar to extensional mereology. The objection proceeds from the consideration that ordinary entities such as cats and other living organisms (and possibly other entities as well, such as statues and ships) survive all sorts of gradual mereological change. This a legitimate thought, lest one be forced into some form of “mereological essentialism” (Chisholm 1973, 1975, 1976; Plantinga 1975; Wiggins 1979). However, the same can be said of other types of change as well: bananas ripen, houses deteriorate, people sleep at night and eat at lunch. How can we say that they are the same things, if they are not quite the same? Indeed, (28) is essentially an instance of the identity axiom schema
(ID) | x=y → (φx ↔ φy), |
and it is well known that this axiom schema runs into trouble when ‘=’ is given a diachronic reading. (See the entries on change and identity over time.) The problem is a general one. Whatever the solution, it will therefore apply to the case at issue as well, and in this sense the above-mentioned objection to (28) can be disregarded. For example, the problem would dissolve immediately if the variables in (28) were taken to range over four-dimensional entities whose parts may extend in time as well as in space (Heller 1984, Lewis 1986b, Sider 2001), or if identity itself were construed as a contingent relation that may hold at some times or worlds but not at others (Gibbard 1975, Myro 1985, Gallois 1998). Alternatively, on a more traditional, three-dimensional conception of material objects, the problem of change is often accounted for by relativizing properties and relations to times, rewriting (ID) as
(ID′) | x=y → ∀t(φtx ↔ φty). |
(This may be understood in various ways; see e.g. the papers in Haslanger and Kurtz 2006, Part III.) If so, then again the specific worry about (28) would dissolve, as the relativized version of (P.5) would only warrant the following variant of the conditional in question:
(28′) | x=y → ∀t∀z(PPtzx ↔ PPtzy). |
(See Thomson 1983, Simons 1987: §5.2, Masolo 2009, Giaretta and Spolaore 2011; see also Kazmi 1990 and Hovda 2013 for tensed versions of this strategy.) The need to relativize parthood to time, and perhaps to other parameters such as space, possible worlds, etc., has recently been motivated also on independent grounds, from the so-called “problem of the many” (Hudson 2001) to material constitution (Bittner and Donnelly 2007), modal realism (McDaniel 2004), vagueness (Donnelly 2009), relativistic spacetime (Balashov 2008), or the general theory of location (Gilmore 2009, Donnelly 2010). One way or the other, then, such revisions may be regarded as an indicator of the limited ontological neutrality of extensional mereology. But their independent motivation also bears witness to the fact that controversies about (28) stem from genuine and fundamental philosophical conundrums and cannot be assessed by appealing to our intuitions about the meaning of ‘part’.
The worry about the sufficiency aspect of mereological extensionality, i.e., the right-to-left conditional in the consequent of (27),
(29) | ∀z(PPzx ↔ PPzy) → x=y, |
is more to the point. However, here too there are various ways of responding on behalf of EM. Consider counterexample (i)—say, two words made up of the same letters, as in ‘else’ and ‘seel’. If these are taken as word-types, a lot depends on how exactly one construes such things mereologically, and one might simply dismiss the challenge by rejecting, or improving on, the dime-store thought that word-types are letter-type composites (see above ad (14)). Indeed, if they were, then word-types would not only violate extensionality, hence the Strong Supplementation principle (P.5); they would violate the basic Supplementation principle (P.4), since ‘seel’ (for instance) would contain a proper part (the string ‘ee’) that consists of a single proper part (the letter ‘e’). On the other hand, if the items in question are taken as word-tokens, then presumably they are made up of distinct letter-tokens, so again there is no violation of (29), hence no reason to reject (P.5) on these grounds. Of course, we may suppose that one of the two word-tokens is obtained from the other by rearranging the same letter-tokens. If so, however, the issue becomes once again one of diachronic non-identity, with all that it entails, and it is not obvious that we have a counterexample to (29). (See Lewis 1991: 78f.) What if our letter-tokens are suitably arranged so as to form both words at the same time? For example, suppose they are arranged in a circle (Simons 1987: 114). In this case one might be inclined to say that we have a genuine counterexample. But one may equally well insist that we have got just one circular inscription that, curiously, can be read as two different words depending on where we start. Compare: I draw a rabbit that to you looks like a duck. Have I thereby made two drawings? I write ‘p’ on my office glass door; from the outside you read ‘q’. Have I therefore produced two letter-tokens? And what if Mary joins you and reads it upside down; have I also written the letter ‘b’? Surely then I have also written the letter ‘d’, as my upside-down office mate John points out. This multiplication of entities seems preposterous. There is just one thing there, one inscription, and what it looks (or mean) to you or me or Mary or John is irrelevant to what that thing is. Similarly—it may be argued—there is just one inscription in our example, a circular display of four letter-tokens, and whether we read it as an ‘else’-inscription or a ‘seel’-inscription is irrelevant to its mereological structure. (Varzi 2008)
Case (ii)—the flowers—is not significantly different. The same, concrete flowers cannot compose a nice bunch and a scattered bundle at the same time. Similarly for many other cases of this sort that may come to mind, including much less frivolous prima facie counterexamples offered by the natural sciences—from the different phases of matter (solids, liquids, and gases) to the different possibilities of chemical binding; see e.g. Harré and Llored (2011, 2013) and Sukumar (2013). (Not all cases are so easily dismissed, though. In particular, several authors—from Maudlin 1998 to Krause 2011—have argued that the world of quantum mechanics provides genuine type-(ii) counterexamples to extensionality. A full treatment of such arguments goes beyond the scope of this entry, but see e.g. Calosi et al. 2011 and Calosi and Tarozzi 2014 for counter-arguments.)
Case (iii) is more delicate, as it depends on one's metaphysics of such things as committees, teams, and groups generally. If one denies that the relevant structural relation is a genuine case of parthood (see Section 1, ad (11)), then of course the counterexample misfires. If, on the other hand, one takes groups to be bona fide mereological composites—and composites consisting of enduring persons as opposed to, say, person-stages, as in Copp (1984)—then a lot depends on one's reasons to treat groups with co-extensive memberships as in fact distinct. Typically such reasons are just taken for granted, as if the distinctness were obvious. But sometimes informal arguments are offered to the effect that, say, the coextensive Library Committee and football team must be distinguished insofar as they have different persistence conditions, or different properties broadly understood. For instance, the players of the team can change even though the Committee remains the same, or one group can be dismantled even though the other continues to operate, or one group has different legal obligations than the other, and so on (see e.g. Moltmann 1997). If so, then case (iii) becomes relevantly similar to case (iv). There, too, the intuition is that a living animal such as a cat is something “over and above” the mere lump of feline tissue that constitutes its body—that they have different survival conditions and, hence, different properties—so it appears that here we have a genuine counterexample to mereological extensionality (via Leibniz's Law). It is for similar reasons that some philosophers are inclined to treat a vase and the corresponding lump of clay as distinct in spite of their sharing the same proper parts—possibly even the same improper parts, contrary to (P.3), as seen in Section 2.2.[14] Two responses may nonetheless be offered in such cases on behalf of EM (besides rejecting the intuition in question on the basis of a specific metaphysics of persistence).
Focusing on (iv), the first response is to insist that, on the face of it, a cat and the corresponding lump of feline tissue (or a statue and the lump of clay that constitutes it) do not share the same proper parts after all. For, on the one hand, if one believes that at least one such thing, x, is part of the other, y, then it must be a proper part; and insofar as nothing can be a proper part of itself, it follows immediately that such things do not in fact constitute a counterexample to (29). (This would also follow from Supplementation, as emphasized e.g. in Olson 2006, since the assumption that x and y have the same proper parts entails that no part of y is disjoint from x, at least so long as parthood is reflexive; but there is no need to invoke (P.4) here.) On the other hand, if one believes that neither x nor y is part of the other, then presumably the same belief will also apply to some of their proper parts—say, the cat's tail and the corresponding lump of tissue. And if the tail is not part of that lump, then presumably it is also not part of the larger lump of tissue that constitutes the whole cat (as explicitly acknowledged by some anti-extensionalists, e.g. Lowe 2001: 148 and Fine 2003: 198, n. 5, though see Hershenov 2008 for misgivings). Thus, again, it would appear that x and y do not have the same proper parts after all and do not, therefore, constitute a counterexample to (29). (For more on this line of argument, see Varzi 2008.)
The second and more general response on behalf of EM is that the appeal to Leibniz's law in this context is illegitimate. Let ‘Tibbles’ name our cat and ‘Tail’ its tail, and grant the truth of
(30) | Tibbles can survive the annihilation of Tail. |
There is, indeed, an intuitive sense in which the following is also true:
(31) | The lump of feline tissue constituting Tail and the rest of Tibbles's body cannot survive the annihilation of Tail. |
However, this intuitive sense corresponds to a de dicto reading of the modality, where the definite description in (31) has narrow scope:
(31a) | In every possible world, the lump of feline tissue constituting Tail and the rest of Tibbles's body ceases to exist if Tail is annihilated. |
On this reading, (31) is hardly negotiable. Yet this is irrelevant in the present context, for (31a) does not amount to an ascription of a modal property and cannot be used in connection with Leibniz's law. (Compare: 8 is necessarily even; the number of planets might have been odd; hence the number of planets is not 8.) On the other hand, consider a de re reading of (31), where the definite description has wide scope:
(31b) | The lump of feline tissue constituting Tail and the rest of Tibbles's body is such that, in every possible world, it ceases to exist if Tail is annihilated. |
On this reading, the appeal to Leibniz's law would be legitimate (modulo any concerns about the status of modal properties) and one could rely on the truth of (30) and (31) (i.e., (31b)) to conclude that Tibbles is distinct from the relevant lump of feline tissue. However, there is no obvious reason why (31) should be regarded as true on this reading. That is, there is no obvious reason to suppose that the lump of feline tissue that in the actual world constitutes Tail and the rest of Tibbles's body—that lump of feline tissue that is now resting on the carpet—cannot survive the annihilation of Tail. Indeed, it would appear that any reason in favor of this claim vis-à-vis the truth of (30) would have to presuppose the distinctness of the entities in question, so no appeal to Leibniz's law would be legitimate to determine the distinctess (on pain of circularity). This is not to say that the putative counterexample to (29) is wrong-headed. But it requires genuine metaphysical work to establish it and it makes the rejection of extensionality, and with it the rejection of the Strong Supplementation principle (P.5), a matter of genuine philosophical controversy. (Similar remarks would apply to any argument intended to reject extensionality on the basis of competing modal intuitions regarding the possibility of mereological rearrangement, rather than mereological change, as with the flowers example. On a de re reading, the claim that a bunch of flowers could not survive rearrangement of the parts—while the aggregate of the individual flowers composing it could—must be backed up by a genuine metaphysical theory about those entities. For more on this general line of defense on behalf of (29), see e.g. Lewis 1971: 204ff, Jubien 1993: 118ff, and Varzi 2000: 291ff. See also King's 2006 reply to Fine 2003 for a more general diagnosis of the semantic mechanisms at issue here.)
3.3 Complementation 3.3 补集
There is a way of expressing the supplementation intuition that is even stronger than (P.5). It corresponds to the following thesis, which differs from (P.5) in the consequent:
(P.6) | Complementation[15]
¬Pyx → ∃z∀w(Pwz ↔ (Pwy ∧ ¬ Owx)). |
This says that if y is not part of x, there exists something that comprises exactly those parts of y that are disjoint from x—something we may call the difference or relative complement between y and x. It is easily checked that this principle implies (P.5). On the other hand, the diagram in Figure 5 shows that the converse does not hold: there are two parts of y in this diagram that do not overlap x, namely z and w, but there is nothing that consists exactly of such parts, so we have a model of (P.5) in which (P.6) fails.

Figure 5. A strongly supplemented model violating Complementation.
Any misgivings about (P.5) may of course be raised against (P.6). But what if we agree with the above arguments in support of (P.5)? Do they also give us reasons to accept the stronger principle (P.6)? The answer is in the negative. Plausible as it may initially sound, (P.6) has consequences that even an extensionalist may not be willing to accept. For example, it may be argued that although the base and the stem of this wine glass jointly compose a larger part of the glass itself, and similarly for the stem and the bowl, there is nothing composed just of the base and the bowl (= the difference between the glass and the stem), since these two pieces are standing apart. More generally, it appears that (P.6) would force one to accept the existence of a wealth of “scattered” entities, such as the aggregate consisting of your nose and your thumbs, or the aggregate of all mountains higher than Mont Blanc. And since V. Lowe (1953), many authors have expressed discomfort with such entities regardless of extensionality. (One philosopher who explicitly accepts extensionality but feels uneasy about scattered entities is Chisholm 1987.) As it turns out, the extra strength of (P.6) is therefore best appreciated in terms of the sort of mereological aggregates that this principle would force us to accept, aggregates that are composed of two or more parts of a given whole. This suggests that any additional misgivings about (P.6), besides its extensional implications, are truly misgivings about matters of composition. We shall accordingly postpone their discussion to Section 4, where we shall attend to these matters more fully. For the moment, let us simply say that (P.6) is, on the face of it, not a principle that can be added to M without further argument.
3.4 Atomism, Gunk, and Other Options
3.4 原子论、粘性物质及其他选项
One last important family of decomposition principles concerns the
question of atomism. Mereologically, an atom (or “simple”)
is an entity with no proper parts, regardless of whether it is
point-like or has spatial (and/or temporal) extension:
最后一个重要的分解原则家族涉及原子论的问题。在部分论中,原子(或“简单体”)是一个没有适当部分的实体,无论它是点状的还是具有空间(和/或时间)延展性:
(32) | Atom 原子
Ax =df ¬∃yPPyx. |
By definition of ‘PP’, all atoms are pairwise disjoint and
can only overlap things of which they are part. Are there any such
entities? And, if there are, is everything entirely made up of atoms?
Is everything comprised of at least some atoms? Or is everything made
up of atomless “gunk”—as Lewis (1991: 20) calls
it—that divides forever into smaller and smaller parts? These
are deep and difficult questions, which have been the focus of
philosophical investigation since the early days of philosophy and
throughout the medieval and modern debate on anti-divisibilism, up to
Kant's antinomies in the Critique of Pure Reason (see the
entries on
ancient atomism
and
atomism from the 17th to the 20th century).
Along with nuclear physics, they made their way into contemporary
mereology mainly through Nicod's (1924) “geometry of the
sensible world”, Tarski's (1929) “geometry of
solids”, and Whitehead's (1929) theory of “extensive
connection” mentioned in Section 3.1, and are now center stage
in many mereological disputes at the intersection between metaphysics
and the philosophy of space and time (see, for example, Sider 1993,
Forrest 1996a, Zimmerman 1996, Markosian 1998a, Schaffer 2003,
McDaniel 2006, Hudson 2007a, Arntzenius 2008, and J. Russell 2008, and
the papers collected in Hudson 2004; see also Sobociński 1971 and
Eberle 1967 for some early treatments of these questions in the spirit
of Leśniewski's Mereology and of Leonard and Goodman's
Calculus of Individuals, respectively). Here we shall confine
ourselves to a brief examination.
根据‘PP’的定义,所有原子都是两两不相交的,并且只能与它们是其一部分的事物重叠。是否存在这样的实体?如果存在,是否所有事物都由原子完全构成?是否所有事物至少由一些原子组成?或者所有事物都是由无原子的“粘稠物”——如刘易斯(1991: 20)所称——无限分割成越来越小的部分构成的?这些都是深刻而困难的问题,自哲学早期以来,经过中世纪和现代关于反可分性的辩论,直至康德在《纯粹理性批判》中的二律背反(参见古代原子论和 17 至 20 世纪原子论的条目),一直是哲学研究的焦点。 与核物理学一起,它们主要通过尼科德(1924 年)的“可感知世界的几何学”、塔斯基(1929 年)的“固体几何学”以及第 3.1 节中提到的怀特海(1929 年)的“广泛连接”理论进入了当代的构成论,并成为许多构成论争议的核心,这些争议位于形而上学与时空哲学的交汇处(例如,参见 Sider 1993, Forrest 1996a, Zimmerman 1996, Markosian 1998a, Schaffer 2003, McDaniel 2006, Hudson 2007a, Arntzenius 2008, 和 J. Russell 2008,以及 Hudson 2004 年收集的论文;另见 Sobociński 1971 和 Eberle 1967,这些早期研究分别以莱斯涅夫斯基的构成论和伦纳德与古德曼的个体演算精神处理了这些问题)。在此,我们将仅限于简要探讨。
The two main options, to the effect that everything is ultimately made
up of atoms, or that there are no atoms at all, are typically
expressed by the following postulates, respectively:
两种主要观点,即一切最终由原子构成,或根本不存在原子,通常分别由以下假设表达:
(P.7) | Atomicity
∃y(Ay ∧ Pyx) |
(P.8) | Atomlessness
∃yPPyx. |
(See e.g. Simons 1987: 42.) These postulates are mutually incompatible, but taken in isolation they can consistently be added to any standard mereological theory X considered here. Adding (P.7) yields a corresponding Atomistic version, AX; adding (P.8) yields an Atomless version, ÃX. Since finitude together with the antisymmetry of parthood (P.3) jointly imply that mereological decomposition must eventually come to an end, it is clear that any finite model of M—and a fortiori of any extension of M—must be atomistic. Accordingly, an atomless mereology ÃX admits only models of infinite cardinality. An example of such a model, establishing the consistency of the atomless versions of most standard mereologies considered in this survey, is provided by the regular open sets of a Euclidean space, with ‘P’ interpreted as set-inclusion (Tarski 1935). On the other hand, the consistency of an atomistic theory is typically guaranteed by the trivial one-element model (with ‘P’ interpreted as identity), though one can also have models of atomistic theories that allow for infinite domains. A case in point is provided by the closed intervals on the real line, or the closed sets of a Euclidean space (Eberle 1970). In fact, it turns out that even when X is as strong as the full calculus of individuals, corresponding to the theory GEM of Section 4.4, there is no purely mereological formula that says whether there are finitely or infinitely many atoms, i.e., that is true in every finite model of AX but in no infinite model (Hodges and Lewis 1968).
Concerning Atomicity, it is also worth noting that (P.7) does not quite say that everything is ultimately made up of atoms; it merely says that everything has atomic parts.[16] As such it rules out gunky worlds, but one may wonder whether it fully captures the atomistic intuition. In a way, the answer is in the affirmative. For, assuming Reflexivity and Transitivity, (P.7) is equivalent to the following
(33) | Pzx → ∃y(Ay ∧ Pyx ∧ Oyz), |
which is logically equivalent to
(34) | ((Ay ∧ Pyx) → Pyx) ∧ (Pzx → ∃y(Ay ∧ Pyx ∧ Oyz)) |
(adding a tautological conjunct), which is an instance of the general schema
(35) | (φy → Pyx) ∧ (Pzx → ∃y(φy ∧ Oyz)). |
And (35) is the closest we can get to saying that x is composed of the φs, i.e., all and only those entities that satisfy the given condition φ (in the present case: being an atomic part of x): every φ is part of x, and any part of x overlaps some φ. Indeed, provided the φs are pairwise disjoint, this is the standard definition of what it means for something x to be composed of the φs (van Inwagen 1990: 29), and surely enough, if the φs are all atomic, then they are pairwise disjoint. Thus, although (P.7) does not say that everything is ultimately composed of atoms, it implies it—at least in the presence of (P.1) and (P.2). (Of course, non-standard mereologies in which either postulates is rejected may not warrant the initial equivalence, so in such theories (33) would perhaps be a better way to express the assumption of atomism.) In another way, however, (34) may still not be enough. For if the domain is infinite, (P.7) admits of models that seem to run afoul of the atomistic doctrine. A simple example is a descending chain of decomposition that never “bottoms out”, as in Figure 6: here x is ultimately composed of atoms, but the pattern of decomposition that goes down the right branch “looks” awfully similar to a gunky precipice. For a concrete example (from Eberle 1970: 75), consider the set of all subsets of the natural numbers, with parthood modeled by the subset relation. In such a universe, each singleton {n} will count as an atom and each infinite set {m: m > n} will be “made up” of atoms. Yet the set of all such infinite sets will be infinitely descending. Models of this sort do not violate the idea that everything is ultimately composed of atoms. However, they violate the idea that everything can be decomposed into its ultimate constituents. And this may be found problematic if atomism is meant to carry the weight of metaphysical grounding: as J. Schaffer puts it, the atomist's ontology seems to drain away “down a bottomless pit” (2007: 184); being is “infinitely deferred, never achieved” (2010: 62). Are there any ways available to the atomist to avoid this charge? One option would simply be to require that every model be finite, or that it involve only a finite set of atoms. Yet such requirements, besides being philosophically harsh and controversial even among atomists, cannot be formally implemented in first-order mereology, the former for well-known model-theoretic reasons and the latter in view of the above-mentioned result by Hodges and Lewis (1968). The only reasonable option would seem to be a genuine strengthening of Atomicity in the spirit of what Cotnoir (2013c) calls “superatomism”. Given any object x, (P.7) guarantees the existence of some parthood chain that bottoms out at an atom. Superatomicity would require that every parthood chain of x bottoms out—a property that fails in the model of Figure 6. At the moment, such ways of strengthening (P.7) have not been explored. However, in view of the connection between classical mereology and Boolean algebras (see below, Section 4.4), mathematical models for superatomistic mereologies may be recovered from the work on superatomic Boolean algebras initiated by Mostowski and Tarski (1939) and eventually systematized in Day (1960). (A Boolean algebra is superatomic if and only if every subalgebra is atomic, as with the algebra generated by the finite subsets of a given set; see Day 1967 for an overview.) See also Shiver (2015) for ways of strengthening (P.7) in the context of stronger mereologies such as GEM (Section 4.4), or within theories formulated in languages enriched with set variables or plural quantification.

Figure 6. An infinitely descending atomistic model. (The ellipsis indicates repetition of the branching pattern.)
图 6. 一个无限下降的原子模型。(省略号表示分支模式的重复。)
Another thing to notice is that, independently of their philosophical
motivations and formal limitations, atomistic mereologies admit of
significant simplifications in the axioms. For instance,
AEM can be simplified by replacing (P.5) and (P.7)
with
另一个需要注意的是,无论其哲学动机和形式限制如何,原子论的部分论在公理上允许显著的简化。例如,AEM 可以通过用(P.5)和(P.7)替换来简化。
(P.5′) | Atomistic Supplementation 原子主义的补充 ¬Pxy → ∃z(Az ∧ Pzx ∧ ¬Pzy), |
which in turns implies the following atomistic variant of the
extensionality thesis (27):
这反过来意味着以下原子论变体的外延性论题(27):
(27′) | x=y ↔ ∀z(Az → (Pzx ↔ Pzy)). |
Thus, any atomistic extensional mereology is truly “hyperextensional” in Goodman's (1958) sense: things built up from exactly the same atoms are identical. In particular, if the domain of an AEM-model has only finitely many atoms, the domain itself is bound to be finite. An interesting question, discussed at some length in the late 1960's (Yoes 1967, Eberle 1968, Schuldenfrei 1969) and taken up more recently by Simons (1987: 44f) and Engel and Yoes (1996), is whether there are atomless analogues of (27′). Is there any predicate that can play the role of ‘A’ in an atomless mereology? Such a predicate would identify the “base” (in the topological sense) of the system and would therefore enable mereology to cash out Goodman's hyperextensional intuitions even in the absence of atoms. The question is therefore significant especially from a nominalistic perspective, but it has deep ramifications also in other fields (e.g., in connection with a Whiteheadian conception of space according to which space itself contains no parts of lower dimensions such as points or boundary elements; see Forrest 1996a, Roeper 1997, and Cohn and Varzi 2003). In special cases there is no difficulty in providing a positive answer. For example, in the ÃEM model consisting of the open regular subsets of the real line, the open intervals with rational end points form a base in the relevant sense. It is unclear, however, whether a general answer can be given that applies to any sort of domain. If not, then the only option would appear to be an account where the notion of a “base” is relativized to entities of a given sort. In Simons's terminology, we could say that the ψ-ers form a base for the φ-ers if and only if the following variants of (P.5′) and (P.7) are satisfied:
(P.5φ/ψ) | Relative Supplementation
(φx ∧ φy) → (¬Pxy → ∃z(ψz ∧ Pzx ∧ ¬Pzy)) |
(P.7φ/ψ) | Relative Atomicity
φx → ∃y(ψy ∧ Pyx). |
An atomistic mereology would then correspond to the limit case where ‘ψ’ is identified with the predicate ‘A’ for every choice of ‘φ’. In an atomless mereology, by contrast, the choice of the base would depend each time on the level of “granularity” set by the relevant specification of ‘φ’.
Concerning atomless mereologies, one more remark is in order. For just as (P.7) is too weak to rule out unpleasant atomistic models, so too the formulation of (P.8) may be found too weak to capture the intended idea of a gunky world. For one thing, as it stands (P.8) presupposes Antisymmetry. Absent (P.3), the symmetric two-element pattern in Figure 3, left, would qualify as atomless. To rule out such models independently of (P.3), one should understand (P.8) in terms of the stronger notion of ‘PP’ given in (20′), i.e.,
(P.8′) | Proper Atomlessness
∃y(Pyx ∧ ¬Pxy). |
Likewise, note that the pattern in Figure 2, middle, will qualify as a model of (P.8) unless Supplementation is assumed, though again such a pattern does not quite correspond to what philosophers ordinarily have in mind when they talk about gunk. It is indeed an interesting question whether Supplementation (or perhaps Quasi-supplementation, as suggested by Gilmore 2016) is in some sense presupposed by the ordinary concept of gunk. To the extent that it is, however, then again one may want to be explicit, in which case the relevant axiomatization may be simplified. For instance, ÃMM can be simplified by merging (P.4) and (P.8) into a single axiom:
(P.4′′) | Atomless Supplementation
Pxy → ∃z(PPzy ∧ (Ozx → x=y)). |
There is, in addition, another, more important sense in which (P.8) may seem too week. After all, infinite divisibility is loose talk. Given (P.8) (and also given (P.8′)), gunk may have denumerably many, possibly continuum-many parts; but can it have more? Is there an upper bound on the cardinality on the number of pieces of gunk? Should it be allowed that for every cardinal number there may be more than that many pieces of gunk? (P.8) is silent on these questions. Yet these are certainly aspects of atomless mereology that deserve scrutiny. It may even be thought that the world is not mere gunk but “hypergunk”, as Nolan (2004: 305) calls it—gunk such that, for any set of its parts, there is a set of strictly greater cardinality containing only its parts. It is not known whether such a theory is consistent (though Nolan conjectured that a model can be constructed using the resources of standard set theory with Choice and urelements together with some inaccessible cardinal axioms), and even if it were, some philosophers would presumably be inclined to regard hypergunk as a mere logical possibility (Hazen 2004). Nonetheless the question is indicative of the sort of leeway that (P.8) leaves, and that one might want to regiment.
So much for the two main options, corresponding to atomicity and atomlessness. What about theories that lie somewhere between these two extremes? Surely it may be held that there are atoms, though not everything need be made up of atoms; or it may be held that there is atomless gunk, though not everything need be gunky. (The latter position is defended e.g. by Zimmerman 1996.) Formally, these possibilities can be put again in terms of suitable restrictions on (P.7) and (P.8), by requiring that the relevant conditions hold exclusively of certain entities:
(P.7φ) | φ-Atomicity
φx → ∀y(Pyx → ∃z(Az ∧ Pzy)) |
(P.8φ) | φ-Atomlessness
φx → ∀y(Pyx → ∃zPPzy). |
And the options in question would correspond to endorsing (P.7φ) or (P.8φ) for specific values of ‘φ’. At present, no thorough formal investigation has been pursued in this spirit (though see Masolo and Vieu 1999 and Hudson 2007b). Yet the issue is particularly pressing when it comes to the mereology of the spatio-temporal world. For example, it is a plausible thought that while the question of atomism may be left open with regard to the mereological structure of material objects (pending empirical findings from physics), one might be able to settle it (independently) with regard to the structure of space-time itself. This would amount to endorsing a version of either (P.7φ) or (P.8φ) in which ‘φ’ is understood as a condition that is satisfied exclusively by regions of space-time. Some may find it hard to conceive of a world in which an atomistic space-time is inhabited by entities that can be decomposed indefinitely (pace McDaniel 2006), in which case accepting (P.7φ) for regions would entail the stronger principle (P.7). However, (P.8φ) would be genuinely independent of (P.8) unless it is assumed that every mereologically atomic entity should be spatially unextended, an assumption that is not part of definition (32) and that has been challenged by van Inwagen (1981) and Lewis (1991: 32) (and extensively discussed in recent literature; see e.g. MacBride 1998, Markosian 1998a, Scala 2002, J. Parsons 2004, Simons 2004, Tognazzini 2006, Braddon-Mitchell and Miller 2006, Hudson 2006a, McDaniel 2007, Sider 2007, Spencer 2010). More generally, such issues depend on the broader question of whether the mereological structure of a thing should always “mirror” or be in perfect “harmony” with that of its spatial or spatio-temporal receptacle, a question addressed in J. Parsons (2007) and Varzi (2007: §3.3) and further discussed in Schaffer (2009), Uzquiano (2011) and Saucedo (2011). (For more on this, see the entry location and mereology.)
Similar considerations apply to other decomposition principles that may come to mind at this point. For example, one may consider a requirement to the effect that ‘PP’ forms a dense ordering, as already Whitehead (1919) had it:
(P.9) | Density
PPxy → ∃z(PPxz ∧ PPzy). |
As a general decomposition principle, (P.9) might be deemed too strong, especially in an atomistic setting. (Whitehead's own theory assumes Atomlessness.) However, it is plausible to suppose that (P.9) should hold at least with respect to the domain of spatio-temporal regions, regardless of whether these are construed as atomless gunk or as aggregates of spatio-temporal atoms. For more on this, see Eschenbach and Heydrich (1995) and Varzi (2007: §3.2).
Finally, it is worth noting that if one assumed the existence of a
“null item” that is part of everything, corresponding to
the postulate
最后,值得注意的是,如果假设存在一个“空项”作为所有事物的部分,这对应于公设
(P.10) | Bottom
∃x∀yPxy, |
then such an entity would perforce be an atom. Accordingly, no atomless mereology is compatible with this assumption. But it bears emphasis that (P.10) is at odds with a host of other theories as well. For, given (P.10), the Antisymmetry axiom (P.3) will immediately entail that the atom in question is unique, while the Reflexivity axiom (P.1) will entail that it overlaps everything, hence that everything overlaps everything. This means that under such axioms the Supplementation principle (P.4) cannot be satisfied except in models whose domain includes a single element. Indeed, this is also true of the weaker Quasi-supplementation principle, (P.4d). It follows, therefore, that the result of adding (P.10) to any theory at least as strong as (P.1) + (P.3) + (P.4d), and a fortiori to MM and any extension thereof, will immediately collapse to triviality in view of the following corollary:
(36) | ∃x∀y x=y. |
‘Triviality’ may strike one as the wrong word here. After all, there have been and continue to be philosophers who hold radically monistic ontologies—from the Eleatics (Rea 2001) to Spinoza (J. Bennett 1984) all the way to contemporary authors such as Horgan and Potrč (2000), whose comparative ontological parsimony results in the thesis that the whole cosmos is but one huge extended atom, an enormously complex but partless “blobject”. For all we know, it may even be that the best ontology for quantum mechanics, if not for Newtonian mechanics, consists in a lonely atom speeding through configuration-space (Albert 1996). None of this is trivial. However, none of this corresponds to fully endorsing (36), either. For such philosophical theories do not, strictly speaking, assert the existence of one single entity—which is what (36) says—but only the existence of a single material substance along with entities of other kinds, such as properties or spatio-temporal regions. In other words, they only endorse a sortally restricted version of (36). In its full generality, (36) is much stronger and harder to swallow, and most mereologists would rather avoid it. The bottom line, therefore, is that theories endorsing (P.10) are likely to be highly non-standard, pace Carnap's persuasion that the null item would be a “natural and convenient choice” for certain purposes (such as providing a referent for all defective descriptions; see 1947: 37). A few authors have indeed gone that way, beginning with Martin (1943, 1965), who rejects unrestricted Reflexivity and characterizes the null item as “that which is not part of itself”. Other notable exceptions include Bunt (1985) and Meixner (1997) and, more recently, Hudson (2006) and Segal (2014), both of whom express sympathy for the null individual at the cost of foregoing unrestricted (Quasi-)Supplementation. See also Priest (2014a and 2014b: §6.13) and Cotnoir and Weber (2014), who avoid (36) through a paraconsistent recasting of the underlying logic. Still another option would be to treat the null item as a mere algebraic “fiction” and to amend the entire mereological machinery accordingly, carefully distinguishing between trivial cases of parthood and overlap (those that involve the infectious null item) and genuine, non-trivial ones:
(37) | Genuine Parthood
GPxy =df Pxy ∧ ∃z¬Pxz |
(38) | Genuine Overlap
GOxy =df ∃z(GPzx ∧ GPzy). |
The basic M-axioms need not be affected by this distinction. But stronger principles such as Supplementation could give way to their “genuine” counterparts, as in
(P.4G) | Genuine Supplementation
PPxy → ∃z(GPzy ∧ ¬GOzx), |
and this would suffice to block the inference to (36) while keeping with the spirit of standard mereology. This strategy is not uncommon, especially in the mathematically oriented literature (see e.g. Mormann 2000, Forrest 2002, Pontow and Schubert 2006), and we shall briefly return to it in Section 4.4 below. In general, however, mereologists tend to side with traditional wisdom and steer clear of (P.10) altogether.
4. Composition Principles
Let us now consider the second way of extending M mentioned at the beginning of Section 3. Just as we may want to regiment the behavior of P by means of decomposition principles that take us from a whole to its parts, we may look at composition principles that go in the opposite direction—from the parts to the whole. More generally, we may consider the idea that the domain of the theory ought to be closed under mereological operations of various sorts: not only mereological sums, but also products, differences, and more.
4.1 Upper Bounds 4.1 上界
Conditions on composition are many. Beginning with the weakest, one may consider a principle to the effect that any pair of suitably related entities must underlap, i.e., have an upper bound:
(P.11ξ) | ξ-Bound
ξxy → ∃z(Pxz ∧ Pyz). |
Exactly how ‘ξ’ should be construed is, of course, an important question by itself—a version of what van Inwagen (1987, 1990) calls the “Special Composition Question”. A natural choice would be to identify ξ with mereological overlap, the rationale being that such a relation establishes an important tie between what may count as two distinct parts of a larger whole. As we shall see (Section 4.5), with ξ so construed (P.11ξ) is indeed rather uncontroversial. By contrast, the most liberal choice would be to identify ξ with the universal relation, in which case (P.11ξ) would reduce to its consequent and assert the existence of an upper bound for any pair of entities x and y. An axiom of this sort was used, for instance, in Whitehead's (1919, 1920) mereology of events.[17] In any case, and regardless of any specific choice, it is apparent that (P.11ξ) does not express a strong condition on composition, as the consequent is trivially satisfied in any domain that includes a universal entity of which everything is part, or any entity sufficiently large to include both x and y as parts regardless of how they are related.
4.2 Sums 4.2 总和
A stronger condition would be to require that any pair of suitably related entities must have a minimal underlapper—something composed exactly of their parts and nothing else. This requirement is sometimes stated by saying that any suitable pair must have a mereological “sum”, or “fusion”,[18] though it is not immediately obvious how this requirement should be formulated. Consider the following definitions:
(391) | Sum1[19]
S1zxy =df ∀w(Pzw ↔ (Pxw ∧ Pyw)) |
(392) | Sum2
S2zxy =df Pxz ∧ Pyz ∧ ∀w(Pwz → (Owx ∨ Owy)) |
(393) | Sum3
S3zxy =df ∀w(Ozw ↔ (Owx ∨ Owy)) |
(‘Sizxy’ may be read: ‘z is a sumi of x and y’. The first notion is found e.g. in Eberle 1967, Bostock 1979, and van Benthem 1983; the second in Tarski 1935 and Lewis 1991; the third in Needham 1981, Simons 1987, and Casati and Varzi 1999.) Then, for each i ∈ {1, 2, 3}, one could extend M by adding a corresponding axiom as follows, where again ξ specifies a suitable binary condition:
(P.12ξ,i) | ξ-Sumi
ξxy → ∃zSizxy. |
In a way, (P.12ξ,1) would seem the obvious choice, corresponding to the idea that a sum of two objects is just a minimal upper bound of those objects relative to P (a partial ordering). However, this condition may be regarded as too weak to capture the intended notion of a mereological sum. For example, with ξ construed as overlap, (P.12ξ,1) is satisfied by the model of Figure 7, left: here z is a minimal upper bound of x and y, yet z hardly qualifies as a sum “made up” of x and y, since its parts include also a third, disjoint item w. Indeed, it is a simple fact about partial orderings that among finite models (P.12ξ,1) is equivalent to (P.11ξ), hence just as weak.
By contrast, (P.12ξ,2) corresponds to a notion of sum that may seem too strong. In a way, it says—literally—that any pair of suitably ξ-related entities x and y compose something, in the sense already discussed in connection with (35): they have an upper bound all parts of which overlap either x or y. Thus, it rules out the model on the left of Figure 7, precisely because w is disjoint from both x and y. However, it also rules out the model on the right, which depicts a situation in which z may be viewed as an entity truly made up of x and y insofar as it is ultimately composed of atoms to be found either in x or in y. Of course, such a situation violates the Strong Supplementation principle (P.5), but that's precisely the sense in which (P.12ξ,2) may seem too strong: an anti-extensionalist might want to have a notion of sum that does not presuppose Strong Supplementation.
The formulation in (P.12ξ,3) is the natural compromise. Informally, it says that for any pair of suitably ξ-related entities x and y there is something that overlaps exactly those things that overlap either x or y. This is strong enough to rule out the model on the left, but weak enough to be compatible with the model on the right. Note, however, that if the Strong Supplementation axiom (P.5) holds, then (P.12ξ,3) is equivalent to (P.12ξ,2). Moreover, it turns out that if the stronger Complementation axiom (P.6) holds, then all of these principles are trivially satisfied in any domain in which there is a universal entity: in that case, regardless of ξ, the sum of any two entities is just the complement of the difference between the complement of one minus the other. (Such is the strength of (P.6), a genuine cross between decomposition and composition principles.)

Figure 7. A sum1 that is not a sum3, and a sum3 that is not a sum2.
The intuitive idea behind these principles is in fact best appreciated in the presence of (P.5), hence extensionality, for in that case the relevant sums must be unique. Thus, consider the following definition, where i ∈ {1, 2, 3} and ‘℩’ is the definite descriptor):
(40i) | x +i y =df ℩zSizxy. |
In the context of EM, each (P.12ξ,i) would then imply that the corresponding sum operator has all the “Boolean” properties one might expect (Breitkopf 1978). For example, as long as the arguments satisfy the relevant condition ξ,[20] each +i is idempotent, commutative, and associative,
(41) | x = x +i x |
(42) | x +i y = y +i x |
(43) | x +i (y +i z) = (x +i y) +i z, |
and well-behaved with respect to parthood:
(44) | Px(x +i y) |
(45) | Pxy → Px(y +i z) |
(46) | P(x +i y)z → Pxz |
(47) | Pxy ↔ x +i y = y. |
(Note that (47) would warrant defining ‘P’ in terms of ‘+i’, treated as a primitive. For i=3, this was actually the option endorsed in Leonard 1930: 187ff.)
Indeed, here there is room for further developments. For example, just as the principles in (P.12ξ,i) assert the existence of a minimal underlapper for any pair of suitably related entities, one may at this point want to assert the existence of a maximal overlapper, i.e., not a “sum” but a “product” of those entities. In the present context, such an additional claim can be expressed by the following principle:
(P.13ξ) | ξ-Product
ξxy → ∃zRzxy, |
where 其中
(48) | Product
Rzxy =df ∀w(Pwz ↔ (Pwx ∧ Pwy)), |
and ‘ξ’ is at least as strong as ‘O’ (unless one assumes the Bottom principle (P.10)). In EM one could then introduce the corresponding binary operator,
(49) | x × y =df ℩zRzxy, |
and it turns out that, again, such an operator would have the
properties one might expect. For example, as long as the arguments
satisfy the relevant condition ξ, × is idempotent,
commutative, and associative, and it interacts with each
+i in conformity with the usual distribution
laws:
事实证明,这样的运算符将具有人们可能预期的性质。例如,只要参数满足相关条件ξ,×就是幂等的、可交换的和可结合的,并且它与每个+ i 的相互作用符合通常的分配律:
(50) | x +i (y × z) = (x +i y) × (x +i z) |
(51) | x × (y +i z) = (x × y) +i (x × z). |
Now, obviously (P.13ξ) does not qualify as a composition
principle in the main sense that we have been considering here, i.e.,
as a principle that yields a whole out of suitably ξ-related parts.
Still, in a derivative sense it does. It asserts the existence of a
whole composed of parts that are shared by suitably related
entities. Be that as it may, it should be noted that such an
additional principle is not innocuous unless ‘ξ’
expresses a condition stronger than mere overlap. For instance, we
have said that overlap may be a natural option if one is unwilling to
countenance arbitrary scattered sums. It would not, however, be enough
to avoid embracing scattered products. Think of two C-shaped objects
overlapping at both extremities; their sum would be a one-piece
O-shaped object, but their product would consist of two disjoint,
separate parts (Bostock 1979: 125). Moreover, and independently, if
ξ were just overlap, then (P.13ξ) would be
unacceptable for anyone unwilling to embrace mereological
extensionality. For it turns out that the Strong Supplementation
principle (P.5) would then be derivable from the weaker
Supplementation principle (P.4) using only the partial ordering axioms
for ‘P’ (in fact, using only Reflexivity and Transitivity;
see Simons 1987: 30f). In other words, unless ‘ξ’
expresses a condition stronger than overlap, MM
cum (P.13ξ) would automatically
include EM. This is perhaps even more remarkable, for
on first thought the existence of products would seem to have nothing
to do with matters of decomposition, let alone a
decomposition principle that is committed to extensionality. On second
thought, however, mereological extensionality is really a
double-barreled thesis: it says that two wholes cannot be decomposed
into the same proper parts but also, by the same token, that two
wholes cannot be composed out of the same proper parts. So it is not
entirely surprising that as long as proper parthood is well behaved,
as per (P.4), extensionality might pop up like this in the presence of
substantive composition principles. (It is, however, noteworthy that
it already pops up as soon as (P.4) is combined with a seemingly
innocent thesis such as the existence of products, so the
anti-extensionalist should keep that in mind.)
现在,显然(P.13 ξ )并不符合我们在此主要考虑的组合原则,即作为一个从适当ξ相关的部分中产生整体的原则。然而,在衍生意义上,它确实如此。它断言存在一个由适当相关实体共享的部分组成的整体。尽管如此,应该指出的是,除非“ξ”表达的条件不仅仅是重叠,否则这样的附加原则并非无害。例如,我们已经说过,如果一个人不愿意接受任意的分散总和,重叠可能是一个自然的选择。然而,这并不足以避免接受分散的产物。想象两个 C 形物体在两端重叠;它们的总和将是一个整体的 O 形物体,但它们的产物将由两个不相交的独立部分组成(Bostock 1979: 125)。此外,独立地,如果ξ仅仅是重叠,那么(P.13 ξ )对于不愿意接受纯粹部分论扩展性的人来说将是不可接受的。 因为事实证明,强补充原则(P.5)将可以从较弱的补充原则(P.4)中仅使用‘P’的偏序公理(实际上,仅使用自反性和传递性;参见 Simons 1987: 30f)推导出来。换句话说,除非‘ξ’表达的条件比重叠更强,否则 MM 加上(P.13 ξ )将自动包含 EM。这或许更加引人注目,因为乍一看,积的存在似乎与分解问题无关,更不用说一个致力于外延性的分解原则了。然而,仔细一想,部分论的外延性实际上是一个双重论点:它说两个整体不能被分解成相同的真部分,但同样地,两个整体也不能由相同的真部分组成。因此,只要真部分关系表现良好,如(P.4)所示,外延性在有实质性组成原则的情况下以这种方式出现并不完全令人惊讶。 (然而,值得注意的是,一旦(P.4)与看似无害的论题(如存在产物)结合,它就会立即出现,因此反外延主义者应牢记这一点。)
4.3 Infinitary Bounds and Sums
4.3 无限界与和
One can get even stronger composition principles by considering infinitary bounds and sums. For example, (P.11ξ) can be generalized to a principle to the effect that any non-empty set of (two or more) entities satisfying a suitable condition ψ has an upper bound. Strictly speaking, there is a difficulty in expressing such a principle in a standard first-order language. Some early theories, such as those of Tarski (1929) and Leonard and Goodman (1940), require explicit quantification over sets (see Niebergall 2009a, 2009b; Goodman produced a set-free version of the calculus of individuals in 1951). Others, such as Lewis's (1991), resort to the machinery of plural quantification of Boolos (1984). One can, however, avoid all this and achieve a sufficient degree of generality by relying on an axiom schema where sets are identified by predicates or open formulas. Since an ordinary first-order language has a denumerable supply of open formulas, at most denumerably many sets (in any given domain) can be specified in this way. But for most purposes this limitation is negligible, as normally we are only interested in those sets of objects that we are able to specify. Thus, for most purposes the following axiom schema will do, where ‘φ’ is any formula in the language and ‘ψ’ expresses the condition in question:
(P.14ψ) | General ψ-Bound
(∃wφw ∧ ∀w(φw → ψw)) → ∃z∀w(φw → Pwz). |
(The first conjunct in the antecedent is simply to guarantee that ‘φ’ picks out a non-empty set, while in the consequent the variable ‘z’ is assumed not to occur free in ‘ψ’.) The three binary sum axioms corresponding to the schema in (P.12ξ,i) can be strengthened in a similar fashion as follows:
(P.15ψ,i) | General ψ-Sumi
(∃wφw ∧ ∀w(φw → ψw)) → ∃zSizφw, |
where 其中
(521) | General
Sum1[21]
S1zφw =df ∀v(Pzv ↔ ∀w(φw → Pwv)) |
(522) | General Sum2
S2zφw =df ∀w(φw → Pwz) ∧ ∀v(Pvz → ∃w(φw ∧ Ovw)) |
(523) | General Sum3
S3zφw =df ∀v(Ovz ↔ ∃w(φw ∧ Ovw)). |
(Here, ‘Sizφw’ may be read: ‘z is a sumi of every w such that φw’ and, again, ‘z’ and ‘v’ are assumed not to occur free in φ; similar restrictions will apply below.) Thus, each (P.15ψ,i) says that if there are some φ-ers, and if every φ-er satisfies condition ψ, then the φ-ers have a sum of the relevant type. It can be checked that each variant of (P.15ψ,i) includes the corresponding finitely principle (P.12ψ,i) as a special case, taking ‘φw’ to be the formula ‘w=x ∨ w=y’ and ‘ψw’ the condition ‘(w=x → ξwy) ∧ (w=y → ξxw)’. And, again, it turns out that in the presence of Strong Supplementation, (P.15ψ,2) and (P.15ψ,3) are equivalent.
One could also consider here a generalized version of the Product principle (P.13ξ), asserting the conditional existence of a maximal common overlapper—a common “nucleus”, in the terminology of Leonard and Goodman (1940)—for any non-empty set of entities satisfying a suitable condition. Adapting from Goodman (1951: 37), such a principle could be stated as follows:
(P.16ψ) | General ψ-Product
(∃wφw ∧ ∀w(φw → ψw)) → ∃zRzφw, |
where 其中
(53) | General Product
Rzφw =df ∀v(Pvz ↔ ∀w(φw → Pvw)) |
and ‘ψw’ expresses a condition at least as strong as ‘∀x(φx → Owx)’ (again, unless one assumes the Bottom principle (P.10)). This principle includes the finitary version (P.13ξ) as a special case, taking ‘φw’ and ‘ψw’ as above, so the remarks we made in connection with the latter apply here. An additional remark, however, is in order. For there is a sense in which (P.16ψ) might be thought to be redundant in the presence of the infinitary sum principles in (P.15ψ,i). Intuitively, a maximal common overlapper (i.e., a product) of a set of overlapping entities is simply a minimal underlapper (a sum) of their common parts; that is precisely the sense in which a product principle qualifies as a composition principle. Thus, intuitively, each of the infinitary sum principles above should have a substitution instance that yields (P.16ψ) as a theorem, at least when ‘ψw’ is as strong as indicated. However, it turns out that this is not generally the case unless one assumes extensionality. In particular, it is easy to see that (P.15ψ,3) does not generally imply (P.16ψ), for it may not even imply the binary version (P.13ξ). This can be verified by taking ‘ξxy’ and ‘ψw’ to express just the requirement of overlap, i.e., the conditions ‘Oxy’ and ‘∀x(φx → Owx)’, respectively, and considering again the non-extensional model diagrammed in Figure 4. In that model, x and y do not have a product, since neither is part of the other and neither z nor w includes the other as a part. Thus, (P.13ξ) fails, which is to say that (P.16ψ) fails when ‘φ’ picks out the set {x, y}; yet (P.15ψ,3) holds, for both z and w are things that overlap exactly those things that overlap some common part of the φ-ers, i.e., of x and y.
In the literature, this fact has been neglected until recently (Pontow 2004). It is, nonetheless, of major significance for a full understanding of (the limits of) non-extensional mereologies. As we shall see in the next section, it is also important when it comes to the axiomatic structure of mereology, including the axiomatics of the most classical theories.
4.4 Unrestricted Composition
4.4 无限制组合
The strongest versions of all these composition principles are obtained by asserting them as axiom schemas holding for every condition ψ, i.e., effectively, by foregoing any reference to ψ altogether. Formally this amounts in each case to dropping the second conjunct of the antecedent, i.e., to asserting the schema expressed by the relevant consequent with the only proviso that there are some φ-ers. In particular, the following schema is the unrestricted version of (P.15ψ,i), to the effect that every specifiable non-empty set of entities has a sumi:
(P.15i) | Unrestricted Sumi
∃wφw → ∃zSizφw. |
For i=3, the extension of EM obtained by adding every instance of this schema has a distinguished pedigree and is known in the literature as General Extensional Mereology, or GEM. It corresponds to the classical systems of Leśniewski and of Leonard and Goodman, modulo the underlying logic and choice of primitives. The same theory can be obtained by extending EM with (P.152) instead, for in the presence of extensionality the two schemas are equivalent. Indeed, it turns out that the latter axiomatization is somewhat redundant: given just Transitivity and Supplementation, Unrestricted Sum2 entails all the other axioms, i.e., GEM is the same theory as (P.2) + (P.4) + (P.152). By contrast, extending EM with (P.151) would result in a weaker theory (Figure 8), though one can still get the full strength of GEM with the help of additional axioms. For example, Hovda (2009) shows that the following will do:
(P.17) | Filtration
(S1zφw ∧ Pxz) → ∃w(φw ∧ Owx). |
(in which case, again, Transitivity and Supplementation would suffice, i.e., GEM = (P.2) + (P.4) + (P.151) + (P.17)). For other ways of axiomatizatizing of GEM using (P.151), see e.g. Link (1983) and Landman (1991) (and, again, Hovda 2009). See also Sharvy (1980, 1983), where the extension of M obtained by adding (P.151) is called a “quasi-mereology”.

Figure 8. A model of EM + (P.152) but not of GEM.
GEM is a powerful theory, and it was meant to be so by its nominalistic forerunners, who were thinking of mereology as a good alternative to set theory. It is also decidable (Tsai 2013a), whereas for example, M, MM, and EM, and many extensions thereof turn out to be undecidable. (For a comprehensive picture of decidability in mereology, see also Tsai 2009, 2011, 2013b.) Just how powerful is GEM? To answer this question, let us focus on the classical formulation based on (P.153) and consider the following generalized sum operator:
(54) | General Sum
σxφx =df ℩zS3zφw. |
Then (P.153) and (P.5) can be simplified to a single axiom schema:
(P.18) | Unique Unrestricted Sum3
∃xφx → ∃z(z=σxφx), |
and we can introduce the following definitions:
(55) | Sum
x + y =df σz(Pzx ∨ Pzy) |
(56) | Product
x × y =df σz(Pzx ∧ Pzy) |
(57) | Difference
x − y =df σz(Pzx ∧ Dzy) |
(58) | Complement
~x =df σzDzx |
(59) | Universe
U =df σzPzz. |
Note that (55) and (56) yield the binary operators defined in
(403) and (49) as special cases. Moreover, in
GEM the General ψ-Product principle
(P.16ψ) is also derivable as a theorem, with
‘ψ’ as weak as the requirement of mutual overlap, and
we can introduce a corresponding functor as follows:
注意,(55) 和 (56) 将 (40 3 ) 和 (49) 中定义的二元运算符作为特例。此外,在 GEM 中,广义 ψ-积原理 (P.16 ψ ) 也可以作为定理推导出来,其中‘ψ’的要求弱至相互重叠,我们可以引入一个相应的函子如下:
(60) | General Product
πxφx =df σz∀x(φx → Pzx). |
The full strength of the theory can then be appreciated by considering that its models are closed under each of these functors, modulo the satisfiability of the relevant conditions. To be explicit: the condition ‘DzU’ is unsatisfiable, so U cannot have a complement. Likewise products are defined only for overlappers and differences only for pairs that leave a remainder. Otherwise, however, (55)–(60) yield perfectly well-behaved functors. Since such functors are the natural mereological analogues of the familiar set-theoretic operators, with ‘σ’ in place of set abstraction, it follows that the parthood relation axiomatized by GEM has essentially the same properties as the inclusion relation in standard set theory. More precisely, it is isomorphic to the inclusion relation restricted to the set of all non-empty subsets of a given set, which is to say a complete Boolean algebra with the zero element removed—a result that can be traced back to Tarski (1935: n. 4) and first proved in Grzegorczyk (1955: §4).[22]
There are other equivalent formulations of GEM that are noteworthy. For instance, it is a theorem of every extensional mereology that parthood amounts to inclusion of overlappers:
(61) | Pxy ↔ ∀z(Ozx → Ozy). |
This means that in an extensional mereology ‘O’ could be used as a primitive and ‘P’ defined accordingly, as in Goodman (1951), and it can be checked that the theory defined by postulating (61) together with the Unrestricted Sum principle (P.153) and the Antisymmetry axiom (P.3) is equivalent to GEM (Eberle 1967). Another elegant axiomatization of GEM, due to an earlier work of Tarski (1929),[23] is obtained by taking just the Transitivity axiom (P.2) together with the Sum2-analogue of the Unique Unrestricted Sum axiom (P.18). By contrast, it bears emphasis that the result of adding (P.153) to MM is not equivalent to GEM, contrary to the “standard” characterization given by Simons (1987: 37) and inherited by much literature that followed, including Casati and Varzi (1999) and the first edition of this entry.[24] This follows immediately from Pontow's (2004) counterexample mentioned at the end of Section 4.3, since the non-extensional model in Figure 4 satisfies (P.153), and was first noted in Pietruszczak (2000, n. 12). More generally, in Section 4.2 we have mentioned that in the presence of the binary Product postulate (P.13ξ), with ξ construed as overlap, the Strong Supplementation axiom (P.5) follows from the weaker Supplementation axiom (P.4). However, the model shows that the postulate is not implied by (P.153) any more than it is implied by its restricted variants (P.15ψ,3). Apart from its relevance to the proper characterization of GEM, this result is worth stressing also philosophically, for it means that (P.153) is by itself too weak to generate a sum out of any specifiable set of objects. In other words, fully unrestricted composition calls for extensionality, on pain of giving up both supplementation principles. The anti-extensionalist should therefore keep that in mind. (On the other hand, a friend of extensionality may welcome this result as an argument in favor of adopting (P.152) instead of (P.153), for we have already noted that such a way of sanctioning unrestricted composition turns out to be enough, in MM, to entail Strong Supplementation along with the existence of all products and, with them, of all sums; see Varzi 2009, with discussion in Rea 2010 and Cotnoir 2016 . In this sense, the standard way of characterizing composition given in (35), on which (P.152) is based, is not as neutral as it might seem. On this and related matters, indicating that the axiomatic path to “classical extensional mereology” is no straightforward business, see also Hovda 2009 and Gruszczyński and Pietruszczak 2014.)
Would we get a full Boolean algebra by supplementing GEM with the Bottom axiom (P.10), i.e., by positing the mereological equivalent of the empty set? One immediate way to answer this question is in the affirmative, but only in a trivial sense: we have already seen in Section 3.4 that, under the axioms of MM, (P.10) only admits of degenerate one-element models. Such is the might of the null item. On the other hand, suppose we rely on the “non-trivial” notions of genuine parthood and genuine overlap defined in (37)–(38). And suppose we introduce a corresponding family of “non-trivial” operators for sum, product, etc. Then it can be shown that the theory obtained from GEM by adding (P.10) and replacing (P.5) and (P.153) with the following non-trivial variants:
(P.5G) | Genuine Strong Supplementation 真正的强补充原则 ¬Pyx → ∃z(GPzy ∧ ¬GOzx) |
(P.153G) | Genuine Unrestricted Sum3 真正的无限制总和 3 ∃wφw → ∃z∀v(GOzv ↔ ∃w(φw ∧ GOwv)) |
is indeed a full Boolean algebra under the new operators (Pontow and
Schubert 2006). This shows that, mathematically, mereology does indeed
have all the resources to stand as a robust and yet nominalistically
acceptable alternative to set theory, the real source of difference
being the attitude towards the nature of singletons (as already
emphasized by Leśniewski 1916 and eventually clarified in Lewis
1991). As already mentioned, however, from a philosophical perspective
the Bottom axiom is by no means a favorite option. The null item would
have to exist “nowhere and nowhen” (as Geach 1949: 522 put
it), or perhaps “everywhere and everywhen” (as in Efird
and Stoneham 2005), and that is hard to swallow. One may try to
justify the gulp in various ways, perhaps by construing the null item
as a non-existing individual (Bunge 1966), as a Meinongian object
lacking all nuclear properties (Giraud 2013), as an Heideggerian
nothing that nothings (Priest 2014a and 2014b: §6.13), or as the
ultimate incarnation of divine omnipresent simplicity (Hudson 2006b,
2009). But few philosophers would be willing to go ahead and swallow
for the sole purpose of neatening up the algebra.
确实,在新的运算符下,这是一个完整的布尔代数(Pontow 和 Schubert 2006)。这表明,从数学上讲,分体论确实拥有所有资源,可以作为集合论的一个强大且名义上可接受的替代方案,真正的区别在于对单例性质的态度(正如 Leśniewski 1916 年已经强调并在 Lewis 1991 年最终澄清的那样)。然而,正如已经提到的,从哲学的角度来看,Bottom 公理绝不是首选选项。空项必须“无处无时”存在(如 Geach 1949: 522 所说),或者可能“无处不在无时不在”(如 Efird 和 Stoneham 2005 年所说),这很难接受。人们可能会以各种方式试图证明这种接受的合理性,或许将空项解释为一个不存在的个体(Bunge 1966),作为一个缺乏所有核心属性的迈农对象(Giraud 2013),作为海德格尔式的虚无(Priest 2014a 和 2014b: §6.13),或者作为神圣无所不在的简单性的终极体现(Hudson 2006b, 2009)。但很少有哲学家愿意仅仅为了简化代数而接受这一点。
Finally, it is worth recalling that the assumption of atomism
generally allows for significant simplifications in the axiomatics of
mereology. For instance, we have already seen that
AEM can be simplified by subsuming (P.5) and (P.7)
under a single Atomistic Supplementation principle, (P.5′).
Likewise, it is easy to see that GEM is compatible
with the assumption of Atomicity (just consider the one-element
model), and the resulting theory has some attractive features. In
particular, it turns out that AGEM can be simplified
by replacing any of the Unrestricted Sum postulates in
(P.15i) with the more perspicuous
最后,值得回顾的是,原子论的假设通常允许在部分论的公理化中进行显著的简化。例如,我们已经看到,通过将(P.5)和(P.7)归入一个单一的原子补充原则(P.5′),AEM 可以得到简化。同样,很容易看出 GEM 与原子性假设是兼容的(只需考虑单元素模型),并且由此产生的理论具有一些吸引人的特点。特别是,事实证明,AGEM 可以通过用更清晰的无限和公设替换(P.15 i )中的任何无限和公设来简化。
(P.15i′) | Atomistic Sumi
∃wφw → ∃zSiz(Av ∧ ∃w(φw ∧ Pvw)), |
which asserts, for any non-empty set of entities, the existence of a sumi composed exactly of all the atoms that compose those entities. Indeed, GEM also provides the resources to overcome the limits of the Atomicity axiom (P.7) discussed in Section 3.4. For, on the one hand, the infinitely descending chain depicted in Figure 6 is not a model of AGEM, since it is missing all sorts of sums. On the other, in GEM one can actually strenghten (P.7) in such a way as to require explicitly that everything be made entirely atoms, as in
(P.7′) | Strong Atomicity
∃yAy ∧ PxσyAy. |
(See Shiver 2015.) It should be noted, however, that such advantages come at a cost. For regardless of the number of atoms one begins with, the axioms of AGEM impose a fixed relationship between that number, κ, and the overall number of things, which is going to be 2κ–1. As Simons (1987: 17) pointed out, this means that the possible cardinality of an AGEM-model is restricted. There are models with 1, 3, 7, 15, 2ℵ0, and many more cardinalities, but no models with, say, cardinality 2, 4, 6, or ℵ0. Obviously, this is not a consequence of (P.15i) alone but also of the other axioms of GEM (the unsupplemented pattern in Figure 2, left, satisfies (P.15i) for each i and has 2 elements, and can be expanded at will to get models of any finite cardinality, or indefinitely to get a model with ℵ0 elements, as in Figure 2, center; see also Figure 8 for a supplemented non-filtrated model of (P.151) with 4 elements and Figure 7, right, for a supplemented non-extensional model of (P.153) with 6 elements). Still, it is a fact that in the presence of such axioms each (P.15i) rules out a large number of possibilities. In particular, every finite model of AGEM—hence of GEM—is bound to involve massive violations of what Comesaña (2008) calls “primitive cardinality”, namely, the intuive thesis to the effect that, for any integer n, there could be exactly n things. And since the size of any atomistic domain can always be reached from below by taking powers, it also follows that AGEM cannot have infinite models of strongly inaccessible cardinality. Such is, as Uzquiano (2006) calls it, the “price of universality” in the context of Atomicity.
What about ÃGEM, the result of adding the Atomlessness axiom (P.8)? Obviously the above limitation does not apply, and the Tarski model mentioned in Section 3.4 will suffice to establish consistency. However, note that every GEM model—hence every ÃGEM model—is necessarily bound at the top, owing to the existence of the universal entity U. This is not by itself problematic: while the existence of U is the dual the Bottom axiom, a top jumbo of which everything is part has none of the formal and philosophical oddities of a bottom atom that is part of everything (though see Section 4.5 for qualifications). Yet a philosopher who believes in infinite divisibility, or at least in its possibility, might feel the same about infinite composability. Just as everything could be made of atomless gunk that divides forever into smaller and smaller parts, everything might be mereological “junk”—as Schaffer (2010: 64) calls it—that composes forever into greater and greater wholes. (One philosopher who held such a view is, again, Whitehead, whose mereology of events includes both the Atomlessness principle and its upward dual, i.e.:
(P.19) | Ascent
∃yPPxy. |
See Whitehead 1919: 101; 1920: 76). GEM is compatible with the former possibility, and ÃGEM makes it into a universal necessity. But neither has room for the latter. Indeed, the possibility of junk might be attractive also from an atomist perspective. After all, already Theophilus thought that even though everything is composed of monads, “there is never an infinite whole in the world, though there are always wholes greater than others ad infinitum” (Leibniz, New Essays, I-xiii-21). Is this a serious limitation of GEM? More generally, is this a serious limitation of any theory in which the existence of U is a theorem—effectively, any theory endorsing at least the unrestricted version of (P.14ψ)? (In the absence of Antisymmetry, one may want to consider this question by understanding the predicate ‘PP’ in (P.19) in terms of the stronger definition given in (20′); see above, ad (P.8′).) Some authors have argued that it is (Bohn 2009a, 2009b, 2010), given that junk is at least conceivable (see also Tallant 2013) and admits of plausible cosmological and mathematical models (Morganti 2009, Mormann 2014). Others have argued that it isn't, because junk is metaphysically impossible (Schaffer 2010, Watson 2010). Others still are openly dismissive about the question (Simons 1987: 83). One may also take the issue to be symptomatic of the sorts of trouble that affect any theory that involves quantification over absolutely everything, as the Unrestricted Sum principles in (P.15i) obviously do (see Spencer 2012, though his remarks focus on mereological theories formulated in terms of plural quantification). One way or the other, from a formal perspective the incompatibility with Ascent may be viewed as an unpleasant consequence of (P.15i), and a reason to go for weaker theories. In particular, it may be viewed as a reason to endorse only finitary sums, which is to say only instances of (P.12ξ,i), or perhaps its unrestricted version:
(P.12i) | Finitary Unrestricted Sumi 有限无限制总和 i ∃zSizxy. |
(See Contessa 2012 and Bohn 2012: 216 for explicit suggestions in this
spirit.) This would be consistent with the existence of junky worlds
as it is consistent with the existence of gunky worlds. Yet it should
be noted that even this move has its costs. For example, it turns out
that in a world that is both gunky and junky (what Bohn calls
“hunk”) (P.12i) is in tension with the
Complementation principle (P.6) for each i (Cotnoir 2014).
Moreover, while (P.12i) is compatible with junky
worlds, i.e., models that fully satisfy the Ascent axiom
(P.19), it is in tension with the possibility of worlds containing
junky structures along with other, disjoint elements (Giberman 2015).
(参见 Contessa 2012 和 Bohn 2012: 216 中对此精神的明确建议。)这将与存在 junky 世界一致,正如它与存在 gunky 世界一致一样。然而,需要注意的是,即使这一举措也有其代价。例如,事实证明,在一个既是 gunky 又是 junky 的世界中(Bohn 称之为“hunk”),(P.12 i )与每个 i 的补集原则(P.6)存在紧张关系(Cotnoir 2014)。此外,尽管(P.12 i )与 junky 世界兼容,即完全满足上升公理(P.19)的模型,但它与包含 junky 结构以及其他不相交元素的世界可能性存在紧张关系(Giberman 2015)。
4.5 Composition, Existence, and Identity
4.5 组合、存在与同一性
The algebraic strength of GEM, and of its weaker finitary and infinitary variants, is worth emphasizing, but it also reflects substantive mereological postulates whose philosophical underpinnings leave room for considerable controversy well beyond the gunk/junk dispute. Indeed, all composition principles turn out to be controversial, just as the decomposition principles examined in Section 3. For, on the one hand, it appears that the weaker, restricted formulations, from (P.11ξ) to (P.15ψ,i), are just not doing enough work: not only do they depend on the specification of the relevant limiting conditions, as expressed by the predicates ‘ξ’ and ‘ψ’; they also treat such conditions as merely sufficient for the existence of bounds and sums, whereas ideally we are interested in an account of conditions that are both sufficient and necessary. On the other hand, the stronger, unrestricted formulations appear to go too far, for while they rule out the possibility of junky worlds, they also commit the theory to the existence of a large variety of prima facie implausible, unheard-of mereological composites—a large variety of “junk” in the good old sense of the word.
Concerning the first sort of worry, one could of course construe every restricted composition principle as a biconditional expressing both a sufficient and a necessary condition for the existence of an upper bound, or a sum, of a given pair or set of entities. But then the question of how such conditions should be construed becomes crucial, on pain of turning a weak sufficient condition into an exceedingly strong requirement. For example, with regard to (P.11ξ) we have mentioned the idea of construing ‘ξ’ as ‘O’, the rationale being that mereological overlap establishes an important connection between what may count as two distinct parts of a larger (integral) whole. However, as a necessary condition overlap is obviously too stringent. The top half of my body and the bottom half do not overlap, yet they do form an integral whole. The topological relation of contact, i.e., overlap or abut, might be a better candidate. Yet even that would be too stringent. We may have misgivings about the existence of scattered entities consisting of totally disconnected parts, such as my umbrella and your left shoe or, worse, the head of this trout and the body of that turkey (Lewis 1991: 7–8). Yet in other cases it appears perfectly natural to countenance wholes that are composed of two or more disconnected entities: a bikini, a token of the lowercase letter ‘i’, my copy of The Encyclopedia of Philosophy (R. Cartwright 1975; Chisholm 1987)—indeed any garden-variety material object, insofar as it turns out to be a swarm of spatially isolated elementary particles (van Inwagen 1990). Similarly for some events, such as Dante's writing of Inferno versus the sum of Sebastian's stroll in Bologna and Caesar's crossing of Rubicon (see Thomson 1977: 53f). More generally, intuition and common sense suggest that some mereological composites exist, not all; yet the question of which composites exist seems to be up for grabs. Consider a series of almost identical mereological aggregates that begins with a case where composition appears to obtain (e.g., the sum of all body cells that currently make up my body, the relative distance among any two neighboring ones being less than 1 nanometer) and ends in a case where composition would seem not to obtain (e.g., the sum of all body cells that currently make up my body, after their relative distance has been increased to 1 kilometer). Where should we draw the line? In other words—and to limit ourselves to (P.15ψ,i)—what value of n would mark a change of truth-value in the soritical sequence generated by the schema
(62) | The set of all φ-ers has a sumi if and
only if every φ is ψ, 所有φ-者的集合有一个和 i ,当且仅当每个φ都是ψ |
when ‘φ’ picks out my body cells and ‘ψ’ expresses the condition ‘less than n+1 nanometers apart from another φ-er’? It may well be that whenever some entities compose a bigger one, it is just a brute fact that they do so (Markosian 1998b), perhaps a matter of contingent fact (Nolan 2005: 36, Cameron 2007). But if we are unhappy with brute facts, if we are looking for a principled way of drawing the line so as to specify the circumstances under which the facts obtain, then the question is truly challenging. That is, it is a challenging question short of treating it as a mere verbal dispute, if not denying that it makes any sense to raise it in the first place (see Hirsch 2005 and Putnam 1987: 16ff, respectively; see also Dorr 2005 and McGrath 2008 for relevant discussion). This is, effectively, van Inwagen's “Special Composition Question” mentioned in Section 4.1, an early formulation of which may be found in Hestevold (1981). For the most part, the literature that followed has focused on the conditions of composition for material objects, as in Sanford (1993), Horgan (1993), Hoffman and Rosenkrantz (1997), Merricks (2001), Hawley (2006), Markosian (2008), Vander Laan (2010), and Silva (2013). Occasionally the question has been discussed in relation to the ontology of actions, as in Chant (2006). In its most general form, however, the Special Composition Question may be asked with respect to any domain of entities whatsoever.
Concerning the second worry, to the effect that the
unrestricted sum principles in (P.15i)
would go too far, its earliest formulations are almost as old as the
principles themselves (see e.g. V. Lowe 1953 and Rescher 1955 on the
calculus of individuals, with replies in Goodman 1956, 1958). Here one
popular line of response, inspired by Quine (1981: 10), is simply to
insist that the pattern in (P.15i) is the only
plausible option, disturbing as this might sound. Granted, common
sense and intuition dictate that some and only some mereological
composites exist, but we have just seen that it is hard to draw a
principled line. On pain of accepting brute facts, it would appear
that any attempt to do away with queer sums by restricting composition
would have to do away with too much else besides the queer entities;
for queerness comes in degrees whereas parthood and existence cannot
be a matter of degree (though we shall return to this issue in Section
5). As Lewis (1986b: 213) puts it, no restriction on composition can
be vague, but unless it is vague, it cannot fit the intuitive
desiderata. Thus, no restriction on composition could serve
the intuitions that motivate it; any restriction would be arbitrary,
hence gratuitous. And if that is the case, then either mereological
composition never obtains or else the only non-arbitrary, non-brutal
answer to the question, Under what conditions does a set have a
sumi?, would be the radical one afforded by
(P.15i): Under any condition whatsoever. (This
line of reasoning is further elaborated in Lewis 1991: 79ff as well as
in Heller 1990: 49f, Jubien 1993: 83ff; Sider 2001: 121ff, Hudson
2001: 99ff, and Van Cleve 2008: §3; for reservations and critical
discussion, see Merricks 2005, D. Smith 2006, Nolan 2006, Korman 2008,
2010, Wake 2011, Carmichael 2011, and Effingham 2009, 2011a, 2011c.)
Besides, it might be observed that any complaints about the
counterintuitiveness of unrestricted composition rest on psychological
biases that should have no bearing on the question of how the world is
actually structured. Granted, we may feel uneasy about treating
shoe-umbrellas and trout-turkeys as bona fide entities, but
that is no ground for doing away with them altogether. We may ignore
such entities when we tally up the things we care about in ordinary
contexts, but that is not to say they do not exist. Even if
one came up “with a formula that jibed with all ordinary
judgments about what counts as a unit and what does not” (Van
Cleve 1986: 145), what would that show? The psychological factors that
guide our judgments of unity simply do not have the sort of
ontological significance that should be guiding our construction of a
good mereological theory, short of thinking that composition itself is
merely a secondary quality (as in Kriegel 2008). In the words of
Thomson (1998: 167): reality is like “an over-crowded
attic”, with some interesting contents and a lot of junk, in the
ordinary sense of the term. We can ignore the junk and leave it to
gather dust; but it is there and it won't go away. (One residual
problem, that such observations do not quite address, concerns the
status of cross-categorial sums. Absent any restriction, a
pluralist ontology might involve trout-turkeys and shoe-umbrellas
along with trout-promenades, shoe-virtues, color-numbers, and what
not. It is certainly possible to conceive of some such
things, as in the theory of structured propositions mentioned in
Section 2.1, or in certain neo-Aristotelian metaphysics that construe
objects as mereological sums of a “material” and a
“formal” part; see e.g. Fine 1999, 2010, Koslicki 2007,
2008, and Toner 2012. There are also theories that allow for composite
objects consisting of both “positive” and
“negative” parts, e.g., a donut, as in Hoffman and
Richards 1985. At the limit, however, the universal entity U
would involve parts of all ontological kinds. And there would
seem to be nothing arbitrary, let alone any psychological biases, in
the thought that at least such monsters should be banned. For
a statement of this view, see Simons 2003, 2006; for a reply, see
Varzi 2006b.)
关于第二个担忧,即(P.15 i )中的无限制总和原则可能走得太远,其最早的表述几乎与这些原则本身一样古老(参见例如 V. Lowe 1953 和 Rescher 1955 关于个体演算的讨论,以及 Goodman 1956, 1958 中的回应)。这里,一种流行的回应思路,受 Quine(1981: 10)启发,是坚持认为(P.15 i )中的模式是唯一合理的选择,尽管这听起来可能令人不安。诚然,常识和直觉告诉我们,只有某些部分论复合体存在,但我们刚刚看到,要划出一条原则性的界限是很困难的。为了避免接受粗野的事实,似乎任何试图通过限制组合来消除怪异总和的尝试,都不得不消除太多其他东西,而不仅仅是那些怪异的实体;因为怪异程度有高低之分,而部分关系和存在却不能有程度之分(尽管我们将在第 5 节回到这个问题)。正如 Lewis(1986b: 213)所说,对组合的任何限制都不能是模糊的,但除非它是模糊的,否则它就无法符合直觉上的要求。 因此,对组合的任何限制都无法满足激发它的直觉;任何限制都将是任意的,因此是无根据的。如果是这样,那么要么部分论组合从未实现,要么对于“在什么条件下一个集合有一个总和 i ?”这个问题的唯一非任意、非粗暴的答案,将是由(P.15 i )提供的激进答案:在任何条件下。(这一推理在 Lewis 1991: 79ff、Heller 1990: 49f、Jubien 1993: 83ff、Sider 2001: 121ff、Hudson 2001: 99ff 和 Van Cleve 2008: §3 中进一步阐述;对于保留意见和批判性讨论,参见 Merricks 2005、D. Smith 2006、Nolan 2006、Korman 2008、2010、Wake 2011、Carmichael 2011 和 Effingham 2009、2011a、2011c。)此外,可以观察到,任何关于无限制组合反直觉性的抱怨都基于心理偏见,这些偏见不应影响世界实际结构的问题。诚然,我们可能对将鞋伞和鳟鱼火鸡视为真正的实体感到不安,但这并不是完全摒弃它们的理由。 我们可能在日常情境中计算我们所关心的事物时忽略这些实体,但这并不意味着它们不存在。即使有人提出了“一个与所有关于什么算作一个单位、什么不算的普通判断相吻合的公式”(Van Cleve 1986: 145),那又能说明什么呢?指导我们统一性判断的心理因素根本不具有那种应该指导我们构建一个良好的部分论理论的本体论意义,除非认为组合本身仅仅是一种次要性质(如 Kriegel 2008 所述)。用 Thomson(1998: 167)的话来说:现实就像“一个过于拥挤的阁楼”,里面有一些有趣的内容和很多垃圾,用这个词的普通意义来说。我们可以忽略这些垃圾,让它们积灰;但它们就在那里,不会消失。(一个这些观察并未完全解决的遗留问题涉及跨范畴总和的状态。如果没有任何限制,多元论的本体论可能涉及鳟鱼-火鸡和鞋-伞,以及鳟鱼-散步、鞋-美德、颜色-数字等等。) 当然可以设想一些这样的东西,如在 2.1 节中提到的结构化命题理论中,或在某些新亚里士多德形而上学中,将对象解释为“物质”和“形式”部分的整体论总和;参见例如 Fine 1999, 2010, Koslicki 2007, 2008, 和 Toner 2012。还有一些理论允许由“正”和“负”部分组成的复合对象,例如,如 Hoffman 和 Richards 1985 中的甜甜圈。然而,在极限情况下,普遍实体 U 将涉及所有本体论种类的部分。并且似乎没有任何任意性,更不用说任何心理偏见,认为至少应该禁止这样的怪物。关于这一观点的陈述,参见 Simons 2003, 2006;关于回应,参见 Varzi 2006b。)
A third worry, which applies to all (restricted or unrestricted)
composition principles, is this. Mereology is supposed to be
ontologically “neutral”. But it is a fact that the models
of a theory cum composition principles tend to be more
densely populated than those of the corresponding composition-free
theories. If the ontological commitment of a theory is measured in
Quinean terms—via the dictum “to be is to be a
value of a bound variable” (1939: 708)—it follows that
such theories involve greater ontological commitments than their
composition-free counterparts. This is particularly worrying in the
absence of the Strong Supplementation postulate (P.5)—hence the
extensionality principle (27)—for then the ontological
exuberance of such theories may yield massive multiplication. But the
worry is a general one: composition, whether restricted or
unrestricted, is not an ontologically “innocent”
operation.
第三个担忧适用于所有(有限制或无限制的)组合原则。部分论(Mereology)被认为在存在论上是“中立”的。但事实上,带有组合原则的理论模型往往比没有组合原则的相应理论模型更为密集地填充实体。如果按照奎因(Quine)的方式——通过格言“存在即是被约束变量的值”(1939: 708)——来衡量一个理论的存在论承诺,那么这些理论比其无组合原则的对应理论涉及更大的存在论承诺。在没有强补充公设(P.5)——即外延性原则(27)——的情况下,这一点尤其令人担忧,因为此时这些理论的存在论丰富性可能导致大规模的实体倍增。但这一担忧是普遍存在的:组合,无论是有限制还是无限制的,都不是一个存在论上“无辜”的操作。
There are two lines of response to this worry (whose earliest
formulations go as far back as V. Lowe 1953). First, it could be
observed that the ontological exuberance associated with the relevant
composition principles is not substantive—that the increase of
entities in the domain of a mereological theory cum
composition principles involves no substantive additional commitments
besides those already involved in the underlying theory
without composition. This is obvious in the case of modest
principles in the spirit of (P.11ξ) and
(P.14ψ), to the effect that all suitably related
entities must have an upper bound. After all, there are small things
and there are large things, and to say that we can always find a large
thing encompassing any given small things of the right sort is not to
say much. But the same could be said with respect to those stronger
principles that require the large thing to be composed
exactly of the small things—to be their mereological
sum in some sense or other. At least, this seems reasonable in the
presence of extensionality. For in that case it can be argued that
even a sum is, in an important sense, nothing over and above
its constituent parts. The sum is just the parts “taken
together” (Baxter 1998a: 193); it is the parts “counted
loosely” (Baxter 1988b: 580); it is, effectively, “the
same portion of Reality” (Lewis 1991: 81), which is strictly a
multitude and loosely a single thing. That's why, if you proceed with
a six-pack of beer to the six-items-or-fewer checkout line at the
grocery store, the cashier is not supposed to protest your use of the
line on the ground that you have seven items: either s/he'll count the
six bottles, or s/he'll count the one pack. This thesis, known in the
literature as “composition as identity”, is by no means
uncontroversial and admits of different formulations (see van Inwagen
1994, Yi 1999, Merricks 1999, McDaniel 2008, Berto and Carrara 2009,
Carrara and Martino 2011, Cameron 2012, Wallace 2013, Cotnoir 2013a,
Hawley 2013, and the essays in Baxter and Cotnoir 2014). To the extent
that the thesis is accepted, however, the charge of ontological
exuberance loses its force. The additional entities postulated by the
sum axioms would not be a genuine addition to being; they would be, in
Armstrong's phrase, an “ontological free lunch” (1997:
13). In fact, if composition is in some sense a form of identity, then
the charge of ontological extravagance discussed in connection with
unrestricted composition loses its force, too. For if a sum is nothing
over and above its constituent proper parts, whatever they are, and if
the latter are all right, then there is nothing extravagant in
countenancing the former: it just is them, whatever they are. (This is
not to say that unrestricted composition is entailed by the
thesis that composition is identity; indeed, see McDaniel 2010 for an
argument to the effect that it isn't.)
对于这一担忧(其最早的表述可以追溯到 V. Lowe 1953),有两种回应思路。首先,可以观察到与相关组合原则相关的本体论丰富性并非实质性的——即,在带有组合原则的局部论理论领域中,实体数量的增加并不涉及除了基础理论(不含组合原则)之外的其他实质性承诺。这在遵循(P.11 ξ )和(P.14 ψ )精神的适度原则中显而易见,这些原则意味着所有适当相关的实体必须有一个上界。毕竟,存在小事物和大事物,而说我们总能找到一个包含任何给定适当小事物的大事物,并没有太多实质内容。但对于那些要求大事物必须精确地由小事物组成——在某种意义上成为它们的局部论总和——的更强原则,也可以这样说。至少在存在外延性的情况下,这似乎是合理的。因为在那种情况下,可以论证,即使在重要意义上,一个总和也不过是其组成部分的总和。 总和仅仅是部分“被一起考虑”(Baxter 1998a: 193);它是部分“宽松计数”(Baxter 1988b: 580);实际上,它是“现实的同一部分”(Lewis 1991: 81),严格来说是一个多数,宽松来说是一个单一事物。这就是为什么,如果你带着六罐装啤酒去超市的六件或更少商品结账通道,收银员不应该以你有七件商品为由抗议你使用该通道:他/她要么会数六瓶,要么会数一包。这一论点,在文献中被称为“组合即同一性”,绝非没有争议,并且有不同的表述方式(参见 van Inwagen 1994, Yi 1999, Merricks 1999, McDaniel 2008, Berto and Carrara 2009, Carrara and Martino 2011, Cameron 2012, Wallace 2013, Cotnoir 2013a, Hawley 2013, 以及 Baxter 和 Cotnoir 2014 中的文章)。然而,只要这一论点被接受,本体论过度膨胀的指控就失去了力量。通过总和公设所假定的额外实体不会真正增加存在;它们将是,用 Armstrong 的话来说,一个“本体论的免费午餐”(1997: 13)。 事实上,如果组合在某种意义上是一种同一性形式,那么与无限制组合相关的本体论奢侈指控也就失去了其力量。因为如果一个总和不过是其组成部分的总和,无论它们是什么,而后者都是合理的,那么承认前者就没有什么奢侈的:它只是它们,无论它们是什么。(这并不是说无限制组合是由组合即同一性这一论点所蕴含的;实际上,参见 McDaniel 2010 年的论证,表明情况并非如此。)
Secondly, it could be observed that the objection in question bites at
the wrong level. If, given some entities, positing their sum were to
count as further ontological commitment, then, given a mereologically
composite entity, positing its proper parts should also count as
further commitment. After all, every entity is distinct from its
proper parts. But then the worry has nothing to do with the
composition axioms; it is, rather, a question of whether there is any
point in countenancing a whole along with its proper parts or
vice versa (see Varzi 2000, 2014 and Smid 2015). And if the answer is
in the negative, then there seems to be little use for mereology
tout court. From the point of view of the present worry, it
would appear that the only thoroughly parsimonious account would be
one that rejects any mereological complex whatsoever.
Philosophically such an account is defensible (Rosen and Dorr 2002;
Grupp 2006; Liggins 2008; Cameron 2010; Sider 2013; Contessa 2014) and
the corresponding axiom,
其次,可以观察到,所讨论的反对意见在错误的层面上起作用。如果给定一些实体,假设它们的总和被视为进一步的本体论承诺,那么,给定一个部分学上的复合实体,假设其真部分也应被视为进一步的承诺。毕竟,每个实体都与其真部分不同。但这样一来,这种担忧就与组合公理无关了;相反,这是一个是否值得承认一个整体及其真部分或反之亦然的问题(参见 Varzi 2000, 2014 和 Smid 2015)。如果答案是否定的,那么部分学似乎就没有什么用处了。从当前的担忧来看,唯一彻底节俭的论述似乎是拒绝任何部分学上的复合体。从哲学上讲,这样的论述是可以辩护的(Rosen 和 Dorr 2002;Grupp 2006;Liggins 2008;Cameron 2010;Sider 2013;Contessa 2014),而相应的公理,
(P.20) | Simplicity 简单性
Ax, |
is certainly compatible with M (up to
EM and more). But the immediate corollary
当然与 M 兼容(直至 EM 及更多)。但直接推论
(63) | Pxy ↔ x=y |
says it all: nothing would be part of anything else and parthood would collapse to identity. (This account is sometimes referred to as mereological nihilism, in contrast to the mereological universalism expressed by (P.15i); see van Inwagen 1990: 72ff.[25] Van Inwagen himself endorses a restricted version of nihilism, which leaves room for composite living things. So does Merricks 2000, 2001, whose restricted nihilism leaves room for composite conscious things.)
In recent years, further worries have been raised concerning mereological theories with substantive composition principles—especially concerning the full strength of GEM. Among other things, it has been argued that the principle of unrestricted composition does not sit well with certain fundamental intuitions about persistence through time (van Inwagen 1990, 75ff), that it is incompatible with certain plausible theories of space (Forrest 1996b), or that it leads to paradoxes similar to the ones afflicting naïve set theory (Bigelow 1996). A detailed examination of such arguments is beyond the scope of this entry. For some discussion of the first issue, however, see Rea (1998), McGrath (1998, 2001), Hudson (2001: 93ff) and Eklund (2002: §7). On the second, see Oppy (1997) and Mormann (1999). Hudson (2001: 95ff) also contains some discussion of the last point.
5. Indeterminacy and Fuzziness
5. 不确定性与模糊性
We conclude with some remarks on a question that was briefly mentioned above in connection with the Special Composition Question but that pertains more generally to the underlying notion of parthood that mereology seeks to systematize. All the theories examined so far, from M to GEM and its variants, appear to assume that parthood is a perfectly determinate relation: given any two entities x and y, there is always an objective, determinate fact of the matter as to whether or not x is part of y. However, in some cases this seems problematic. Perhaps there is no room for indeterminacy in the idealized mereology of space and time as such; but when it comes to the mereology of ordinary spatio-temporal particulars (for instance) the picture looks different. Think of objects such as clouds, forests, heaps of sand. What exactly are their constitutive parts? What are the mereological boundaries of a desert, a river, a mountain? Some stuff is positively part of Mount Everest and some stuff is positively not part of it, but there is borderline stuff whose mereological relationship to Everest seems indeterminate. Even living organisms may, on closer look, give rise to indeterminacy issues. Surely Tibbles's body comprises his tail and surely it does not comprise Pluto's. But what about the whisker that is coming loose? It used to be a firm part of Tibbles and soon it will drop off for good, yet meanwhile its mereological relation to the cat is dubious. And what goes for material bodies goes for everything. What are the mereological boundaries of a neighborhood, a college, a social organization? What about the boundaries of events such as promenades, concerts, wars? What about the extensions of such ordinary concepts as baldness, wisdom, personhood?
These worries are of no little import, and it might be thought that
some of the principles discussed above would have to be revisited
accordingly—not because of their ontological import but because
of their classical, bivalent presuppositions. For example, the
extensionality theorem of EM, (27), says that
composite things with the same proper parts are identical, but in the
presence of indeterminacy this may call for qualifications. The model
in Figure 9, left, depicts x and y as non-identical
by virtue of their having distinct determinate parts; yet one might
prefer to describe a situation of this sort as one in which the
identity between x and y is itself indeterminate,
owing to the partly indeterminate status of the two outer atoms.
Conversely, in the model on the right x and y have
the same determinate proper parts, yet again one might prefer to
suspend judgment concerning their identity, owing to the indeterminate
status of the middle atom.
这些担忧并非无关紧要,人们可能会认为,上述讨论的一些原则需要相应地重新审视——不是因为它们的本体论意义,而是因为它们所依赖的经典二值预设。例如,EM 的外延性定理(27)指出,具有相同真部分的复合物是相同的,但在存在不确定性的情况下,这可能需要加以限定。图 9 左侧的模型通过 x 和 y 具有不同的确定部分来描绘它们的不同一性;然而,人们可能更倾向于将这种情况描述为 x 和 y 之间的同一性本身是不确定的,这是由于两个外部原子的部分不确定性状态所致。相反,在右侧的模型中,x 和 y 具有相同的确定真部分,但人们可能仍然倾向于对它们的同一性持保留态度,这是由于中间原子的不确定性状态。

Figure 9. Objects with indeterminate parts (dashed lines).
Now, it is clear that a lot here depends on how exactly one
understands the relevant notion of indeterminacy. There are, in fact,
two ways of understanding a claim of the form
现在,很明显,这里很大程度上取决于人们如何准确理解相关的不确定性概念。事实上,有两种方式来理解形式为
(64) | It is indeterminate whether a is part of
b, a 是否是 b 的一部分是不确定的, |
depending on whether the phrase ‘it is indeterminate
whether’ is assigned wide scope, as in (64a), or narrow scope,
as in (64b):
取决于短语“是否不确定”被赋予宽范围,如(64a),还是窄范围,如(64b):
(64a) | It is indeterminate whether b is such that a
is part of it. b 是否是这样的,即 a 是它的一部分,这一点是不确定的。 |
(64b) | b is such that it is indeterminate whether a
is part of it. b 是这样的,以至于 a 是否是它的一部分是不确定的。 |
On the first understanding, the indeterminacy is merely de dicto: perhaps ‘a’ or ‘b’ are vague terms, or perhaps ‘part’ is a vague predicate, but there is no reason to suppose that such vagueness is due to objective deficiencies in the underlying reality. If so, then there is no reason to think that it should affect the apparatus of mereology either, at least insofar as the theory is meant to capture some structural features of the world regardless of how we talk about it. For example, the statement
(65) | The loose whisker is part of Tibbles |
may owe its indeterminacy to the semantic indeterminacy of ‘Tibbles’: our linguistic practices do not, on closer look, specify exactly which portion of reality is currently picked out by that name. In particular, they do not specify whether the name picks out something whose current parts include the whisker that is coming loose and, as a consequence, the truth conditions of (65) are not fully determined. But this is not to say that the stuff out there is mereologically indeterminate. Each one of a large variety of slightly distinct chunks of reality has an equal claim to being the referent of the vaguely introduced name ‘Tibbles’, and each such thing has a perfectly precise mereological structure: some of them currently include the lose whisker among their parts, others do not. (Proponents of this view, which also affords a way of dealing with the so-called “problem of the many” of Unger 1980 and Geach 1980, include Hughes 1986, Heller 1990, Lewis 1993a, McGee 1997, and Varzi 2001.) Alternatively, one could hold that the indeterminacy of (65) is due, not to the semantic indeterminacy of ‘Tibbles’, but to that of ‘part’ (as in Donnelly 2014): there is no one parthood relation; rather, several slightly different relations are equally eligible as extension of the parthood predicate, and while some such relations connect the loose wisker to Tibbles, others do not. In this sense, the dashed lines in Figure 9 would be “defects” in the models, not in the reality that they are meant to represent. Either way, it is apparent that, on a de dicto understanding, mereological indeterminacy need not be due to the way the world is (or isn't): it may just be an instance of a more general and widespread phenomenon of indeterminacy that affects our language and our conceptual apparatus at large. As such, it can be accounted for in terms of whatever theory—semantic, pragmatic, or even epistemic—one finds best suited for dealing with the phenomenon in its generality. (See the entry on vagueness.) The principles of mereology, understood as a theory of the parthood relation, or of all the relations that qualify as admissible interpretations of the parthood predicate, would hold regardless.[26]
By contrast, on the second way of understanding claims of the form (64), corresponding to (64b), the relevant indeterminacy is genuinely de re: there is no objective fact of the matter as to whether a is part of b, regardless of the words we use to describe the situation. For example, on this view (65) would be indeterminate, not because of the vagueness of ‘Tibbles’, but because of the vagueness of Tibbles itself: there simply would be no fact of the matter as to whether the whisker that is coming loose is part of the cat. Similarly, the dashed lines in Figure 9 would not reflect a “defect” in the models but a genuine, objective deficiency in the mereological organization of the underlying reality. As it turns out, this is not a popular view: already Russell (1923) argued that the very idea of worldly indeterminacy betrays a “fallacy of verbalism”, and some have gone as far as saying that de re indeterminacy is simply not “intelligible” (Dummett 1975: 314; Lewis 1986b: 212) or ruled out a priori (Jackson 2001: 657). Nonetheless, several philosophers feel otherwise and the idea that the world may include vague entities relative to which the parthood relation is not fully determined has received considerable attention in recent literature, from Johnsen (1989), Tye (1990), and van Inwagen (1990: ch. 17) to Morreau (2002), McKinnon (2003), Akiba (2004), N. Smith (2005), Hyde (2008: §5.3), Carmichael (2011), and Sattig (2013, 2014), inter alia. Even those who do not find that thought attractive might wonder whether an a priori ban on it might be unwarranted—a deep-seated metaphysical prejudice, as Burgess (1990: 263) puts it. (Dummett himself withdrew his earlier remark and spoke of a “prejudice” in his 1981: 440.) It is therefore worth asking: How would such a thought impact on the mereological theses considered in the preceding sections?
There is, unfortunately, no straightforward way of answering this question. Broadly speaking, two main sorts of answer may be considered, depending on whether (i) one simply takes the indeterminacy of the parthood relation to be the reason why certain statements involving the parthood predicate lack a definite truth-value, or (ii) one understands the indeterminacy so that parthood becomes a genuine matter of degree. Both options, however, may be articulated in a variety of ways.
On option (i) (initially favored by such authors as Johnsen and Tye), it could once again be argued that no modification of the basic mereological machinery is strictly necessary, as long as each postulate is taken to characterize the parthood relation insofar as it behaves in a determinate fashion. Thus, on this approach, (P.1) should be understood as asserting that everything is definitely part of itself, (P.2) that any definite part of any definite part of a thing is itself a definite part of that thing, (P.3) that things that are definitely part of each other are identical, and so on, and the truth of such principles is not affected by the consideration that parthood need not be fully determinate. There is, however, some leeway as to how such basic postulates could be integrated with further principles concerning explicitly the indeterminate cases. For example, do objects with indeterminate parts have indeterminate identity? Following Evans (1978), many philosophers have taken the answer to be obviously in the affirmative. Others, such as Cook (1986), Sainsbury (1989), or Tye (2000), hold the opposite view: vague objects are mereologically elusive, but they have the same precise identity conditions as any other object. Still others maintain that the answer depends on the strength of the underlying mereology. For instance, T. Parsons (2000: §5.6.1) argues that on a theory such as EM cum unrestricted binary sums,[27] the de re indeterminacy of (65) would be inherited by
(66) | Tibbles is identical with the sum of Tibbles and the loose
whisker. Tibbles 与 Tibbles 和松散的胡须的总和是相同的。 |
A related question is: Does countenancing objects with indeterminate parts entail that composition be vague, i.e., that there is sometimes no matter of fact whether some things make up a whole? A popular view, much influenced by Lewis (1986b: 212), says that it does. Others, such as Morreau (2002: 338), argue instead that the link between vague parthood and vague composition is unwarranted: perhaps the de re indeterminacy of (65) is inherited by some instances of
(67) | Tibbles is composed of x and the loose whisker. |
(for example, x could be something that is just like Tibbles except that the whisker is determinately not part of it); yet this would not amount to saying that composition is vague, for the following might nonetheless be true:
(68) | There is something composed of x and the loose whisker. |
Finally, there is of course the general question of how one should handle logically complex statements concerning, at least in part, mereologically indeterminate objects. A natural choice is to rely on a three-valued semantics of some sort, the third value being, strictly speaking, not a truth value but rather a truth-value gap. In this spirit, both Johnsen and Tye endorse the truth-tables of Kleene (1938) while Hyde those of Łukasiewicz (1920). However, it is worth stressing that other choices are available, including non-truth-functional accounts. For example, Akiba (2000) and Morreau (2002) recommend a form of “supervaluationism”. This was originally put forward by Fine (1975) as a theory for dealing with de dicto indeterminacy, the idea being that a statement involving vague expressions should count as true (false) if and only it is true (false) on every “precisification” of those expressions. Still, a friend of de re indeterminacy may exploit the same idea by speaking instead of precisifications of the underlying reality—what Sainsbury (1989) calls “approximants”, Cohn and Gotts (1996) “crispings”, and T. Parsons (2000) “resolutions” of vague objects. As a result, one would be able to explain why, for example, (69) appears to be true and (70) false (assuming that Tibbles's head is definitely part of Tibbles), whereas both conditionals would be equally indeterminate on Kleene's semantics and equally true on Łukasiewicz's:
(69) | If the loose whisker is part of the head and the head is part of Tibbles, then the whisker itself is part of Tibbles. |
(70) | If the loose whisker is part of the head and the head is part of Tibbles, then the whisker itself is not part of Tibbles. |
As for option (ii)—to the effect that de re mereological indeterminacy is a matter of degree—the picture is different. Here the main motivation is that whether or not something is part of something else is really not an all-or-nothing affair. If Tibbles has two whiskers that are coming loose, then we may want to say that neither is a definite part of Tibbles. But if one whisker is looser than the other, then it would seem plausible to say that the first is part of Tibbles to a lesser degree than the second, and one may want the postulates of mereology to be sensitive to such distinctions. This is, for example, van Inwagen's (1990) view of the matter, which results in a fuzzification of parthood that parallels in many ways to the fuzzification of membership in Zadeh's (1965) set theory, and it is this sort of intuition that also led to the development of such formal theories as Polkowsky and Skowron's (1994) “rough mereology” or N. Smith's (2005) theory of “concrete parts”. Again, there is room for some leeway concerning matters of detail, but in this case the main features of the approach are fairly clear and uniform across the literature. For let π be the characteristic function associated with the parthood relation denoted by the basic mereological primitive, ‘P’. Then, if classically this function is bivalent, which can be expressed by saying that π(x, y) always takes, say, the value 1 or the value 0 according to whether or not x is part of y, to say that parthood may be indeterminate is to say that π need not be fully bivalent. And whereas option (i) simply takes this to mean that π may sometimes be undefined, option (ii) can be characterized by saying that the range of π may include values intermediate between 0 and 1, i.e., effectively, values from the closed real interval [0, 1]. In other words, on this latter approach π is still a perfectly standard, total function, and the only serious question that needs to be addressed is the genuinely mereological question of what conditions should be assumed to characterize its behavior—a question not different from the one that we have considered for the bivalent case throughout the preceding sections.
This is not to say that the question is an easy one. As it turns out, the “fuzzification” of the core theory M is rather straightforward, but its extensions give rise to various issues. Thus, consider the partial ordering axioms (P.1)–(P.3). Classically, these correspond to the following conditions on π :
(P.1π) | π(x, x) = 1 |
(P.2π) | π(x, z) ≥ min(π(x, y), π(y, z)) |
(P.3π) | If π(x, y) = 1 and π(y, x) = 1, then x = y, |
and one could argue that the very same conditions may be taken to fix the basic properties of parthood regardless of whether π is bivalent. Perhaps one may consider weakening (P.2π) as follows (Polkowsky and Skowron 1994):
(P.2π′) | If π(y, z) = 1, then π(x, z) ≥ π(x, y). |
Or one may consider strengthening (P.3π) as follows (N.
Smith
2005):[28]
或者可以考虑如下加强 (P.3 π )(N. Smith 2005): [28]
(P.3π′) | If π(x, y) > 0 and π(y,
x) > 0, then x = y. 如果 π(x, y) > 0 且 π(y, x) > 0,则 x = y。 |
But that is about it: there is little room for further adjustments. Things immediately get complicated, though, as soon as we move beyond M. Take, for instance, the Supplementation principle (P.4) of MM. One natural way of expressing it in terms of π is as follows:
(P.4π) | If π(x, y) = 1 and x ≠
y, then π(z, y) = 1 for some z
such that, for all w, either π(w, z) = 0
or π(w, x) = 0. 如果 π(x, y) = 1 且 x ≠ y,那么对于某个 z,π(z, y) = 1,使得对于所有 w,要么 π(w, z) = 0,要么 π(w, x) = 0。 |
There are, however, fifteen other ways of expressing (P.4) in terms of
π, obtained by re-writing one or both occurrences of ‘=
1’ as ‘> 0’ and one or both occurrences of
‘= 0’ as ‘< 1’. In the presence of
bivalence, these would all be equivalent ways of saying the same
thing. However, such alternative formulations would not coincide if
π is allowed to take non-integral values, and the question of which
version(s) best reflect the supplementation intuition would have to be
carefully examined. (See e.g. the discussion in N. Smith 2005: 397.)
And this is just the beginning: it is clear that similar issues arise
with most other principles discussed in the previous sections, such as
Complementation, Density, or the various composition principles. (See
e.g. Polkowsky and Skowron 1994: 86 for a formulation of the
Unrestricted Sum axiom (P.152).)
然而,还有十五种其他方式可以用π来表达(P.4),通过将‘= 1’的一个或两个出现重写为‘> 0’,以及将‘= 0’的一个或两个出现重写为‘< 1’。在二值性的存在下,这些都将是以不同方式表达相同内容的等价形式。然而,如果允许π取非整数值,这些替代公式将不会一致,必须仔细检查哪个版本最能反映补充直觉。(参见例如 N. Smith 2005: 397 中的讨论。)而这仅仅是开始:显然,类似的问题也出现在前面章节讨论的大多数其他原则中,如补全、密度或各种组合原则。(参见例如 Polkowsky 和 Skowron 1994: 86 中对无限制和公理(P.15 2 )的表述。)
On the other hand, it is worth noting that precisely because the
difficulty is mainly technical—the framework itself being fairly
firm—now some of the questions raised in connection with option
(i) tend to be less open to controversy. For example, the question of
whether mereological indeterminacy implies vague identity is generally
answered in the negative, especially if one adheres to the spirit of
extensionality. For then it is natural to say that non-atomic objects
are identical if and only if they have exactly the same parts to the
same degree—and that is not a vague matter (a point already made
in Williamson 1994: 255). In other words, given that classically the
extensionality principle (27) corresponds to the following
condition:
另一方面,值得注意的是,正因为困难主要是技术性的——框架本身相当稳固——现在与选项(i)相关的一些问题往往较少引起争议。例如,关于部分论的不确定性是否意味着模糊同一性的问题,通常是否定的回答,特别是如果一个人坚持外延性的精神。因为那样的话,自然会说非原子对象是相同的,当且仅当它们在相同程度上具有完全相同的部分——而这并不是一个模糊的问题(这一点已经在 Williamson 1994: 255 中提出)。换句话说,鉴于经典上外延性原则(27)对应于以下条件:
(27π) | If there is a z such that either π(z,
x) = 1 or π(z, y) = 1, then x =
y if and only if, for every z, π(z,
x) = π(z, y), 如果存在一个 z 使得π(z, x) = 1 或π(z, y) = 1,那么 x = y 当且仅当对于每一个 z,π(z, x) = π(z, y) |
it seems perfectly natural to stick to this condition even if the
range of π is extended from {0, 1} to [0, 1]. Likewise, the
question of whether mereological indeterminacy implies vague
composition or vague existence is generally answered in the
affirmative (though not always; see e.g. Donnelly 2009 and Barnes and
Williams 2009). Van Inwagen (1990: 228) takes this to be a rather
obvious consequence of the approach, but N. Smith (2005: 399ff) goes
further and provides a detailed analysis of how one can calculate the
degree to which a given non-empty set of things has a sum, i.e., the
degree of existence of the sum. (Roughly, the idea is to begin with
the sum as it would exist if every element of the set were a definite
part of it, and then calculate the actual degree of existence of the
sum as a function of the degree to which each element of the set is
actually part of it).
即使将π的范围从{0, 1}扩展到[0, 1],坚持这一条件似乎也完全自然。同样,关于部分论的不确定性是否意味着模糊组合或模糊存在的问题,通常的回答是肯定的(尽管并非总是如此;参见例如 Donnelly 2009 以及 Barnes 和 Williams 2009)。Van Inwagen(1990: 228)认为这是该方法的一个相当明显的后果,但 N. Smith(2005: 399ff)更进一步,详细分析了如何计算给定非空事物集合的总体程度,即总体的存在程度。(大致来说,这个想法是从总体开始,假设集合中的每个元素都是其明确的部分,然后根据集合中每个元素实际作为其部分的程度,计算总体的实际存在程度)。
The one question that remains widely open is how all of this should be reflected in the semantics of our language, specifically the semantics of logically complex statements. As a matter of fact, there is a tendency to regard this question as part and parcel of the more general problem of choosing the appropriate semantics for fuzzy logic, which typically amounts to an infinitary generalization of some truth-functional three-valued semantics. The range of possibilities, however, is broader, and even here there is room for non-truth-functional approaches—including degree-theoretic variants of supervaluationism (as recommended e.g. in Sanford 1993: 225).
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Historical Surveys 历史调查
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Monographs and Collections
专著与文集
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Structures of Spatial Representation, Cambridge (MA): MIT
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- Gorzka, C., 2013, Mereologia a topologia i geometria bezpunktowa, Toruń: Wydawnictwo Naukowe Uniwersytetu Mikołaja Kopernika.
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- Luschei, E. C., 1965, The Logical Systems of Leśniewski, Amsterdam: North-Holland.
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- Martin, R., 1988, Metaphysical Foundations: Mereology and Metalogic, Munich: Philosophia.
- –––, 1992, Logical Semiotics and Mereology, Amsterdam: Benjamins.
- Meirav, A., 2003, Wholes, Sums and Unities, Dordrecht: Kluwer.
- Miéville, D., 1984, Un développement des systèmes logiques de Stanisław Leśniewski. Protothétique - Ontologie - Méréologie, Berne: Lang.
- ––– (ed.), 2001, Méréologie et modalités. Aspects critiques et développements, special issue of Travaux de logique, 14: 1–171.
- Moltmann, F., 1997, Parts and Wholes in Semantics, Oxford: Oxford University Press.
- Pietruszczak, A., 2000, Metamereologia, Toruń: Wydawnictwo Naukowe Uniwersytetu Mikołaja Kopernika.
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- Ridder, L., 2002, Mereologie. Ein Beitrag zur Ontologie und Erkenntnistheorie, Frankfurt: Klostermann.
- Sällström, P. (ed.), 1983–1986, Parts & Wholes: An Inventory of Present Thinking about Parts and Wholes, 4 vols., Stockholm: Forskningsrådsnämnden.
- Simons, P. M., 1987, Parts. A Study in Ontology, Oxford: Clarendon Press.
- Srzednicki, J. T. J. and Rickey, V. F. (eds.), 1984, Leśniewski's Systems: Ontology and Mereology, Dordrecht: Kluwer.
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Acknowledgments
The author would like to thank Aaron Cotnoir, Maureen Donnelly, Cody Gilmore, Paolo Maffezioli, Anthony Shiver, and an anonymous referee for helpful comments and suggestions.